AI assistant
AUTONATION, INC. — Director's Dealing 2011
Sep 9, 2011
30725_dirs_2011-09-09_e74ba412-9834-4396-a68d-5d3c454cf618.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2011-09-08
Reporting Person: FERRANDO JONATHAN P (EVP, Gen Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-08 | Common Stock | M | 67400 | $20.08 | Acquired | 100400 | Direct |
| 2011-09-08 | Common Stock | S | 67400 | $40.3073 | Disposed | 33000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-08 | Employee Stock Option (right to buy) | $20.08 | M | 67400 | Disposed | 2016-07-31 | Common Stock (67400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1767 | Indirect |
Footnotes
F1: 28,000 shares are owned by the Reporting Person and his wife as tenants by the entirety.
F2: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The option became exercisable in 25% annual increments on each of the first four anniversaries of July 31, 2006.