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Autodesk, Inc. — Director's Dealing 2014
Mar 27, 2014
29943_dirs_2014-03-27_55ef50a4-909c-444d-99f8-d74da4f98cf2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2014-03-25
Reporting Person: BASS CARL (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-25 | Common Stock | A | 60000 | — | Acquired | 381106 | Direct |
| 2014-03-26 | Common Stock | M | 97500 | $29.50 | Acquired | 478606 | Direct |
| 2014-03-26 | Common Stock | S | 76565 | $49.5808 | Disposed | 402041 | Direct |
| 2014-03-26 | Common Stock | S | 20935 | $50.1403 | Disposed | 381106 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-26 | Non-Qualified Stock Option (right to buy) | $29.50 | M | 94111 | Disposed | 2017-03-26 | Common Stock (94111) | Direct |
| 2014-03-26 | Incentive Stock Option (right to buy) | $29.50 | M | 3389 | Disposed | 2017-03-26 | Common Stock (3389) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 4, 2013.
F2: The option vested over a four year period beginning on 03/26/2010, and was fully vested and exercisable as of the Transaction Date.
F3: All trades occurred within the following one dollar price range: $49.02 through $50.02. The reported price is the weighted average for trades within this range.
F4: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units that vest over a 3-year period beginning on 3/25/14 at the rate of 20,000 shares on 3/5/2015, 20,000 shares on 3/11/16, and 20,000 shares on 3/10/17.
F5: All trades occurred within the following one dollar price range: $50.03 through $50.36. The reported price is the weighted average for trades within this range.