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authID Inc. — Director's Dealing 2021
Dec 15, 2021
34633_dirs_2021-12-15_96d38a6d-8874-4a24-8db1-3f02c5495819.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ipsidy Inc. (AUID)
CIK: 0001534154
Period of Report: 2021-12-13
Reporting Person: STOLLER STUART (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Common Stock, $.0001 par value | S | 701 | $15.00 | Disposed | 82084 | Direct |
| 2021-12-14 | Common Stock, $.0001 par value | S | 43391 | $15.62 | Disposed | 82785 | Direct |
| 2021-12-13 | Common Stock, $.0001 par value | S | 50908 | $15.96 | Disposed | 126176 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $7.20 | 2031-05-05 | Common Stock, $0.0001 par value per share (100000) | 100000 | Direct |
| Stock Options | $2.775 | 2030-10-07 | Common Stock, $0.0001 par value per share (83333) | 83333 | Direct |
| Stock Options | $3.00 | 2027-01-31 | Common Stock, $0.0001 par value per share (166667) | 166667 | Direct |
Footnotes
F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to satisfy payroll tax withholding obligations in connection with the vesting of restricted stock grants. Prices reported are a weighted-average sales price. The shares were sold at prices ranging from $15.73 to $16.18 on December 13, 2021, prices ranging from $14.95 to $15.98 on December 14, 2021 and at a price of $15.00 on December 15, 2021. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The Stock Options vest with respect to one-third of the shares of common stock on each of October 7, 2021, 2022 and 2023 subject to Mr. Stoller's continued employment.
F3: Shares of common stock underlying the stock options vest one third on each anniversary of grant subject to continued service to Ipsidy Inc. and subject to a prior Change of Control.