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authID Inc. — Director's Dealing 2021
May 7, 2021
34633_dirs_2021-05-07_feb81328-fde6-4786-90e2-086df98808f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ipsidy Inc. (IDTY)
CIK: 0001534154
Period of Report: 2021-05-05
Reporting Person: Selzer Herbert M. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-05 | Stock Options | $0.24 | A | 1645521 | Acquired | 2031-05-05 | Common Stock, $0.0001 par value per share (1645521) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.0001 par value | 5594714 | Direct |
| Common Stock, $.0001 par value | 2417778 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Purchase Warrant | $0.15 | 2022-06-30 | Common Stock, $0.0001 par value per share (440000) | 440000 | Indirect |
| 15% Convertible Note | $0.20 | 2022-02-28 | Common Stock, $0.0001 par value per share (750000) | 750000 | Direct |
| Stock Options | $0.15 | 2025-09-30 | Common Stock, $0.0001 par value per share (400000) | 400000 | Direct |
Footnotes
F1: Securities held by Vista PBG Associates LLC ("Vista"). Mr. Selzer serves as the manager of Vista.
F2: On May 5, 2021, the Company granted Mr. Selzer a Non-Statutory Option to acquire 1,645,521 shares of common stock at an exercise price of $0.24 per share with 973,880 shares vesting upon grant of Non-Statutory Option and 671,641 shares of common stock underlying the stock options vesting over twelve months.
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