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Autodesk, Inc. — Director's Dealing 2013
Dec 9, 2013
29943_dirs_2013-12-09_d9faeca1-4b14-43ac-a4e3-1a00e393c5a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2013-12-06
Reporting Person: Di Fronzo Pascal W (Sr. VP, Gen'l Counsel & Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-06 | Common Stock | M | 35711 | $16.53 | Acquired | 70096 | Direct |
| 2013-12-06 | Common Stock | S | 35711 | $46.57 | Disposed | 34385 | Direct |
| 2013-12-09 | Common Stock | M | 39289 | $16.53 | Acquired | 73674 | Direct |
| 2013-12-09 | Common Stock | S | 39289 | $46.57 | Disposed | 34385 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-06 | Non-Qualified Stock Option (right to buy) | $16.53 | M | 35711 | Disposed | 2016-02-02 | Common Stock (35711) | Direct |
| 2013-12-09 | Incentive Stock Option (right to buy) | $16.53 | M | 6050 | Disposed | 2016-02-02 | Common Stock (6050) | Direct |
| 2013-12-09 | Non-Qualified Stock Option (right to buy) | $16.53 | M | 33239 | Disposed | 2016-02-02 | Common Stock (33239) | Direct |
Footnotes
F1: The option vested in annual installments over a four year period beginning on February 2, 2009, at the rate of 18,750 shares on the first and second anniversaries, 18,749 shares on the third anniversary, and 12,701 shares on the fourth anniversary.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 2, 2013.
F3: The option vested in annual installments over a four year period beginning on February 2, 2009, and was fully vested and exercisable as of the Transaction Date.