AI assistant
authID Inc. — Director's Dealing 2024
Nov 22, 2024
34633_dirs_2024-11-22_88693b20-9460-4d4e-82e8-e8ebc3aab503.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: authID Inc. (AUID)
CIK: 0001534154
Period of Report: 2024-11-20
Reporting Person: Szoke Thomas Robert (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-21 | Common Stock, $0.0001 par value per share | S | 100 | $6.75 | Disposed | 20019 | Direct |
| 2024-11-20 | Common Stock, $0.0001 par value per share | S | 1000 | $6.55 | Disposed | 20119 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.0001 par value per share | 12500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $9.25 | 2033-12-21 | Common Stock, $0.0001 par value per share (5000) | 5000 | Direct |
| Stock Options | $5.48 | 2033-06-28 | Common Stock, $0.0001 par value per share (50000) | 50000 | Direct |
| Stock Options | $2.64 | 2033-03-14 | Common Stock, $0.0001 par value per share (12500) | 12500 | Direct |
| Stock Options | $57.6 | 2031-05-05 | Common Stock, $0.0001 par value per share (4167) | 4167 | Direct |
| Stock Options | $108 | 2025-09-25 | Common Stock, $0.0001 par value per share (41667) | 41667 | Direct |
Footnotes
F1: Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
F2: The stock option vesting is monthly over 12 months, subject to continued service to authID Inc.
F3: Reflects the weighted average price. The range of prices for such transactions is $6.50 to $6.60 for November 20, 2024. Open market sales transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.