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AUTOLIV INC — Director's Dealing 2018
Sep 10, 2018
30630_dirs_2018-09-10_b74193e7-a0b1-455f-90cc-487726875496.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2018-09-06
Reporting Person: Carlson Jan (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-06 | Restricted Stock Unit | $ | A | 11.5482 | Acquired | Common Stock (11.5482) | Direct | |
| 2018-09-06 | Restricted Stock Unit | $ | A | 24.4269 | Acquired | 2020-02-19 | Common Stock (24.4269) | Direct |
| 2018-09-06 | Restricted Stock Unit | $ | A | 16.8546 | Acquired | 2020-02-19 | Common Stock (16.8546) | Direct |
| 2018-09-06 | Restricted Stock Unit | $ | A | 37.3159 | Acquired | 2021-02-13 | Common Stock (37.3159) | Direct |
Footnotes
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
F2: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on July 2, 2018.
F3: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
F4: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2019 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2018.
F5: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 19, 2017.
F6: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.
F7: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.
F8: Dividend equivalent rights accrued in the form of additional RSUs.
F9: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 13, 2018.
F10: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.