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AUTOLIV INC — Director's Dealing 2020
Jan 10, 2020
30630_dirs_2020-01-10_82a30dcb-b5af-4b93-a20e-3d01abed2bf6.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2019-02-15
Reporting Person: Nellis Anthony J (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Common Stock | M | 376 | $0.00 | Acquired | 1297 | Direct |
| 2019-02-15 | Common Stock | F | 128 | $78.23 | Disposed | 1169 | Direct |
| 2019-02-15 | Common Stock | M | 91 | $0.00 | Acquired | 1260 | Direct |
| 2019-02-15 | Common Stock | F | 31 | $78.23 | Disposed | 1229 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-15 | Restricted Stock Unit | $ | M | 376.6815 | Disposed | 2019-02-15 | Common Stock (376.6815) | Direct |
| 2019-02-15 | Restricted Stock Unit | $ | M | 91.65 | Disposed | 2019-02-15 | Common Stock (91.65) | Direct |
| 2019-02-18 | Restricted Stock Unit | $ | A | 559 | Acquired | 2022-02-18 | Common Stock (559) | Direct |
Footnotes
F1: Reflects performance shares that converted to restricted stock unit (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.
F2: Each RSU represents a contingent right to receive one share of ALV common stock.
F3: Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.
F4: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.
F5: The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment.