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AUTOLIV INC — Director's Dealing 2019
May 9, 2019
30630_dirs_2019-05-09_7adb0086-3167-452f-a9ee-4f1c04ad6882.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2019-03-07
Reporting Person: Senko Thaddeus (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-07 | Common Stock | M | 623 | $0.00 | Acquired | 690 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-07 | Restricted Stock Unit | $ | A | 4.9016 | Acquired | Common Stock (4.9016) | Direct | |
| 2019-05-07 | Restricted Stock Unit | $ | M | 623.2953 | Disposed | 2019-05-07 | Common Stock (623.2953) | Direct |
| 2019-05-07 | Restricted Stock Unit | $ | A | 1593 | Acquired | Common Stock (1593) | Direct |
Footnotes
F1: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 8, 2018 as payment of one-half of the 2018-2019 annual retainer for non-employee director service.
F2: Each RSU represents a contingent right to receive one share of ALV common stock.
F3: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on May 8, 2018. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
F4: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.
F5: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.
F6: Reflects a grant of RSUs as payment of one-half of the 2019-2020 annual retainer for non-employee director service.
F7: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2020 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2019.