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Autodesk, Inc. — Director's Dealing 2013
Sep 27, 2013
29943_dirs_2013-09-27_2a5d0fab-5da0-45de-bbe0-6825d48ffb9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2013-09-26
Reporting Person: BASS CARL (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-26 | Common Stock | M | 400000 | $34.53 | Acquired | 772808 | Direct |
| 2013-09-26 | Common Stock | S | 400000 | $42.00 | Disposed | 372808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-26 | Incentive Stock Option (right to buy) | $34.53 | M | 2897 | Disposed | 2014-03-13 | Common Stock (2897) | Direct |
| 2013-09-26 | Non-Qualified Stock Option (right to buy) | $34.53 | M | 397103 | Disposed | 2014-03-13 | Common Stock (397103) | Direct |
Footnotes
F1: The option vested over a four-year period beginning on 3/13/08 at the rate of 0 shares on each of the first and second anniversaries, 1 share on the third anniversary, and 2,896 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2012.
F3: The option vested over a four-year period beginning on 3/13/08 at the rate of 100,000 shares on each of the first and second anniversaries, 99,999 shares on the third anniversary, and 97,104 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date.