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AUTOLIV INC — Director's Dealing 2014
Feb 25, 2014
30630_dirs_2014-02-25_ae2c9a89-2165-47d4-aa06-024d687fb764.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2014-02-22
Reporting Person: OLSSON JAN (VP Research)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-22 | Common Stock | M | 1369 | $0.00 | Acquired | 18502 | Direct |
| 2014-02-24 | Common Stock | M | 5500 | $59.01 | Acquired | 24002 | Direct |
| 2014-02-24 | Common Stock | M | 4106 | $72.95 | Acquired | 28108 | Direct |
| 2014-02-24 | Common Stock | M | 4300 | $67.00 | Acquired | 32408 | Direct |
| 2014-02-24 | Common Stock | M | 5416 | $69.18 | Acquired | 37824 | Direct |
| 2014-02-24 | Common Stock | S | 5500 | $95.14 | Disposed | 32324 | Direct |
| 2014-02-24 | Common Stock | S | 4106 | $95.10 | Disposed | 28218 | Direct |
| 2014-02-24 | Common Stock | S | 4300 | $95.21 | Disposed | 23918 | Direct |
| 2014-02-24 | Common Stock | S | 5416 | $95.20 | Disposed | 18502 | Direct |
| 2014-02-25 | Common Stock | S | 780 | $95.73 | Disposed | 17722 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-22 | Restricted Stock Unit | $ | M | 1369 | Disposed | 2014-02-22 | Common Stock (1369) | Direct |
| 2014-02-24 | Employee Stock Option (right to buy) | $59.01 | M | 5500 | Disposed | 2017-02-14 | Common Stock (5500) | Direct |
| 2014-02-24 | Employee Stock Option (right to buy) | $72.95 | M | 4106 | Disposed | 2021-02-22 | Common Stock (4106) | Direct |
| 2014-02-24 | Employee Stock Option (right to buy) | $67.00 | M | 4300 | Disposed | 2022-02-22 | Common Stock (4300) | Direct |
| 2014-02-24 | Employee Stock Option (right to buy) | $69.18 | M | 5416 | Disposed | 2023-02-19 | Common Stock (5416) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on November 7, 2013.
F2: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The range of prices for such transaction is $95.12 to $95.15.
F4: The range of prices for such transaction is $95.20 to $95.25.
F5: Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
F6: The restricted stock units and the stock options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.