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AUSTRALIAN UNITY OFFICE FUND — Major Shareholding Notification 2018
Jun 21, 2018
64393_rns_2018-06-21_af3be0db-7d02-48f4-af52-ad84d9630094.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme AUSTRALIAN UNITY OFFICE FUND ACN/ARSN 113 369 627
1. Details of substantial shareholder
Name
Deutsche Bank AG and its related bodies corporate (together the “Deutsche Bank Group”)
ACN/ARSN (if applicable) 064 165 162 The holder became a substantial holder on 20 June 2018
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date of the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities |
Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary Securities | 8,385,060 | 8,385,060 | 5.15% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities (Ordinary Stapled Securities) |
|---|---|---|
| Deutsche Bank AG, Sydney Branch |
Power to exercise, or control the exercise of, the voting rights and/or disposal of the securities held in capacity as principal |
86,100 |
| Deutsche Australia Limited | Power to exercise, or control the exercise of, the voting rights and/or disposal of the securities held in capacity as investment manager |
97,120 |
| RREEF America LLC | Power to exercise, or control the exercise of, the voting rights of the securities held in capacity as investment manager |
8,201,840 |
4. Details of present registered holders
| 4. Details of present registered holders | 4. Details of present registered holders | 4. Details of present registered holders | |
|---|---|---|---|
| The personsregistered asholders ofthe securitiesreferred toinparagraph3 above are | asfollows: | ||
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities (Ordinary shares) |
| Deutsche Bank AG, Sydney Branch |
Bainpro Nominees Pty Ltd |
Deutsche Bank AG, Sydney Branch |
63,999 |
| Unknown | 22,101 |
| RREEF America LLC | State Street Citibank |
RREEF America LLC | 8,201,840 |
|---|---|---|---|
| Deutsche Australia Limited | State Street Bank & Trust Co., Tokyo |
Deutsche Australia Limited | 97,120 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition |
Consideration (9) (AUD) |
Class and number of securities (Ordinary shares) |
|---|---|---|---|
| Referto Schedule1. |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A |
7. Addresses
The addresses of persons named in this form are as follows:
| The addresses of persons named in this form are as | follows: |
|---|---|
| Name | Address |
| Deutsche Bank AG, Sydney Branch | Level 16, Deutsche Bank Place, Corner Hunter and Philip Street, Sydney,NSW,Australia2000 |
| Deutsche Australia Limited | Level 16, Deutsche Bank Place, Corner Hunter and Philip Street, Sydney,NSW,Australia2000 |
| RREEF America LLC | 1209 Orange Street, Corporation Trust Center, Wilmington, Delaware, United States19801 |
==> picture [124 x 51] intentionally omitted <==
Signature
Name Harsha Narashimha
Deutsche Bank AG, Hong Kong Branch 22 June 2018
Schedule 1
| Date of change |
Holder of relevant interest | Nature of change | Consideration given in relation to change |
Class and number of securities affected(Ordinary Shares) |
Person's votes affected |
|---|---|---|---|---|---|
| 21/2/2018 | RREEF America LLC | Buy | 2.23 | 11,969 | 11,969 |
| 22/2/2018 | RREEF America LLC | Buy | 2.23 | 84,343 | 84,343 |
| 23/2/2018 | RREEF America LLC | Buy | 2.25 | 193,669 | 193,669 |
| 28/2/2018 | RREEF America LLC | Buy | 2.24 | 6,228 | 6,228 |
| 1/3/2018 | RREEF America LLC | Buy | 2.27 | 4,690 | 4,690 |
| 5/3/2018 | RREEF America LLC | Buy | 2.26 | 3,323 | 3,323 |
| 5/3/2018 | RREEF America LLC | Buy | 2.26 | 705 | 705 |
| 6/3/2018 | RREEF America LLC | Buy | 2.26 | 50,791 | 50,791 |
| 6/3/2018 | RREEF America LLC | Buy | 2.26 | 195,089 | 195,089 |
| 19/3/2018 | RREEF America LLC | Buy | 2.28 | 48,299 | 48,299 |
| 19/3/2018 | RREEF America LLC | Buy | 2.28 | 102,380 | 102,380 |
| 20/3/2018 | RREEF America LLC | Buy | 2.28 | 145,570 | 145,570 |
| 20/3/2018 | RREEF America LLC | Buy | 2.28 | 309,869 | 309,869 |
| 20/4/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.26 | 1,412 | 1,412 |
| 24/4/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.26 | 1,723 | 1,723 |
| 26/4/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.25 | 1,346 | 1,346 |
| 30/4/2018 | Deutsche Bank AG, Sydney Branch | Sell | 2.27 | -769 | -769 |
| 2/5/2018 | Deutsche Bank AG, Sydney Branch | Sell | 2.30 | -1,031 | -1,031 |
| 3/5/2018 | Deutsche Bank AG, Sydney Branch | Sell | 2.31 | -635 | -635 |
| 4/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.29 | 1,361 | 1,361 |
| 7/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.25 | 2,138 | 2,138 |
| 9/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.27 | 1,424 | 1,424 |
| 10/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.28 | 1,461 | 1,461 |
| 11/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.29 | 5,899 | 5,899 |
| 15/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.30 | 2,214 | 2,214 |
| 18/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.30 | 969 | 969 |
| 24/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.29 | 1,386 | 1,386 |
| 25/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.30 | 3,298 | 3,298 |
| 29/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.35 | 2,730 | 2,730 |
| 29/5/2018 | RREEF America LLC | Buy | 2.35 | 7,863 | 7,863 |
| 29/5/2018 | RREEF America LLC | Buy | 2.36 | 3,109 | 3,109 |
| 31/5/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.35 | 2,344 | 2,344 |
| 4/6/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.38 | 1,754 | 1,754 |
| 5/6/2018 | Deutsche Bank AG, Sydney Branch | Sell | 2.43 | -2,218 | -2,218 |
| 6/6/2018 | Deutsche Bank AG, Sydney Branch | Sell | 2.45 | -4 | -4 |
| 6/6/2018 | RREEF America LLC | Sell | 2.42 | -2,031 | -2,031 |
| 7/6/2018 | RREEF America LLC | Sell | 2.41 | -86,490 | -86,490 |
| 12/6/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.40 | 5,429 | 5,429 |
| 13/6/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.39 | 3,764 | 3,764 |
| 14/6/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.39 | 5,703 | 5,703 |
| 15/6/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.40 | 5,574 | 5,574 |
| 18/6/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.47 | 16,727 | 16,727 |
| 19/6/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.48 | 9,323 | 9,323 |
| 20/6/2018 | Deutsche Bank AG, Sydney Branch | Buy | 2.48 | 12,778 | 12,778 |
| 20/6/2018 | RREEF America LLC | Buy | 2.48 | 113,692 | 113,692 |
| 20/6/2018 | RREEF America LLC | Buy | 2.48 | 248,332 | 248,332 |