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Autodesk, Inc. — Director's Dealing 2017
Jan 10, 2017
29943_dirs_2017-01-10_c41738a4-36bc-4330-8602-87ddeefb3407.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2017-01-09
Reporting Person: BASS CARL (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-09 | Common Stock | M | 100000 | $43.81 | Acquired | 216612 | Direct |
| 2017-01-09 | Common Stock | S | 99356 | $78.8847 | Disposed | 117256 | Direct |
| 2017-01-09 | Common Stock | S | 644 | $79.3471 | Disposed | 116612 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-09 | Non-Qualified Stock Option (right to buy) | $43.81 | M | 100000 | Disposed | 2021-03-24 | Common Stock (100000) | Direct |
Footnotes
F1: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016.
F3: Shares were sold in various amounts from $78.30 to $79.26 inclusive. The price listed here reflects the average weighted price.
F4: Shares were sold in various amounts from $79.30 to $79.47 inclusive. The price listed here reflects the average weighted price.
F5: The option vests over a four-year period beginning on 03/24/2011 at the rate of 75,000 shares on each of the first, second, and third anniversaries, and 72,718 shares on the fourth anniversary.