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AUTONATION, INC. — Director's Dealing 2014
Sep 17, 2014
30725_dirs_2014-09-17_13bebf03-e528-4919-a62c-e9d69dc03a9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2014-09-15
Reporting Person: MAROONE MICHAEL E (Director, Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-15 | Common Stock, par value $0.01 per share | M | 78400 | $10.17 | Acquired | 78400 | Direct |
| 2014-09-15 | Common Stock, par value $0.01 per share | S | 78400 | $51.8544 | Disposed | 0 | Direct |
| 2014-09-16 | Common Stock, par value $0.01 per share | M | 21600 | $10.17 | Acquired | 21600 | Direct |
| 2014-09-16 | Common Stock, par value $0.01 per share | S | 21600 | $51.7813 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-15 | Employee Stock Option (right to buy) | $10.17 | M | 78400 | Disposed | 2018-07-30 | Common Stock, par value $0.01 per share (78400.0) | Direct |
| 2014-09-16 | Employee Stock Option (right to buy) | $10.17 | M | 21600 | Disposed | 2018-07-30 | Common Stock, par value $0.01 per share (21600.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1529409 | Indirect |
| Common Stock, par value $0.01 per share | 1537 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $51.79 to $51.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $51.65 to $51.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: These shares are held by Michael Maroone Family Partnership, a Nevada limited partnership controlled by the reporting person.
F4: The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2008.