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AUTOLIV INC — Director's Dealing 2019
Dec 9, 2019
30630_dirs_2019-12-09_a8fd640c-f04c-406d-b6a9-e7817c351ea9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2019-12-05
Reporting Person: GARCEAU DANIEL (President, Autoliv Americas)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-05 | Restricted Stock Unit | $ | A | 3.3475 | Acquired | 2020-02-19 | Common Stock (3.3475) | Direct |
| 2019-12-05 | Restricted Stock Unit | $ | A | 2.3098 | Acquired | 2020-02-19 | Common Stock (2.3098) | Direct |
| 2019-12-05 | Restricted Stock Unit | $ | A | 4.9221 | Acquired | 2021-02-13 | Common Stock (4.9221) | Direct |
| 2019-12-05 | Restricted Stock Unit | $ | A | 4.9509 | Acquired | 2022-02-18 | Common Stock (4.9509) | Direct |
Footnotes
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
F3: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.
F4: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.
F5: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.
F6: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.