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AUTONATION, INC. Director's Dealing 2024

Mar 5, 2024

30725_dirs_2024-03-05_9cd4afa5-847a-4e8b-a214-c3f00a69281d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2023-12-11

Reporting Person: Koehler David L (COO, Non-Franchised Business)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-03-01 Common Stock, par value $0.01 per share M 1777 Acquired 7322 Direct
2024-03-01 Common Stock, par value $0.01 per share M 1232 Acquired 8554 Direct
2024-03-01 Common Stock, par value $0.01 per share M 910 Acquired 9464 Direct
2024-03-01 Common Stock, par value $0.01 per share M 863 Acquired 10327 Direct
2024-03-01 Common Stock, par value $0.01 per share F 1771 $151.98 Disposed 8556 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-11 Restricted Stock Units $ F 69 Disposed Common Stock, par value $0.01 per share (69) Direct
2023-12-11 Restricted Stock Units $ F 100 Disposed Common Stock, par value $0.01 per share (100) Direct
2023-12-11 Restricted Stock Units $ F 74 Disposed Common Stock, par value $0.01 per share (74) Direct
2023-12-11 Restricted Stock Units $ F 109 Disposed Common Stock, par value $0.01 per share (109) Direct
2024-03-01 Restricted Stock Units $ M 1777 Disposed Common Stock, par value $0.01 per share (1777) Direct
2024-03-01 Restricted Stock Units $ M 1232 Disposed Common Stock, par value $0.01 per share (1232) Direct
2024-03-01 Restricted Stock Units $ M 910 Disposed Common Stock, par value $0.01 per share (910) Direct
2024-03-01 Restricted Stock Units $ M 863 Disposed Common Stock, par value $0.01 per share (863) Direct
2024-03-01 Restricted Stock Units $ A 2631 Acquired Common Stock, par value $0.01 per share (2631) Direct

Footnotes

F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2: The reporting person received a grant of 7,381 restricted stock units on March 2, 2020. The restricted stock units vested in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024.

F3: Reflects the withholding of restricted stock units by the registrant to satisfy FICA and related income tax obligations arising from the reporting person being eligible for retirement treatment.

F4: The reporting person received a grant of 5,329 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.

F5: The reporting person received a grant of 2,953 restricted stock units on March 8, 2022. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof.

F6: The reporting person received a grant of 2,915 restricted stock units on March 1, 2023. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F7: The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.