AI assistant
AUTONATION, INC. — Director's Dealing 2014
Aug 29, 2014
30725_dirs_2014-08-29_c26708fe-73a5-4208-a8c8-f08eebec9d51.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2014-08-27
Reporting Person: MAROONE MICHAEL E (Director, Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-27 | Common Stock, par value $0.01 per share | M | 101806 | $19.21 | Acquired | 101806 | Direct |
| 2014-08-27 | Common Stock, par value $0.01 per share | S | 101806 | $53.9998 | Disposed | 0 | Direct |
| 2014-08-28 | Common Stock, par value $0.01 per share | M | 118444 | $19.21 | Acquired | 118444 | Direct |
| 2014-08-28 | Common Stock, par value $0.01 per share | S | 118444 | $53.8918 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-27 | Employee Stock Option (right to buy) | $19.21 | M | 101806 | Disposed | 2017-07-30 | Common Stock, par value $0.01 per share (101806.0) | Direct |
| 2014-08-28 | Employee Stock Option (right to buy) | $19.21 | M | 118444 | Disposed | 2017-07-30 | Common Stock, par value $0.01 per share (118444.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1529409 | Indirect |
| Common Stock, par value $0.01 per share | 1537 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $53.95 to $54.205. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $53.85 to $53.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: These shares are held by Michael Maroone Family Partnership, a Nevada limited partnership controlled by the reporting person.
F4: The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2007.