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AUTONATION, INC. — Director's Dealing 2014
Mar 5, 2014
30725_dirs_2014-03-05_82b81b15-8c2f-43f0-af87-b7dc3b20099e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2014-03-03
Reporting Person: FERRANDO JONATHAN P (EVP - GC, Corp Dev & HR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-05 | Common Stock, par value $0.01 per share | M | 10000 | $19.21 | Acquired | 54000 | Direct |
| 2014-03-05 | Common Stock, par value $0.01 per share | M | 31506 | $10.17 | Acquired | 85506 | Direct |
| 2014-03-05 | Common Stock, par value $0.01 per share | S | 39506 | $53.3647 | Disposed | 46000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-03 | Employee Stock Option (right to buy) | $52.65 | A | 34438 | Acquired | 2024-03-03 | Common Stock, par value $0.01 per share (34438.0) | Direct |
| 2014-03-05 | Employee Stock Option (right to buy) | $19.21 | M | 10000 | Disposed | 2017-07-30 | Common Stock, par value $0.01 per share (10000.0) | Direct |
| 2014-03-05 | Employee Stock Option (right to buy) | $10.17 | M | 31506 | Disposed | 2018-07-30 | Common Stock, par value $0.01 per share (31506.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1767 | Indirect |
Footnotes
F1: Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.
F2: This transaction was executed in multiple trades at prices ranging from $53.10 to $53.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2014, subject to continuous employment with the Company.
F4: The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2007.
F5: The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2008.