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AUSTRALIAN UNITY OFFICE FUND Major Shareholding Notification 2020

Feb 4, 2020

64393_rns_2020-02-04_0ca9fd92-54ad-4970-86c8-65b6bfd92057.pdf

Major Shareholding Notification

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Corporations Act 2001

Form 603

Section 671B

Notice of initial substantial holder

To Company Name/Scheme Australian Unity Office Fund ACN/ARSN ACN 606 414 368

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder became a substantial holder on 31-Jan-2020

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4) Number of securities Persons' votes(5) Voting power(6)
Trust Units 8,317,485 8,317,485 5.11%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest(7) Class and number of securities
Credit Suisse Equities (Australia)
Limited(ACN 068 232 708)
Voting rights and right to dispose 8,117,485 Trust Units
Credit Suisse Equities (Australia)
Limited (ACN 068 232 708)
Holder of securities subject to an
obligation to return under a securities
lendingagreement
200,000 Trust Units

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of
securities
Person entitled to be
registered as holder(8)
Class and number of
securities
Credit Suisse Equities
(Australia) Limited (ACN 068
232 708)
CS Fourth Nominees Pty
Limited (ACN 069 126 432)
Credit Suisse Equities
(Australia) Limited
8,317,485 Trust Units

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Class and number of
securities
Cash Non-cash
See Annexure "A"

1

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN(if applicable) Nature of association
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Related Body Corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited
(ACN 008 496 713)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007
053 849)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited
(ACN 069 126 432)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia

Signature

print name
sign here
Winston Loke
capacity
Authorised Signatory
date
5-Feb-2020

==> picture [72 x 25] intentionally omitted <==

2

Annexure "A"

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number of
securities
Cash Non-cash
Credit Suisse Equities
(Australia) Limited
1-Oct-19 38,009.72 AUD 12,586 Trust Units
Credit Suisse Equities
(Australia) Limited
3-Oct-19 28,019.56 AUD 9,278 Trust Units
Credit Suisse Equities
(Australia) Limited
4-Oct-19 64,970.09 AUD 21,495 Trust Units
Credit Suisse Equities
(Australia) Limited
7-Oct-19 67,617.48 AUD 22,316 Trust Units
Credit Suisse Equities
(Australia) Limited
8-Oct-19 63,666.36 AUD 21,012 Trust Units
Credit Suisse Equities
(Australia) Limited
16-Oct-19 8,489.22 AUD -2,811 Trust Units
Credit Suisse Equities
(Australia) Limited
17-Oct-19 21,668.50 AUD -7,175 Trust Units
Credit Suisse Equities
(Australia) Limited
18-Oct-19 85,879.74 AUD -28,437 Trust Units
Credit Suisse Equities
(Australia) Limited
21-Oct-19 105,398.0 AUD -34,900 Trust Units
Credit Suisse Equities
(Australia) Limited
22-Oct-19 152,105.32 AUD -50,366 Trust Units
Credit Suisse Equities
(Australia) Limited
23-Oct-19 145,926.40 AUD -48,320 Trust Units
Credit Suisse Equities
(Australia) Limited
24-Oct-19 194,798.77 AUD -64,501 Trust Units
Credit Suisse Equities
(Australia) Limited
25-Oct-19 535,238.52 AUD -177,021 Trust Units
Credit Suisse Equities
(Australia) Limited
11-Nov-19 3,454.99 AUD 1,165 Trust Units
Credit Suisse Equities
(Australia) Limited
12-Nov-19 4,067,140.0 AUD 1,400,000 Trust Units
Credit Suisse Equities
(Australia) Limited
14-Nov-19 581,000.0 AUD -200,000 Trust Units
Credit Suisse Equities
(Australia) Limited
15-Nov-19 1,482.58 AUD -506 Trust Units
Credit Suisse Equities
(Australia) Limited
20-Nov-19 1,845.20 AUD -659 Trust Units
Credit Suisse Equities
(Australia) Limited
20-Nov-19 2,125,270.45 AUD -753,785 Trust Units

3

Credit Suisse Equities
(Australia) Limited
21-Nov-19 710,634.53 AUD -246,215 Trust Units
Credit Suisse Equities
(Australia) Limited
21-Nov-19 7,908.98 AUD 2,723 Trust Units
Credit Suisse Equities
(Australia) Limited
22-Nov-19 42,884.06 AUD 14,700 Trust Units
Credit Suisse Equities
(Australia) Limited
27-Nov-19 20,745.55 AUD 7,172 Trust Units
Credit Suisse Equities
(Australia) Limited
27-Nov-19 2,919.20 AUD -1,000 Trust Units
Credit Suisse Equities
(Australia) Limited
28-Nov-19 35,707.09 AUD -12,400 Trust Units
Credit Suisse Equities
(Australia) Limited
2-Dec-19 3,721.71 AUD -1,300 Trust Units
Credit Suisse Equities
(Australia) Limited
3-Dec-19 40.47 AUD 14 Trust Units
Credit Suisse Equities
(Australia) Limited
4-Dec-19 43.20 AUD 15 Trust Units
Credit Suisse Equities
(Australia) Limited
5-Dec-19 40.16 AUD -14 Trust Units
Credit Suisse Equities
(Australia) Limited
5-Dec-19 328.11 AUD 114 Trust Units
Credit Suisse Equities
(Australia) Limited
6-Dec-19 42.95 AUD -15 Trust Units
Credit Suisse Equities
(Australia) Limited
9-Dec-19 328.29 AUD -114 Trust Units
Credit Suisse Equities
(Australia) Limited
11-Dec-19 86.40 AUD 30 Trust Units
Credit Suisse Equities
(Australia) Limited
12-Dec-19 17,191.30 AUD -5,990 Trust Units
Credit Suisse Equities
(Australia) Limited
12-Dec-19 968.57 AUD 337 Trust Units
Credit Suisse Equities
(Australia) Limited
13-Dec-19 86.10 AUD -30 Trust Units
Credit Suisse Equities
(Australia) Limited
13-Dec-19 30,120.65 AUD -10,495 Trust Units
Credit Suisse Equities
(Australia) Limited
13-Dec-19 3,714.27 AUD 1,291 Trust Units
Credit Suisse Equities
(Australia) Limited
16-Dec-19 6,661.27 AUD -2,321 Trust Units
Credit Suisse Equities
(Australia) Limited
16-Dec-19 13,003.10 AUD 4,515 Trust Units
Credit Suisse Equities
(Australia) Limited
17-Dec-19 53,034.73 AUD -18,479 Trust Units
Credit Suisse Equities
(Australia) Limited
17-Dec-19 27,607.68 AUD 9,586 Trust Units
Credit Suisse Equities
(Australia) Limited
18-Dec-19 1,700.04 AUD -592 Trust Units
Credit Suisse Equities
(Australia) Limited
19-Dec-19 2,973.02 AUD -1,036 Trust Units

4

Credit Suisse Equities
(Australia) Limited
20-Dec-19 7,267.13 AUD -2,532 Trust Units
Credit Suisse Equities
(Australia) Limited
20-Dec-19 6,672.75 AUD 2,325 Trust Units
Credit Suisse Equities
(Australia) Limited
23-Dec-19 15,983.14 AUD -5,569 Trust Units
Credit Suisse Equities
(Australia) Limited
23-Dec-19 12,669.80 AUD 4,430 Trust Units
Credit Suisse Equities
(Australia) Limited
24-Dec-19 5,138.58 AUD -1,794 Trust Units
Credit Suisse Equities
(Australia) Limited
24-Dec-19 21,997,605.77 AUD 7,664,671 Trust Units
Credit Suisse Equities
(Australia) Limited
27-Dec-19 6,469.56 AUD 2,242 Trust Units
Credit Suisse Equities
(Australia) Limited
27-Dec-19 37,448.57 AUD 12,951 Trust Units
Credit Suisse Equities
(Australia) Limited
27-Dec-19 1,317.06 AUD 456 Trust Units
Credit Suisse Equities
(Australia) Limited
30-Dec-19 3,897.03 AUD 1,353 Trust Units
Credit Suisse Equities
(Australia) Limited
31-Dec-19 21,997,605.77 AUD -7,664,671 Trust Units
Credit Suisse Equities
(Australia) Limited
31-Dec-19 21,997,605.77 AUD 7,664,671 Trust Units
Credit Suisse Equities
(Australia) Limited
31-Dec-19 37,473.30 AUD 13,044 Trust Units
Credit Suisse Equities
(Australia) Limited
2-Jan-20 5,441.35 AUD -1,894 Trust Units
Credit Suisse Equities
(Australia) Limited
2-Jan-20 24,513.54 AUD 8,578 Trust Units
Credit Suisse Equities
(Australia) Limited
3-Jan-20 998.07 AUD -348 Trust Units
Credit Suisse Equities
(Australia) Limited
3-Jan-20 2.86 AUD 1 Trust Units
Credit Suisse Equities
(Australia) Limited
3-Jan-20 7,855.19 AUD 2,737 Trust Units
Credit Suisse Equities
(Australia) Limited
6-Jan-20 4,029.90 AUD -1,414 Trust Units
Credit Suisse Equities
(Australia) Limited
6-Jan-20 7,125.54 AUD 2,493 Trust Units
Credit Suisse Equities
(Australia) Limited
6-Jan-20 2,111.85 AUD 741 Trust Units
Credit Suisse Equities
(Australia) Limited
7-Jan-20 2,795.38 AUD -974 Trust Units
Credit Suisse Equities
(Australia) Limited
7-Jan-20 634.92 AUD -222 Trust Units
Credit Suisse Equities
(Australia) Limited
7-Jan-20 25,514.45 AUD 8,908 Trust Units
Credit Suisse Equities
(Australia) Limited
7-Jan-20 8,168.10 AUD 2,866 Trust Units

5

Credit Suisse Equities
(Australia) Limited
8-Jan-20 3,308.74 AUD -1,163 Trust Units
Credit Suisse Equities
(Australia) Limited
9-Jan-20 526.14 AUD -185 Trust Units
Credit Suisse Equities
(Australia) Limited
10-Jan-20 14,806.16 AUD -5,187 Trust Units
Credit Suisse Equities
(Australia) Limited
10-Jan-20 4,114.84 AUD -1,442 Trust Units
Credit Suisse Equities
(Australia) Limited
10-Jan-20 13,665.60 AUD 4,745 Trust Units
Credit Suisse Equities
(Australia) Limited
13-Jan-20 1,486.88 AUD -520 Trust Units
Credit Suisse Equities
(Australia) Limited
13-Jan-20 406.12 AUD -142 Trust Units
Credit Suisse Equities
(Australia) Limited
13-Jan-20 10,747.91 AUD 3,719 Trust Units
Credit Suisse Equities
(Australia) Limited
14-Jan-20 4,660.71 AUD -1,624 Trust Units
Credit Suisse Equities
(Australia) Limited
14-Jan-20 2,323.56 AUD 804 Trust Units
Credit Suisse Equities
(Australia) Limited
14-Jan-20 46,143.33 AUD 15,943 Trust Units
Credit Suisse Equities
(Australia) Limited
15-Jan-20 24,499.29 AUD -8,488 Trust Units
Credit Suisse Equities
(Australia) Limited
15-Jan-20 110.21 AUD 38 Trust Units
Credit Suisse Equities
(Australia) Limited
15-Jan-20 29,570.48 AUD 10,177 Trust Units
Credit Suisse Equities
(Australia) Limited
16-Jan-20 14,100.66 AUD -4,888 Trust Units
Credit Suisse Equities
(Australia) Limited
16-Jan-20 31,185.21 AUD 10,785 Trust Units
Credit Suisse Equities
(Australia) Limited
17-Jan-20 20,100.01 AUD -6,930 Trust Units
Credit Suisse Equities
(Australia) Limited
17-Jan-20 24,557.76 AUD -8,462 Trust Units
Credit Suisse Equities
(Australia) Limited
17-Jan-20 46,217.35 AUD 15,941 Trust Units
Credit Suisse Equities
(Australia) Limited
17-Jan-20 36,979.48 AUD 12,752 Trust Units
Credit Suisse Equities
(Australia) Limited
20-Jan-20 2,301.93 AUD -797 Trust Units
Credit Suisse Equities
(Australia) Limited
20-Jan-20 2,784,289.55 AUD -962,490 Trust Units
Credit Suisse Equities
(Australia) Limited
20-Jan-20 136.03 AUD 47 Trust Units
Credit Suisse Equities
(Australia) Limited
20-Jan-20 35,831.52 AUD 12,388 Trust Units
Credit Suisse Equities
(Australia) Limited
21-Jan-20 15,117.93 AUD -5,221 Trust Units

6

Credit Suisse Equities
(Australia) Limited
21-Jan-20 43,407.23 AUD 15,050 Trust Units
Credit Suisse Equities
(Australia) Limited
22-Jan-20 44,902.85 AUD -15,547 Trust Units
Credit Suisse Equities
(Australia) Limited
22-Jan-20 2,754.84 AUD -952 Trust Units
Credit Suisse Equities
(Australia) Limited
22-Jan-20 50,087.36 AUD 17,271 Trust Units
Credit Suisse Equities
(Australia) Limited
23-Jan-20 15,438.61 AUD -5,361 Trust Units
Credit Suisse Equities
(Australia) Limited
23-Jan-20 9,609.11 AUD -3,337 Trust Units
Credit Suisse Equities
(Australia) Limited
23-Jan-20 40,504.79 AUD 13,979 Trust Units
Credit Suisse Equities
(Australia) Limited
24-Jan-20 106.93 AUD -37 Trust Units
Credit Suisse Equities
(Australia) Limited
24-Jan-20 1,508.43 AUD -522 Trust Units
Credit Suisse Equities
(Australia) Limited
28-Jan-20 12,148.31 AUD -4,190 Trust Units
Credit Suisse Equities
(Australia) Limited
29-Jan-20 21,637.10 AUD -7,397 Trust Units
Credit Suisse Equities
(Australia) Limited
30-Jan-20 8,146.43 AUD -2,794 Trust Units
Credit Suisse Equities
(Australia) Limited
30-Jan-20 6,551.09 AUD 2,191 Trust Units
Credit Suisse Equities
(Australia) Limited
31-Jan-20 1,361.86 AUD 457 Trust Units
Credit Suisse Equities
(Australia) Limited
31-Jan-20 4,536.88 AUD 1,525 Trust Units
Credit Suisse Equities
(Australia) Limited
31-Jan-20 Refer to Annexure B of
Notice
Stock borrowed under
ASLA
100,000 Trust Units
Credit Suisse Equities
(Australia) Limited
31-Jan-20 Refer to Annexure B of
Notice
Stock borrowed under
ASLA
100,000 Trust Units

This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) print name Winston Loke capacity Authorised Signatory sign here date 5-Feb-2020

==> picture [72 x 26] intentionally omitted <==

7

Annexure "B"

This is Annexure "B" referred to in the Form 603 "Notice of initial substantial holder"

Signature
print name
sign here
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
Winston Loke
capacity
Authorised Signatory
date
5-Feb-2020

==> picture [72 x 26] intentionally omitted <==

8

Prescribed information
Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
Deutsche Securities Australia Limited
Transfer date 31-Jan-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordance
with lender’s instructions provided such
instructions are received 7 days prior
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail Early return is subject to the lender’s
acceptance
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

9

Prescribed information

Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
Merrill Lynch Equities (Australia) limited
Transfer date 31-Jan-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordance
with lender’s instructions provided such
instructions are received 7 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

10