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AUTONATION, INC. — Director's Dealing 2024
Mar 5, 2024
30725_dirs_2024-03-05_61e219c2-884c-434c-99d4-226ce615479a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2024-03-01
Reporting Person: DEES KIMBERLY (SVP & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-01 | Common Stock, par value $0.01 per share | M | 1065 | — | Acquired | 3159 | Direct |
| 2024-03-01 | Common Stock, par value $0.01 per share | M | 615 | — | Acquired | 3774 | Direct |
| 2024-03-01 | Common Stock, par value $0.01 per share | M | 415 | — | Acquired | 4189 | Direct |
| 2024-03-01 | Common Stock, par value $0.01 per share | M | 389 | — | Acquired | 4578 | Direct |
| 2024-03-01 | Common Stock, par value $0.01 per share | F | 981 | $151.98 | Disposed | 3597 | Direct |
| 2024-03-04 | Common Stock, par value $0.01 per share | S | 3133 | $152.2767 | Disposed | 464 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-01 | Restricted Stock Units | $ | M | 1065 | Disposed | Common Stock, par value $0.01 per share (1065) | Direct | |
| 2024-03-01 | Restricted Stock Units | $ | M | 615 | Disposed | Common Stock, par value $0.01 per share (615) | Direct | |
| 2024-03-01 | Restricted Stock Units | $ | M | 415 | Disposed | Common Stock, par value $0.01 per share (415) | Direct | |
| 2024-03-01 | Restricted Stock Units | $ | M | 389 | Disposed | Common Stock, par value $0.01 per share (389) | Direct | |
| 2024-03-01 | Restricted Stock Units | $ | A | 1052 | Acquired | Common Stock, par value $0.01 per share (1052) | Direct |
Footnotes
F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2: This transaction was executed in multiple trades at prices ranging from $152.23 to $152.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The reporting person received a grant of 4,258 restricted stock units on March 2, 2020. The restricted stock units vested in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024.
F4: The reporting person received a grant of 2,459 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.
F5: The reporting person received a grant of 1,661 restricted stock units on March 1, 2022. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.
F6: The reporting person received a grant of 1,166 restricted stock units on March 1, 2023. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.
F7: The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.