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Autodesk, Inc. — Director's Dealing 2014
Jan 3, 2014
29943_dirs_2014-01-03_b027c0a3-e9da-4734-b640-b0814abcf79c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2014-01-02
Reporting Person: BASS CARL (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Common Stock | M | 495688 | $16.53 | Acquired | 868496 | Direct |
| 2014-01-02 | Common Stock | S | 495688 | $49.2318 | Disposed | 372808 | Direct |
| 2014-01-03 | Common Stock | M | 29312 | $16.53 | Acquired | 402120 | Direct |
| 2014-01-03 | Common Stock | M | 145787 | $29.50 | Acquired | 547907 | Direct |
| 2014-01-03 | Common Stock | S | 175099 | $49.1864 | Disposed | 372808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-02 | Incentive Stock Option (right to buy) | $16.53 | M | 6050 | Disposed | 2016-02-02 | Common Stock (6050) | Direct |
| 2014-01-02 | Non-Qualified Stock Option (right to buy) | $16.53 | M | 489638 | Disposed | 2016-02-02 | Common Stock (489638) | Direct |
| 2014-01-03 | Non-Qualified Stock Option (right to buy) | $16.53 | M | 29312 | Disposed | 2016-02-02 | Common Stock (29312) | Direct |
| 2014-01-03 | Non-Qualified Stock Option (right to buy) | $29.50 | M | 145787 | Disposed | 2017-03-26 | Common Stock (145787) | Direct |
Footnotes
F1: The option vested over a four-year period beginning on 02/02/09 at the rate of 1 share on the first anniversary, 0 shares on the second and third anniversaries, and 6,049 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 4, 2013.
F3: The option vested over a four-year period beginning on 02/02/09 at the rate of 131,249 shares on the first anniversary, 131,250 shares on the second and third anniversaries, and 125,201 shares on the fourth anniversary.
F4: All trades occurred within the following one dollar price range: $48.88 through $49.72. The reported price is the weighted average for trades within this range.
F5: The option vests over a 4-year period beginning on 03/26/2010 at the rate of 97,500 shares on each of the first, second and third anniversaries, and 94,111 shares on the fourth anniversary.
F6: All trades occurred within the following one dollar price range: $48.85 through $49.50. The reported price is the weighted average for trades within this range.