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AUTOLIV INC — Director's Dealing 2019
Mar 7, 2019
30630_dirs_2019-03-07_f8841ac6-99a1-4ef7-9217-c3c3ca357ee9.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2018-06-29
Reporting Person: Lombarte Jordi (Chief Technology Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1792 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (126) | Direct | ||
| Restricted Stock Unit | $ | 2020-02-19 | Common Stock (435.032) | Direct | |
| Restricted Stock Unit | $ | 2021-02-13 | Common Stock (639.0429) | Direct | |
| Restricted Stock Unit | $ | 2019-02-15 | Common Stock (378) | Direct | |
| Restricted Stock Unit | $ | 2020-02-19 | Common Stock (435.032) | Direct |
Footnotes
F1: On June 29, 2018, the issuer completed its spin-off of its wholly-owned subsidiary Veoneer, Inc. (the "Spin-off"). The number of shares held, as well as the number of shares underlying RSUs, were adjusted in connection with the Spin-off. Because the adjustment calculations were not available as of the date of this filing, this Form 3 reflects the reporting person's holdings on a pre-adjustment basis.
F2: The restricted stock units (RSUs) granted to the reporting person on February 15, 2016 vest and convert to shares in approximately installments on the first, second and third anniversaries of the grant date of the RSUs.
F3: Each RSU represents a contingent right to receive one share of issuer common stock.
F4: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.
F5: Includes dividend equivalent rights accrued in the form of additional RSUs in respect of the RSUs granted to the reporting person. Per the terms of the award agreement, any cash dividend paid with respect to Autoliv's common stock for which the record date occurs on or after the grant date and the payment date occurs on or before the vesting date will result in a credit of additional RSUs, which are subject to the same vesting schedule as the underlying RSUs.
F6: Reflects performance shares that converted into RSUs in connection with the Spin-off.