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AUTOLIV INC — Director's Dealing 2014
Apr 30, 2014
30630_dirs_2014-04-30_baa3fd89-4817-4f11-bdbb-6b0f60ffedde.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2014-04-30
Reporting Person: Wallin Mats (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-30 | Common Stock | M | 750 | $59.01 | Acquired | 6258 | Direct |
| 2014-04-30 | Common Stock | S | 750 | $101.35 | Disposed | 5508 | Direct |
| 2014-04-30 | Common Stock | M | 1900 | $51.67 | Acquired | 7408 | Direct |
| 2014-04-30 | Common Stock | S | 1900 | $101.35 | Disposed | 5508 | Direct |
| 2014-04-30 | Common Stock | M | 5800 | $67.00 | Acquired | 11308 | Direct |
| 2014-04-30 | Common Stock | S | 5800 | $101.15 | Disposed | 5508 | Direct |
| 2014-04-30 | Common Stock | M | 7306 | $69.18 | Acquired | 12814 | Direct |
| 2014-04-30 | Common Stock | S | 7306 | $101.15 | Disposed | 5508 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-30 | Stock Option | $59.01 | M | 750 | Disposed | 2017-02-14 | Common Stock (750) | Direct |
| 2014-04-30 | Stock Option | $51.67 | M | 1900 | Disposed | 2018-02-19 | Common Stock (1900) | Direct |
| 2014-04-30 | Stock Option | $67.00 | M | 5800 | Disposed | 2022-02-22 | Common Stock (5800) | Direct |
| 2014-04-30 | Stock Option | $69.18 | M | 7306 | Disposed | 2023-02-19 | Common Stock (7306) | Direct |
Footnotes
F1: The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 7, 2014.
F2: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transactions are $101.01 to $101.39.
F3: The Stock Options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.