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AUTONATION, INC. — Director's Dealing 2014
Nov 10, 2014
30725_dirs_2014-11-10_91fa1213-835f-4660-8abc-620c12e104ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2014-11-06
Reporting Person: JACKSON MICHAEL J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-06 | Common Stock, par value $0.01 per share | M | 6298 | $20.08 | Acquired | 120761 | Direct |
| 2014-11-06 | Common Stock, par value $0.01 per share | M | 16177 | $17.70 | Acquired | 136938 | Direct |
| 2014-11-06 | Common Stock, par value $0.01 per share | S | 22475 | $56.7437 | Disposed | 114463 | Direct |
| 2014-11-07 | Common Stock, par value $0.01 per share | M | 22475 | $17.70 | Acquired | 136938 | Direct |
| 2014-11-07 | Common Stock, par value $0.01 per share | S | 22475 | $57.5438 | Disposed | 114463 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-06 | Employee Stock Option (right to buy) | $20.08 | M | 6298 | Disposed | 2016-07-31 | Common Stock, par value $0.01 per share (6298.0) | Indirect |
| 2014-11-06 | Employee Stock Option (right to buy) | $17.7 | M | 16177 | Disposed | 2019-03-02 | Common Stock, par value $0.01 per share (16177.0) | Indirect |
| 2014-11-07 | Employee Stock Option (right to buy) | $17.7 | M | 22475 | Disposed | 2019-03-02 | Common Stock, par value $0.01 per share (22475.0) | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $56.16 to $57.135. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $57.50 to $57.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The option became exercisable in 25% annual increments on each of the first four anniversaries of July 31, 2006.
F4: The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009.