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Autodesk, Inc. — Director's Dealing 2013
Oct 4, 2013
29943_dirs_2013-10-04_6b8b5319-f2d7-4bb3-9aea-a5f8633aa655.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2013-10-02
Reporting Person: BECKER JAN (Sr VP, Human Res, Corp RE)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-02 | Common Stock | M | 45000 | $32.90 | Acquired | 126148 | Direct |
| 2013-10-02 | Common Stock | M | 15000 | $29.50 | Acquired | 141148 | Direct |
| 2013-10-02 | Common Stock | S | 60000 | $42.00 | Disposed | 81148 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-02 | Non-Qualified Stock Option (right to buy) | $29.50 | M | 15000 | Disposed | 2017-03-26 | Common Stock (15000) | Direct |
| 2013-10-02 | Non-Qualified Stock Option (right to buy) | $32.90 | M | 41960 | Disposed | 2014-03-12 | Common Stock (41960) | Direct |
| 2013-10-02 | Incentive Stock Option (right to buy) | $32.90 | M | 3040 | Disposed | 2014-03-12 | Common Stock (3040) | Direct |
Footnotes
F1: The option vests over a 4-year period beginning on March 26, 2010 at the rate of 15,000 shares on each of the first, second and third anniversaries, and 11,611 shares on the fourth anniversary.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 3, 2013.
F3: Includes shares acquired in September 2013 pursuant to the Issuer's Employee Stock Purchase Plan.
F4: The option vested in annual installments over a four year period beginning on March 12, 2008, and was fully vested and exercisable as of the Transaction Date.