AI assistant
AUTONATION, INC. — Director's Dealing 2011
Aug 1, 2011
30725_dirs_2011-08-01_fb1ca20f-f353-4664-b874-88ede29fce39.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2011-07-28
Reporting Person: FERRANDO JONATHAN P (EVP, Gen Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-28 | Common Stock | M | 20000 | $21.59 | Acquired | 53000 | Direct |
| 2011-07-28 | Common Stock | S | 20000 | $38.5051 | Disposed | 33000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-28 | Employee Stock Option (right to buy) | $21.59 | M | 20000 | Disposed | 2015-08-01 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1767 | Indirect |
Footnotes
F1: 28,000 shares are owned by the Reporting Person and his wife as tenants by the entirety.
F2: This transaction was executed in multiple trades at prices ranging from $38.50 to $38.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The option became exercisable in 25% annual increments on each of the first four anniversaries of August 1, 2005.