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AUTONATION, INC. — Director's Dealing 2010
Apr 13, 2010
30725_dirs_2010-04-13_1760d11d-a2bf-413d-8478-8cacdf082dbe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTONATION, INC. (AN)
CIK: 0000350698
Period of Report: 2010-04-09
Reporting Person: LAMPERT EDWARD S (10% Owner)
Reporting Person: ESL INVESTMENTS INC (10% Owner)
Reporting Person: RBS PARTNERS L P /CT (10% Owner)
Reporting Person: ESL PARTNERS, L.P. (10% Owner)
Reporting Person: ESL INVESTORS LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-09 | Common Stock, par value $0.01 per share | P | 137143 | $18.2887 | Acquired | 58986184 | Indirect |
| 2010-04-12 | Common Stock, par value $0.01 per share | P | 134331 | $18.2963 | Acquired | 59120515 | Indirect |
| 2010-04-13 | Common Stock, par value $0.01 per share | P | 320985 | $18.2891 | Acquired | 59441500 | Indirect |
| 2010-04-09 | Common Stock, par value $0.01 per share | P | 282034 | $18.2887 | Acquired | 12784065 | Indirect |
| 2010-04-12 | Common Stock, par value $0.01 per share | P | 24369 | $18.2963 | Acquired | 12808434 | Indirect |
| 2010-04-13 | Common Stock, par value $0.01 per share | P | 73967 | $18.2891 | Acquired | 12882401 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 6704 | Indirect |
| Common Stock, par value $0.01 per share | 5712083 | Indirect |
| Common Stock, par value $0.01 per share | 51880 | Indirect |
| Common Stock, par value $0.01 per share | 2759949 | Direct |
Footnotes
F1: These shares of common stock, par value $0.01 per share ("Shares"), of AutoNation, Inc. (the "Issuer") are held by ESL Partners, L.P. ("Partners").
F2: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from approximately $18.25 to $18.30 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
F3: These Shares are held in an account established by the investment member of ESL Investors, L.L.C. ("Investors").
F4: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from approximately $18.25 to $18.30 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
F5: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from approximately $18.19 to $18.30 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
F6: These Shares are held by ESL Institutional Partners, L.P. ("Institutional").
F7: These Shares are held by CBL Partners, L.P. ("CBL").
F8: These Shares are held in a grantor retained annuity trust, of which Edward S. Lampert is the trustee.
F9: These Shares are held by Mr. Lampert.
F10: This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS Partners, L.P. ("RBS"), Partners and Investors (collectively, the "Reporting Persons"). RBS is the general partner of Partners and the managing member of Investors. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and CBL and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.