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Australis Capital Inc. — Regulatory Filings 2021
Aug 26, 2021
47622_rns_2021-08-26_581bf5a9-fb28-4f3d-8118-2792e9d49ec2.PDF
Regulatory Filings
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Note: [01 Mar 2017] – The following is a consolidation of 13-501F1. It incorporates amendments to this document that came into effect on March 1, 2017. This consolidation is provided for your convenience and should not be relied on as authoritative.
FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE
MANAGEMENT CERTIFICATION
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I, ____ Jon Paul , an officer of the reporting issuer noted below have examined this
Form 13-501F1 (the Form ) being submitted hereunder to the Alberta Securities Commission and
certify that to my knowledge, having exercised reasonable diligence, the information provided in
the Form is complete and accurate.
____ ____ "Jon Paul" August 26, 2021
Name: Date: Jon Paul
Title: Chief Financial Officer
Reporting Issuer Name: Australis Capital Inc
End date of previous financial year: March 31, 2021
Type of Reporting Issuer: [ ] Class 1 reporting [ ] Class 3B reporting
issuer issuer
Highest Trading Marketplace: Canadian Securities Exchange
Market value of listed or quoted equity securities:
Equity Symbol AUSA
1st Specified Trading Period (dd/mm/yy) __ to _____ 01/04/20 30/06/20
Closing price of the security in the class or series on the
last trading day of the specified trading period in which
such security was listed or quoted on the highest trading $ ____ 0.2200
marketplace (i)
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| Number of securities in the class or series of such | ||
|---|---|---|
| security outstanding at the end of the last trading day of | ______ 170,761,297 |
|
| the specified trading period | (ii) | |
| (i) x (ii) | $ ____ 37,567,485.34 |
|
| Market value of class or series | (A) | |
| 2nd Specified Trading Period(dd/mm/yy) | ___ to __ 30/09/20 01/07/20 |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ____ 0.1200 |
|
| marketplace | (iii) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ____ 176,199,062 |
|
| the specified trading period | (iv) | |
| (iii) x (iv) | $ ____ 21,143,887.44 |
|
| Market value of class or series | (B) | |
| 3rd Specified Trading Period(dd/mm/yy) | ___ to __ 31/12/20 01/10/20 |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ____ 0.1700 |
|
| marketplace | (v) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ____ 176,758,451 |
|
| the specified trading period | (vi) | |
| (v) x (vi) | $ ____ 30,048,936.67 |
|
| Market value of class or series | (C) |
| 4th Specified Trading Period(dd/mm/yy) | ___ to __ 01/01/21 31/03/21 |
___ to __ 01/01/21 31/03/21 |
|---|---|---|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ____ 0.4000 |
|
| marketplace | (vii) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ____ 226,044,436 |
|
| the specified trading period | (viii) | |
| (vii) x (viii) | $ ____ 90,417,774.4 |
|
| Market value of class or series | (D) | |
| 5th Specified Trading Period(dd/mm/yy) | ___ to __ N/A N/A |
|
| Closing price of the security in the class or series on the | ||
| last trading day of the specified trading period in which | ||
| such security was listed or quoted on the highest trading | $ ____ | |
| marketplace | (ix) | |
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last trading day of | ____ | |
| the specified trading period | (x) | |
| (ix) x (x) | $ ____ | |
| Market value of class or series | (E) | |
| Average Market Value of Class or Series(Calculate | ||
| the simple average of the market value of the class or | ||
| series of security for each applicable specified trading | $ ____ 44,794,520.96 |
|
| period (i.e. A through E above)) | (1) |
(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary, if applicable) that was listed or quoted on a marketplace at the end of the previous financial year)
| Fair value of outstanding debt securities: | ||
|---|---|---|
| (Provide details of how value was determined) | $ ____ 0.0000 |
|
| (2) | ||
| Capitalization for the previous financial year | (1) + (2) | $ ____ 44,794,520.96 |
| Participation Fee | $ ____ 1,200.0000 |
|
| Late Fee, if applicable | $ ____ 2,800.0000 |
|
| Total Fee Payable | $ ____ 4,000.0000 |
|
| (Participation Fee plus Late Fee) |