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Autodesk, Inc. — Director's Dealing 2017
Sep 29, 2017
29943_dirs_2017-09-29_6f36c8d9-a6c9-4b52-b43e-2dcf2316954c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2017-09-28
Reporting Person: NORRINGTON LORRIE M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-28 | Common Stock | M | 25000 | $43.81 | Acquired | 46492 | Direct |
| 2017-09-28 | Common Stock | S | 24104 | $111.0956 | Disposed | 22388 | Direct |
| 2017-09-28 | Common Stock | S | 896 | $111.7418 | Disposed | 21492 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-28 | Non-Qualified Stock Options (right to buy) | $43.81 | M | 25000 | Disposed | 2018-03-24 | Common Stock (25000) | Direct |
Footnotes
F1: The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/30/2017.
F3: Shares were sold in various amounts from $110.56 to $111.55 inclusive. The price listed here reflects the average weighted price.
F4: Shares were sold in various amounts from $111.59 to $111.95 inclusive. The price listed here reflects the average weighted price.
F5: The option vests over a three-year period beginning on 3/24/2011, at the rate of 17,000 shares on the first anniversary, and 16,500 shares on the second and third anniversaries.