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Autodesk, Inc. — Director's Dealing 2013
Apr 3, 2013
29943_dirs_2013-04-03_07bf17ca-f464-4c97-9950-7080b856e9af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2013-04-01
Reporting Person: BASS CARL (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-01 | Common Stock | M | 125000 | $14.40 | Acquired | 497808 | Direct |
| 2013-04-01 | Common Stock | M | 77768 | $20.685 | Acquired | 575576 | Direct |
| 2013-04-01 | Common Stock | S | 202768 | $40.1927 | Disposed | 372808 | Direct |
| 2013-04-02 | Common Stock | M | 72232 | $20.685 | Acquired | 445040 | Direct |
| 2013-04-02 | Common Stock | S | 72232 | $40.0003 | Disposed | 372808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-01 | Incentive Stock Option (right to buy) | $14.40 | M | 6944 | Disposed | 2014-03-18 | Common Stock (6944) | Direct |
| 2013-04-01 | Non-Qualified Stock Option (right to buy) | $14.40 | M | 118056 | Disposed | 2014-03-18 | Common Stock (118056) | Direct |
| 2013-04-01 | Non-Qualified Stock Option (right to buy) | $20.6850 | M | 77768 | Disposed | 2014-06-28 | Common Stock (77768) | Direct |
| 2013-04-02 | Non-Qualified Stock Option (right to buy) | $20.6850 | M | 72232 | Disposed | 2014-06-28 | Common Stock (72232) | Direct |
Footnotes
F1: The option vested over a four-year period beginning on 3/18/04 at the rate of 0 shares on each of the first, second and third anniversaries, and 6,944 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2012.
F3: The option vested over a four-year period beginning on 3/18/04 at the rate of 62,500 shares on each of the first, second and third anniversaries, and 55,556 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date.
F4: All trades occurred within the following one dollar price range: $40.00 to $40.5805. The reported price is the weighted average for trades wthin this range.
F5: The option vests in four equal annual installments of 50,000 shares each beginning on 6/28/04.
F6: The option vested in four equal annual installments of 50,000 shares each beginning on 6/28/04, and was fully vested as of the transaction date.
F7: Includes shares acquired in March 2013 pursuant to the Issuer's Employee Stock Purchase Plan.
F8: All trades occurred within the following one dollar price range: $40.00 to $40.01. The reported price is the weighted average for trades wthin this range.