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Autodesk, Inc. — Director's Dealing 2011
Mar 28, 2011
29943_dirs_2011-03-28_8b71fcc6-608a-4581-8e6c-3960635eeab4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AUTODESK INC (ADSK)
CIK: 0000769397
Period of Report: 2011-03-24
Reporting Person: Blum Steven M (Sr. VP, WW Sales and Services)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19310 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $29.37 | 2012-02-10 | Common Stock (45000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $8.00 | 2012-03-09 | Common Stock (34000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $45.29 | 2013-06-14 | Common Stock (65000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $32.90 | 2014-03-12 | Common Stock (50000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $16.53 | 2016-02-02 | Common Stock (55000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $29.49 | 2017-03-24 | Common Stock (60000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $17.525 | 2014-04-05 | Common Stock (6090) | Direct | |
| Non-Qualified Stock Option (right to buy) | $17.525 | 2014-04-05 | Common Stock (38910) | Direct |
Footnotes
F1: The option vests in four equal annual installments of 11,250 shares beginning on 2/10/05.
F2: The option vests in four equal annual installments of 8,500 shares beginning on 3/9/06.
F3: The option vests in four equal annual installments of 16,250 shares beginning on 6/14/07.
F4: The option vests in four equal annual installments of 12,500 shares beginning on 3/12/08.
F5: The option vests in four equal annual installments of 13,750 shares beginning on 2/2/09.
F6: The option vests in four equal annual installments of 15,000 shares beginning on 3/25/10.
F7: The option vests over a 4-year period beginning on 4/5/04 at the rate of 0 shares on each of the first, second and third anniversaries, and 6090 shares on the fourth anniversary.
F8: The option vests over a 4-year period beginning on 4/5/04 at the rate of 0 shares on each of the first and second anniversaries, and 22,500 shares on the third anniversary, and 16,410 shares on the fourth anniversary.
F9: Includes 5,500 restricted stock units that will be fully vested on December 2, 2011, and 10,000 restricted stock units that will be fully vested on December 7, 2012. The Reporting Person is entitled to receive one share of common stock for each restricted stock unit. In the event the Reporting Person ceases to be a Section 16 Reporting Officer before these shares are fully vested they will be forfeited to the Issuer.