AI assistant
Autodesk, Inc. — Director's Dealing 2011
Mar 28, 2011
29943_dirs_2011-03-28_9f7acf10-a704-4ed7-a6ac-92d496410b45.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2011-03-24
Reporting Person: Hawkins Mark J (Exec. VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-24 | Common Stock | A | 13750 | — | Acquired | 47438 | Direct |
| 2011-03-24 | Common Stock | A | 5706 | — | Acquired | 53144 | Direct |
| 2011-03-24 | Common Stock | A | 1902 | — | Acquired | 55046 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-24 | Incentive Stock Option (right to buy) | $43.81 | A | 2282 | Acquired | 2021-03-24 | Common Stock (2282) | Direct |
| 2011-03-24 | Non-Qualified Stock Option (right to buy) | $43.81 | A | 25218 | Acquired | 2021-03-24 | Common Stock (25218) | Direct |
Footnotes
F1: The option vests over a four-year period beginning on 3/24/2011 at the rate of 0 shares on each of the first, second, and third anniversaries, and 2,282 shares on the fourth anniversary.
F2: The option vests over a four-year period beginning on 3/24/2011 at the rate of 6,875 shares on each of the first, second, and third anniversaries, and 4,593 shares on the fourth anniversary.
F3: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units that vest over a 3-year period at the rate of 4,675 shares on 3/6/12, and 4,538 shares on 3/6/13 and 4,537 shares on 3/6/14.
F4: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units that will be fully vested on 3/24/2011, with a distribution date on 3/6/2014. In the event the Reporting Person ceases to be a Section 16 Reporting Officer, these shares will be distributed immediately.
F5: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units that will be fully vested on 3/6/2014, with a distribution date also on 3/6/2014. In the event the Reporting Person ceases to be a Section 16 Reporting Officer before these shares are fully vested they will be forfeited to the Issuer.
F6: Includes shares acquired in September 2010 pursuant to the Issuer's Employee Stock Purchase Plan.