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AUTONATION, INC. — Director's Dealing 2021
Mar 10, 2021
30725_dirs_2021-03-10_d2e4e3ac-e107-468f-a7b7-8df8a0d2e1e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2021-03-08
Reporting Person: JACKSON MICHAEL J (Director, CEO and Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock, par value $0.01 per share | M | 47731 | $52.65 | Acquired | 256974 | Direct |
| 2021-03-08 | Common Stock, par value $0.01 per share | M | 44995 | $57.44 | Acquired | 301969 | Direct |
| 2021-03-08 | Common Stock, par value $0.01 per share | S | 19758 | $89.3026 | Disposed | 282211 | Direct |
| 2021-03-08 | Common Stock, par value $0.01 per share | S | 72968 | $89.9642 | Disposed | 209243 | Direct |
| 2021-03-09 | Common Stock, par value $0.01 per share | M | 2737 | $57.44 | Acquired | 211980 | Direct |
| 2021-03-09 | Common Stock, par value $0.01 per share | M | 20094 | $54.04 | Acquired | 232074 | Direct |
| 2021-03-09 | Common Stock, par value $0.01 per share | S | 9400 | $86.4603 | Disposed | 222674 | Direct |
| 2021-03-09 | Common Stock, par value $0.01 per share | S | 6406 | $87.3807 | Disposed | 216268 | Direct |
| 2021-03-09 | Common Stock, par value $0.01 per share | S | 4025 | $88.5067 | Disposed | 212243 | Direct |
| 2021-03-09 | Common Stock, par value $0.01 per share | S | 2200 | $89.588 | Disposed | 210043 | Direct |
| 2021-03-09 | Common Stock, par value $0.01 per share | S | 800 | $90.1313 | Disposed | 209243 | Direct |
| 2021-03-10 | Common Stock, par value $0.01 per share | M | 27638 | $54.04 | Acquired | 236881 | Direct |
| 2021-03-10 | Common Stock, par value $0.01 per share | S | 12852 | $86.872 | Disposed | 224029 | Direct |
| 2021-03-10 | Common Stock, par value $0.01 per share | S | 14786 | $87.2934 | Disposed | 209243 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Employee Stock Option (right to buy) | $52.65 | M | 47731 | Disposed | 2024-03-03 | Common Stock, par value $0.01 per share (47731.0) | Direct |
| 2021-03-08 | Employee Stock Option (right to buy) | $57.44 | M | 44995 | Disposed | 2024-03-03 | Common Stock, par value $0.01 per share (44995.0) | Direct |
| 2021-03-09 | Employee Stock Option (right to buy) | $57.44 | M | 2737 | Disposed | 2024-03-03 | Common Stock, par value $0.01 per share (2737.0) | Direct |
| 2021-03-09 | Employee Stock Option (right to buy) | $54.04 | M | 20094 | Disposed | 2024-03-03 | Common Stock, par value $0.01 per share (20094.0) | Direct |
| 2021-03-10 | Employee Stock Option (right to buy) | $54.04 | M | 27638 | Disposed | 2024-03-03 | Common Stock, par value $0.01 per share (27638.0) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $88.52 to $89.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $89.51 to $90.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $86 to $86.972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $87 to $87.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $88.12 to $88.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $89.01 to $89.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: This transaction was executed in multiple trades at prices ranging from $90.10 to $90.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F8: This transaction was executed in multiple trades at prices ranging from $86.36 to $87.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F9: This transaction was executed in multiple trades at prices ranging from $87.01 to $88.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F10: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2014.