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Autodesk, Inc. — Director's Dealing 2014
Mar 27, 2014
29943_dirs_2014-03-27_7b60b298-1221-433f-862d-2df33701bb8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2014-03-25
Reporting Person: Di Fronzo Pascal W (Sr. VP, Gen'l Counsel & Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-25 | Common Stock | A | 15000 | — | Acquired | 44300 | Direct |
| 2014-03-26 | Common Stock | M | 15000 | $29.50 | Acquired | 59300 | Direct |
| 2014-03-26 | Common Stock | S | 15000 | $49.8489 | Disposed | 44300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-26 | Non-Qualified Stock Option (right to buy) | $29.50 | M | 11611 | Disposed | 2017-03-26 | Common Stock (11611) | Direct |
| 2014-03-26 | Incentive Stock Option (right to buy) | $29.50 | M | 3389 | Disposed | 2017-03-26 | Common Stock (3389) | Direct |
Footnotes
F1: The option vested over a four year period beginning on March 26, 2010, and was fully vested and exercisable as of the Transaction Date.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 2, 2013.
F3: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units that vest over a 3-year period beginning on 3/25/14 at the rate of 5,100 shares on 3/5/2015, 4,950 shares on 3/11/16, and 4,950 shares on 3/10/17.
F4: All trades occurred within the following one dollar price range: $49.54 through $50.29. The reported price is the weighted average for trades within this range.