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AUTONATION, INC. — Director's Dealing 2023
Mar 3, 2023
30725_dirs_2023-03-03_00dc0a3a-cdf1-4fca-b92f-9d894597d896.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2023-03-01
Reporting Person: CANNON MARC G (EVP & Chief Cust Exp Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-01 | Common Stock, par value $0.01 per share | M | 5255 | — | Acquired | 21368 | Direct |
| 2023-03-01 | Common Stock, par value $0.01 per share | M | 4921 | — | Acquired | 26289 | Direct |
| 2023-03-01 | Common Stock, par value $0.01 per share | M | 1038 | — | Acquired | 27327 | Direct |
| 2023-03-01 | Common Stock, par value $0.01 per share | M | 3935 | — | Acquired | 31262 | Direct |
| 2023-03-01 | Common Stock, par value $0.01 per share | M | 2658 | — | Acquired | 33920 | Direct |
| 2023-03-01 | Common Stock, par value $0.01 per share | F | 6841 | $137.24 | Disposed | 27079 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-01 | Restricted Stock Units | $ | M | 5255 | Disposed | Common Stock, par value $0.01 per share (5255.0) | Direct | |
| 2023-03-01 | Restricted Stock Units | $ | M | 4921 | Disposed | Common Stock, par value $0.01 per share (4921.0) | Direct | |
| 2023-03-01 | Restricted Stock Units | $ | M | 1038 | Disposed | Common Stock, par value $0.01 per share (1038.0) | Direct | |
| 2023-03-01 | Restricted Stock Units | $ | M | 3935 | Disposed | Common Stock, par value $0.01 per share (3935.0) | Direct | |
| 2023-03-01 | Restricted Stock Units | $ | M | 2658 | Disposed | Common Stock, par value $0.01 per share (2658.0) | Direct | |
| 2023-03-01 | Restricted Stock Units | $ | A | 5246 | Acquired | Common Stock, par value $0.01 per share (5246.0) | Direct |
Footnotes
F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2: The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vested in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represented a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F3: The reporting person received a grant of 19,683 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F4: The reporting person received a grant of 4,153 restricted stock units on July 20, 2020. The restricted stock units vest in 25% annual increments on each of July 20, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F5: The reporting person received a grant of 15,741 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F6: The reporting person received a grant of 10,632 restricted stock units on March 1, 2022. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F7: The restricted stock units were granted on March 1, 2023 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.