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AUTONATION, INC. — Director's Dealing 2021
Mar 3, 2021
30725_dirs_2021-03-03_49a1b329-839d-432d-9e99-4043403419aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2021-03-01
Reporting Person: JACKSON MICHAEL J (Director, CEO and Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock, par value $0.01 per share | M | 25813 | — | Acquired | 168081 | Direct |
| 2021-03-01 | Common Stock, par value $0.01 per share | M | 25452 | — | Acquired | 193533 | Direct |
| 2021-03-01 | Common Stock, par value $0.01 per share | M | 35863 | — | Acquired | 229396 | Direct |
| 2021-03-01 | Common Stock, par value $0.01 per share | F | 32239 | $76.23 | Disposed | 197157 | Direct |
| 2021-03-02 | Common Stock, par value $0.01 per share | M | 23421 | — | Acquired | 220578 | Direct |
| 2021-03-02 | Common Stock, par value $0.01 per share | F | 11335 | $76.15 | Disposed | 209243 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Restricted Stock Units | $ | M | 25813 | Disposed | Common Stock, par value $0.01 per share (25813.0) | Direct | |
| 2021-03-01 | Restricted Stock Units | $ | M | 25452 | Disposed | Common Stock, par value $0.01 per share (25452.0) | Direct | |
| 2021-03-01 | Restricted Stock Units | $ | M | 35863 | Disposed | Common Stock, par value $0.01 per share (35863.0) | Direct | |
| 2021-03-02 | Restricted Stock Units | $ | M | 23421 | Disposed | Common Stock, par value $0.01 per share (23421.0) | Direct |
Footnotes
F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2: The reporting person received a grant of 125,151 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F3: The reporting person received a grant of 123,406 restricted stock units on March 1, 2018. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F4: The reporting person received a grant of 173,879 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F5: The reporting person received a grant of 113,558 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.