AI assistant
AUTONATION, INC. — Director's Dealing 2024
Mar 5, 2024
30725_dirs_2024-03-05_9cd4afa5-847a-4e8b-a214-c3f00a69281d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2023-12-11
Reporting Person: Koehler David L (COO, Non-Franchised Business)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-01 | Common Stock, par value $0.01 per share | M | 1777 | — | Acquired | 7322 | Direct |
| 2024-03-01 | Common Stock, par value $0.01 per share | M | 1232 | — | Acquired | 8554 | Direct |
| 2024-03-01 | Common Stock, par value $0.01 per share | M | 910 | — | Acquired | 9464 | Direct |
| 2024-03-01 | Common Stock, par value $0.01 per share | M | 863 | — | Acquired | 10327 | Direct |
| 2024-03-01 | Common Stock, par value $0.01 per share | F | 1771 | $151.98 | Disposed | 8556 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-11 | Restricted Stock Units | $ | F | 69 | Disposed | Common Stock, par value $0.01 per share (69) | Direct | |
| 2023-12-11 | Restricted Stock Units | $ | F | 100 | Disposed | Common Stock, par value $0.01 per share (100) | Direct | |
| 2023-12-11 | Restricted Stock Units | $ | F | 74 | Disposed | Common Stock, par value $0.01 per share (74) | Direct | |
| 2023-12-11 | Restricted Stock Units | $ | F | 109 | Disposed | Common Stock, par value $0.01 per share (109) | Direct | |
| 2024-03-01 | Restricted Stock Units | $ | M | 1777 | Disposed | Common Stock, par value $0.01 per share (1777) | Direct | |
| 2024-03-01 | Restricted Stock Units | $ | M | 1232 | Disposed | Common Stock, par value $0.01 per share (1232) | Direct | |
| 2024-03-01 | Restricted Stock Units | $ | M | 910 | Disposed | Common Stock, par value $0.01 per share (910) | Direct | |
| 2024-03-01 | Restricted Stock Units | $ | M | 863 | Disposed | Common Stock, par value $0.01 per share (863) | Direct | |
| 2024-03-01 | Restricted Stock Units | $ | A | 2631 | Acquired | Common Stock, par value $0.01 per share (2631) | Direct |
Footnotes
F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2: The reporting person received a grant of 7,381 restricted stock units on March 2, 2020. The restricted stock units vested in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024.
F3: Reflects the withholding of restricted stock units by the registrant to satisfy FICA and related income tax obligations arising from the reporting person being eligible for retirement treatment.
F4: The reporting person received a grant of 5,329 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.
F5: The reporting person received a grant of 2,953 restricted stock units on March 8, 2022. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.
F6: The reporting person received a grant of 2,915 restricted stock units on March 1, 2023. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.
F7: The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.