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authID Inc. — Director's Dealing 2022
Jul 11, 2022
34633_dirs_2022-07-11_3be31ea8-28ec-4c37-97fa-bb38fdf34593.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ipsidy Inc. (AUID)
CIK: 0001534154
Period of Report: 2022-06-30
Reporting Person: Garchik Stephen Jeffrey (Director by Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-30 | Common Stock | M | 13279 | $2.06 | Acquired | 2015282 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 166667 | Indirect |
| Common Stock | 11667 | Indirect |
| Common Stock | 89306 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $4.50 | 2025-11-06 | Common Stock (83334) | 83334 | Indirect |
| Convertible Notes | $3.70 | 2025-03-21 | Common Stock (270271) | 270271 | Direct |
Footnotes
F1: Stephen J. Garchik ("Mr. Garchik") disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of its actual pecuniary interest.
F2: Held by the Garchik Irrevocable 2019 Trust (the "2019 Trust") of which Mr. Garchik is a trustee
F3: Held by Garchik Universal Limited Partnership, which Mr. Garchik jointly controls with his sister.
F4: Held by Marla Garchik Irrevocable 2020 Trust (the "2020 Trust") of which Mr. Garchik is a beneficiary.
F5: Held by the 2019 Trust.
F6: The reporting person received 13,279 shares of common stock at a per share price of $2.06 as payment of interest for the quarter ended June 30, 2022 associated with the Senior Secured Convertible Note dated March 21, 2022.