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AUTONATION, INC. — Director's Dealing 2017
Jun 5, 2017
30725_dirs_2017-06-05_33b30fd6-ab54-44b2-b5de-81a41345690b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2017-06-01
Reporting Person: ISERMAN LANCE E (EVP, Sales & COO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 3673 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $34.09 | 2022-03-01 | Common Stock, par value $0.01 per share (313.0) | Direct | |
| Employee Stock Option (right to buy) | $35.0 | 2022-03-01 | Common Stock, par value $0.01 per share (313.0) | Direct | |
| Employee Stock Option (right to buy) | $41.16 | 2022-03-01 | Common Stock, par value $0.01 per share (313.0) | Direct | |
| Employee Stock Option (right to buy) | $38.63 | 2022-03-01 | Common Stock, par value $0.01 per share (313.0) | Direct | |
| Employee Stock Option (right to buy) | $43.45 | 2023-03-01 | Common Stock, par value $0.01 per share (1083.0) | Direct | |
| Employee Stock Option (right to buy) | $46.22 | 2023-03-01 | Common Stock, par value $0.01 per share (1083.0) | Direct | |
| Employee Stock Option (right to buy) | $47.25 | 2023-03-01 | Common Stock, par value $0.01 per share (1083.0) | Direct | |
| Employee Stock Option (right to buy) | $48.8 | 2023-03-01 | Common Stock, par value $0.01 per share (1083.0) | Direct | |
| Employee Stock Option (right to buy) | $52.65 | 2024-03-03 | Common Stock, par value $0.01 per share (1419.0) | Direct | |
| Employee Stock Option (right to buy) | $57.44 | 2024-03-03 | Common Stock, par value $0.01 per share (1419.0) | Direct | |
| Employee Stock Option (right to buy) | $54.04 | 2024-03-03 | Common Stock, par value $0.01 per share (1419.0) | Direct | |
| Employee Stock Option (right to buy) | $58.29 | 2024-03-03 | Common Stock, par value $0.01 per share (1704.0) | Direct | |
| Employee Stock Option (right to buy) | $62.6 | 2025-03-02 | Common Stock, par value $0.01 per share (1704.0) | Direct | |
| Employee Stock Option (right to buy) | $62.93 | 2025-03-02 | Common Stock, par value $0.01 per share (1704.0) | Direct | |
| Employee Stock Option (right to buy) | $58.08 | 2025-03-02 | Common Stock, par value $0.01 per share (1704.0) | Direct | |
| Employee Stock Option (right to buy) | $64.48 | 2025-03-02 | Common Stock, par value $0.01 per share (1704.0) | Direct | |
| Employee Stock Option (right to buy) | $52.53 | 2026-03-01 | Common Stock, par value $0.01 per share (6816.0) | Direct | |
| Restricted Stock Units | $ | Common Stock, par value $0.01 per share (6034.0) | Direct |
Footnotes
F1: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.
F2: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013.
F3: The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2014, subject to continuous employment with the Company.
F4: The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015, subject to continuous employment with the Company.
F5: The option becomes exercisable in 25% annual increments on each of the first four anniversaries of March 1, 2016, subject to continuous employment with the Company.
F6: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continuous employment with the Company.
F7: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company"), or at the Company's election, the cash value thereof.