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AUTONATION, INC. — Director's Dealing 2018
Mar 5, 2018
30725_dirs_2018-03-05_fc94fbd2-3432-4cb0-9975-bab7899105fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2018-03-01
Reporting Person: ARNOLD H SCOTT (EVP-Cust Care/Brand Extensions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-01 | Common Stock, par value $0.01 per share | M | 2145 | — | Acquired | 5307 | Direct |
| 2018-03-01 | Common Stock, par value $0.01 per share | M | 1084 | — | Acquired | 6391 | Direct |
| 2018-03-01 | Common Stock, par value $0.01 per share | F | 1029 | $49.16 | Disposed | 5362 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-01 | Restricted Stock Units | $ | M | 2145 | Disposed | Common Stock, par value $0.01 per share (2145.0) | Direct | |
| 2018-03-01 | Restricted Stock Units | $ | M | 1084 | Disposed | Common Stock, par value $0.01 per share (1084.0) | Direct |
Footnotes
F1: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
F2: The reporting person received a grant of 8,581 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.
F3: The reporting person received a grant of 4,337 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.