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AUTOLIV INC — Director's Dealing 2014
Nov 17, 2014
30630_dirs_2014-11-17_7af88df1-7d38-4a9a-8d71-699ddf3c2027.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2014-11-13
Reporting Person: Carlson Jan (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-13 | Common Stock | M | 20000 | $51.67 | Acquired | 75861 | Direct |
| 2014-11-13 | Common Stock | M | 15000 | $57.40 | Acquired | 90861 | Direct |
| 2014-11-13 | Common Stock | M | 5000 | $59.01 | Acquired | 95861 | Direct |
| 2014-11-13 | Common Stock | M | 15000 | $67.00 | Acquired | 110861 | Direct |
| 2014-11-13 | Common Stock | M | 18895 | $69.18 | Acquired | 129756 | Direct |
| 2014-11-13 | Common Stock | M | 14280 | $72.95 | Acquired | 144036 | Direct |
| 2014-11-13 | Common Stock | M | 24000 | $44.70 | Acquired | 168036 | Direct |
| 2014-11-13 | Common Stock | S | 88175 | $97.0015 | Disposed | 79861 | Direct |
| 2014-11-14 | Common Stock | S | 2000 | $97.00 | Disposed | 77861 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-13 | Employee Stock Option (right to buy) | $51.67 | M | 20000 | Disposed | 2018-02-19 | Common Stock (20000) | Direct |
| 2014-11-13 | Employee Stock Option (right to buy) | $57.40 | M | 15000 | Disposed | 2017-06-14 | Common Stock (15000) | Direct |
| 2014-11-13 | Employee Stock Option (right to buy) | $59.01 | M | 5000 | Disposed | 2017-02-14 | Common Stock (5000) | Direct |
| 2014-11-13 | Employee Stock Option (right to buy) | $67.00 | M | 15000 | Disposed | 2022-02-22 | Common Stock (15000) | Direct |
| 2014-11-13 | Employee Stock Option (right to buy) | $69.18 | M | 18895 | Disposed | 2023-02-19 | Common Stock (18895) | Direct |
| 2014-11-13 | Employee Stock Option (right to buy) | $72.95 | M | 14280 | Disposed | 2021-02-22 | Common Stock (14280) | Direct |
| 2014-11-13 | Employee Stock Option (right to buy) | $44.70 | M | 24000 | Disposed | 2020-02-18 | Common Stock (24000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 22, 2014.
F2: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $97.00 to $97.04