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AUSTAL LIMITED Major Shareholding Notification 2021

Feb 25, 2021

64429_rns_2021-02-25_1b1fb4a5-74f8-4ac1-b74c-91ae14dc517a.pdf

Major Shareholding Notification

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Annexure A

This is Annexure A of 7 pages referred to in form 604 Notice of change of interests of substantial shareholder

Maria Tricarico, Authorised Signatory

26-Feb-21 Date

5. Consideration

AUSTAL LIMITED (ASB)

Date of Change Person whose relevant interest
changed		 Nature of change
Consideration given in
change (7)		 (6) /
relation to		 CCY Class and number of
securities affected		 Class and number of
securities affected		 Person's
votes
affected
08-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 4,212 4,212
08-Sep-20 BlackRock Investment Management on mkt sell 3.25 AUD ORD -31,209 -31,209
(Australia)Limited
08-Sep-20 BlackRock Investment Management on mkt buy 3.28 AUD ORD 25,988 25,988
(Australia)Limited
08-Sep-20 BlackRock Investment Management on mkt buy 3.28 AUD ORD 1,780 1,780
(Australia)Limited
08-Sep-20 BlackRock Advisors(UK)Limited on mkt buy 3.28 AUD ORD 898 898
09-Sep-20 BlackRock Investment Management on mkt sell 3.22 AUD ORD -31,934 -31,934
(Australia)Limited
09-Sep-20 BlackRock Investment Management on mkt sell 3.22 AUD ORD -1,913 -1,913
(Australia)Limited
09-Sep-20 BlackRock Advisors(UK)Limited on mkt buy 3.22 AUD ORD 898 898
09-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 2,400 2,400
09-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 960 960
09-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 1,728 1,728
10-Sep-20 BlackRock Investment Management on mkt sell 3.21 AUD ORD -2,578 -2,578
(Australia)Limited
10-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 4,164 4,164
11-Sep-20 BlackRock Investment Management in specie n/a AUD ORD 186,511 186,511
(Australia)Limited
11-Sep-20 BlackRock Investment Management in specie n/a AUD ORD 204,369 204,369
(Australia)Limited
11-Sep-20 BlackRock Investment Management on mkt buy 3.16 AUD ORD 1,424 1,424
(Australia)Limited
11-Sep-20 BlackRock Investment Management on mkt buy 3.16 AUD ORD 3,204 3,204
(Australia)Limited
14-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 1,875 1,875
14-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 10,326 10,326
14-Sep-20 BlackRock Investment Management on mkt buy 3.26 AUD ORD 712 712
(Australia)Limited
15-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 1,875 1,875
15-Sep-20 BlackRock Investment Management on mkt sell 3.26 AUD ORD -5,852 -5,852
(Australia)Limited
15-Sep-20 BlackRock Investment Management on mkt buy 3.29 AUD ORD 1,424 1,424
(Australia)Limited
15-Sep-20 BlackRock Advisors(UK)Limited on mkt buy 3.29 AUD ORD 449 449
16-Sep-20 BlackRock Investment Management on mkt sell 3.28 AUD ORD -81,876 -81,876
(Australia)Limited
17-Sep-20 BlackRock Investment Management on mkt sell 3.25 AUD ORD -2,436 -2,436
(Australia)Limited
17-Sep-20 BlackRock Investment Management on mkt sell 3.25 AUD ORD -14,252 -14,252
(Australia)Limited
21-Sep-20 BlackRock Investment Management on mkt sell 3.26 AUD ORD -5,876 -5,876
(Australia)Limited
21-Sep-20 BlackRock Investment Management on mkt buy 3.26 AUD ORD 13,810 13,810
(Australia)Limited
21-Sep-20 BlackRock Investment Management on mkt buy 3.26 AUD ORD 119,260 119,260
(Australia)Limited
21-Sep-20 BlackRock Investment Management on mkt buy 3.26 AUD ORD 1,780 1,780
(Australia)Limited
23-Sep-20 BlackRock Institutional Trust Company, on mkt buy 3.30 AUD ORD 10,502 10,502
National Association
24-Sep-20 BlackRock Investment Management on mkt sell 3.28 AUD ORD -4,494 -4,494
(Australia)Limited
24-Sep-20 BlackRock Investment Management on mkt sell 3.27 AUD ORD -3,828 -3,828
(Australia)Limited
24-Sep-20 BlackRock Investment Management on mkt buy 3.24 AUD ORD 3,204 3,204
(Australia) Limited

ASB

page 1 of 7

Date of Change Person whose relevant interest
changed		 Nature of change
Consideration given in
change (7)		 (6) /
relation to		 CCY Class and number of
securities affected		 Class and number of
securities affected		 Person's
votes
affected
24-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 8,579 8,579
25-Sep-20 BlackRock Investment Management on mkt buy 3.28 AUD ORD 2,492 2,492
(Australia)Limited
25-Sep-20 BlackRock Advisors(UK)Limited on mkt buy 3.28 AUD ORD 449 449
29-Sep-20 BlackRock Investment Management on mkt sell 3.34 AUD ORD -4,910 -4,910
(Australia)Limited
30-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 2,422 2,422
30-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 8,500 8,500
30-Sep-20 BlackRock Investment Management on mkt sell 3.28 AUD ORD -76,341 -76,341
(Australia)Limited
30-Sep-20 BlackRock Advisors(UK)Limited on mkt buy 3.28 AUD ORD 449 449
30-Sep-20 BlackRock Institutional Trust Company, on mkt buy 3.28 AUD ORD 10,749 10,749
National Association
30-Sep-20 BlackRock Fund Advisors in specie n/a AUD ORD 1,440 1,440
01-Oct-20 BlackRock Investment Management on mkt sell 3.28 AUD ORD -4,507 -4,507
(Australia)Limited
01-Oct-20 BlackRock Investment Management (UK) on mkt sell 3.28 AUD ORD -7,864 -7,864
Limited
01-Oct-20 BlackRock Investment Management, LLC on mkt sell 3.28 AUD ORD -3,564 -3,564
01-Oct-20 BlackRock Investment Management on mkt sell 3.27 AUD ORD -6,400 -6,400
(Australia)Limited
01-Oct-20 BlackRock Fund Advisors in specie n/a AUD ORD 1,261 1,261
02-Oct-20 BlackRock Fund Advisors in specie n/a AUD ORD 10,248 10,248
02-Oct-20 BlackRock Fund Advisors in specie n/a AUD ORD 6,832 6,832
02-Oct-20 BlackRock Investment Management on mkt sell 3.17 AUD ORD -31,219 -31,219
(Australia)Limited
02-Oct-20 BlackRock Investment Management on mkt sell 3.17 AUD ORD -69,402 -69,402
(Australia)Limited
02-Oct-20 BlackRock Investment Management on mkt buy 3.11 AUD ORD 3,204 3,204
(Australia)Limited
05-Oct-20 BlackRock Investment Management on mkt buy 3.15 AUD ORD 12,104 12,104
(Australia)Limited
06-Oct-20 BlackRock Fund Advisors in specie n/a AUD ORD 10,596 10,596
06-Oct-20 BlackRock Investment Management on mkt sell 3.13 AUD ORD -3,596 -3,596
(Australia)Limited
06-Oct-20 BlackRock Investment Management on mkt sell 3.13 AUD ORD -24,345 -24,345
(Australia)Limited
06-Oct-20 BlackRock Investment Management on mkt buy 3.13 AUD ORD 13,528 13,528
(Australia)Limited
07-Oct-20 BlackRock Investment Management on mkt buy 3.23 AUD ORD 1,424 1,424
(Australia)Limited
12-Oct-20 BlackRock Investment Management on mkt buy 3.50 AUD ORD 34,080 34,080
(Australia)Limited
12-Oct-20 BlackRock Investment Management on mkt buy 3.50 AUD ORD 1,420 1,420
(Australia)Limited
14-Oct-20 BlackRock Investment Management on mkt buy 3.39 AUD ORD 10,189 10,189
(Australia)Limited
15-Oct-20 BlackRock Investment Management on mkt buy 3.34 AUD ORD 2,267 2,267
(Australia)Limited
20-Oct-20 BlackRock Investment Management on mkt buy 3.24 AUD ORD 2,492 2,492
(Australia)Limited
21-Oct-20 BlackRock Investment Management on mkt buy 3.24 AUD ORD 29,833 29,833
(Australia)Limited
21-Oct-20 BlackRock Investment Management on mkt buy 3.24 AUD ORD 1,220 1,220
(Australia)Limited
22-Oct-20 BlackRock Investment Management on mkt buy 3.19 AUD ORD 3,812 3,812
(Australia)Limited
26-Oct-20 BlackRock Fund Advisors in specie n/a AUD ORD 10,260 10,260
27-Oct-20 BlackRock Investment Management in specie n/a AUD ORD -47,992 -47,992
(Australia)Limited
27-Oct-20 BlackRock Investment Management on mkt buy 2.82 AUD ORD 3,104 3,104
(Australia)Limited
27-Oct-20 BlackRock Investment Management on mkt sell 2.81 AUD ORD -16,111 -16,111
(Australia)Limited
28-Oct-20 BlackRock Investment Management on mkt sell 2.80 AUD ORD -9,256 -9,256
(Australia)Limited
29-Oct-20 BlackRock Investment Management on mkt buy 2.69 AUD ORD 22,670 22,670
(Australia)Limited
30-Oct-20 BlackRock Investment Management on mkt buy 2.71 AUD ORD 2,492 2,492
(Australia)Limited
30-Oct-20 BlackRock Fund Advisors in specie n/a AUD ORD -3,452 -3,452
30-Oct-20 BlackRock Fund Advisors in specie n/a AUD ORD 14,250 14,250

ASB

page 2 of 7

Date of Change Person whose relevant interest
changed		 Nature of change
Consideration given in
change (7)		 (6) /
relation to		 CCY Class and number of
securities affected		 Class and number of
securities affected		 Person's
votes
affected
02-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD -5,175 -5,175
02-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD -3,450 -3,450
05-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD -3,464 -3,464
06-Nov-20 BlackRock Investment Management on mkt buy 2.76 AUD ORD 1,239 1,239
(Australia)Limited
06-Nov-20 BlackRock Investment Management on mkt buy 2.78 AUD ORD 1,068 1,068
(Australia)Limited
09-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD 970 970
09-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD 4,850 4,850
09-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD 1,940 1,940
10-Nov-20 BlackRock Investment Management on mkt sell 2.76 AUD ORD -8,800 -8,800
(Australia)Limited
10-Nov-20 BlackRock Investment Management on mkt buy 2.72 AUD ORD 3,204 3,204
(Australia)Limited
10-Nov-20 BlackRock Investment Management on mkt sell 2.72 AUD ORD -26,700 -26,700
(Australia)Limited
11-Nov-20 BlackRock Investment Management on mkt sell 2.78 AUD ORD -20,100 -20,100
(Australia)Limited
11-Nov-20 BlackRock Investment Management on mkt sell 2.78 AUD ORD -1,171 -1,171
(Australia)Limited
11-Nov-20 BlackRock Investment Management on mkt buy 2.78 AUD ORD 70,703 70,703
(Australia)Limited
11-Nov-20 BlackRock Advisors(UK)Limited on mkt buy 2.78 AUD ORD 449 449
11-Nov-20 BlackRock Investment Management on mkt sell 2.78 AUD ORD -4,537 -4,537
(Australia)Limited
12-Nov-20 BlackRock Investment Management on mkt sell 2.74 AUD ORD -3,423 -3,423
(Australia)Limited
13-Nov-20 BlackRock Investment Management on mkt buy 2.74 AUD ORD 13,146 13,146
(Australia)Limited
13-Nov-20 BlackRock Investment Management on mkt buy 2.74 AUD ORD 1,740 1,740
(Australia)Limited
17-Nov-20 BlackRock Investment Management on mkt sell 2.82 AUD ORD -7,562 -7,562
(Australia)Limited
17-Nov-20 BlackRock Investment Management, LLC on mkt buy 2.82 AUD ORD 13,375 13,375
17-Nov-20 BlackRock Institutional Trust Company, on mkt buy 2.82 AUD ORD 7,606 7,606
National Association
17-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD -10,338 -10,338
17-Nov-20 BlackRock Investment Management on mkt buy 2.85 AUD ORD 2,492 2,492
(Australia)Limited
17-Nov-20 BlackRock Investment Management on mkt buy 2.85 AUD ORD 10,324 10,324
(Australia)Limited
17-Nov-20 BlackRock Advisors(UK)Limited on mkt buy 2.85 AUD ORD 898 898
17-Nov-20 BlackRock Advisors(UK)Limited on mkt buy 2.85 AUD ORD 2,245 2,245
17-Nov-20 BlackRock Investment Management on mkt buy 2.85 AUD ORD 2,328 2,328
(Australia)Limited
18-Nov-20 BlackRock Investment Management on mkt sell 2.85 AUD ORD -3,560 -3,560
(Australia)Limited
19-Nov-20 BlackRock Investment Management on mkt buy 2.85 AUD ORD 12,816 12,816
(Australia)Limited
19-Nov-20 BlackRock Investment Management on mkt buy 2.85 AUD ORD 2,161 2,161
(Australia)Limited
20-Nov-20 BlackRock Investment Management, LLC on mkt buy 2.87 AUD ORD 4,287 4,287
20-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD 5,100 5,100
20-Nov-20 BlackRock Investment Management on mkt buy 2.87 AUD ORD 33,991 33,991
(Australia)Limited
23-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD 3,750 3,750
23-Nov-20 BlackRock Investment Management on mkt buy 2.87 AUD ORD 9,968 9,968
(Australia)Limited
25-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD 8,500 8,500
25-Nov-20 BlackRock Investment Management on mkt buy 2.97 AUD ORD 1,068 1,068
(Australia)Limited
25-Nov-20 BlackRock Fund Advisors on mkt buy 2.97 AUD ORD 26,385 26,385
25-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD 2,720 2,720
26-Nov-20 BlackRock Investment Management on mkt buy 2.97 AUD ORD 2,848 2,848
(Australia)Limited
27-Nov-20 BlackRock Investment Management on mkt buy 2.95 AUD ORD 3,560 3,560
(Australia)Limited
30-Nov-20 BlackRock Fund Advisors in specie n/a AUD ORD -6,924 -6,924
30-Nov-20 BlackRock Investment Management on mkt buy 2.92 AUD ORD 3,560 3,560
(Australia) Limited

ASB

page 3 of 7

Date of Change Person whose relevant interest
changed		 Nature of change
Consideration given in
change (7)		 (6) /
relation to		 CCY Class and number of
securities affected		 Class and number of
securities affected		 Person's
votes
affected
30-Nov-20 BlackRock Investment Management (UK) on mkt buy 2.92 AUD ORD 10,321 10,321
Limited
30-Nov-20 BlackRock Investment Management on mkt sell 2.92 AUD ORD -2,503 -2,503
(Australia)Limited
30-Nov-20 BlackRock Fund Advisors on mkt sell 2.92 AUD ORD -27,882 -27,882
30-Nov-20 BlackRock Fund Advisors on mkt sell 2.92 AUD ORD -3,982 -3,982
30-Nov-20 BlackRock Institutional Trust Company, on mkt sell 2.92 AUD ORD -11,670 -11,670
National Association
30-Nov-20 BlackRock Investment Management on mkt buy 2.92 AUD ORD 22,678 22,678
(Australia)Limited
30-Nov-20 BlackRock Institutional Trust Company, on mkt sell 2.92 AUD ORD -24,024 -24,024
National Association
30-Nov-20 BlackRock Investment Management on mkt sell 2.92 AUD ORD -1,810 -1,810
(Australia)Limited
30-Nov-20 BlackRock Fund Advisors on mkt sell 2.92 AUD ORD -20,161 -20,161
30-Nov-20 BlackRock Fund Advisors on mkt buy 2.92 AUD ORD 33,289 33,289
30-Nov-20 BlackRock Fund Advisors on mkt sell 2.92 AUD ORD -2,880 -2,880
30-Nov-20 BlackRock Institutional Trust Company, on mkt buy 2.92 AUD ORD 15,139 15,139
National Association
30-Nov-20 BlackRock Institutional Trust Company, on mkt sell 2.92 AUD ORD -8,438 -8,438
National Association
01-Dec-20 BlackRock Investment Management on mkt buy 2.90 AUD ORD 12,541 12,541
(Australia)Limited
02-Dec-20 BlackRock Investment Management on mkt buy 2.98 AUD ORD 87,398 87,398
(Australia)Limited
02-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.98 AUD ORD 9,640 9,640
02-Dec-20 BlackRock Investment Management (UK) on mkt buy 2.98 AUD ORD 4,656 4,656
Limited
02-Dec-20 BlackRock Investment Management on mkt buy 2.98 AUD ORD 1,780 1,780
(Australia)Limited
02-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.98 AUD ORD 1,347 1,347
03-Dec-20 BlackRock Investment Management on mkt sell 2.93 AUD ORD -22,784 -22,784
(Australia)Limited
04-Dec-20 BlackRock Investment Management in specie n/a AUD ORD 34,356 34,356
(Australia)Limited
04-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.91 AUD ORD 449 449
04-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.91 AUD ORD 449 449
07-Dec-20 BlackRock Investment Management on mkt buy 2.88 AUD ORD 5,340 5,340
(Australia)Limited
07-Dec-20 BlackRock Institutional Trust Company, on mkt sell 2.88 AUD ORD -30,226 -30,226
National Association
08-Dec-20 BlackRock Investment Management on mkt buy 2.86 AUD ORD 83 83
(Australia)Limited
08-Dec-20 BlackRock Investment Management on mkt buy 2.89 AUD ORD 2,848 2,848
(Australia)Limited
09-Dec-20 BlackRock Investment Management on mkt buy 2.88 AUD ORD 69,256 69,256
(Australia)Limited
09-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.85 AUD ORD 898 898
11-Dec-20 BlackRock Investment Management on mkt buy 2.86 AUD ORD 17,952 17,952
(Australia)Limited
11-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.85 AUD ORD 14,817 14,817
14-Dec-20 BlackRock Investment Management on mkt buy 2.83 AUD ORD 2,125 2,125
(Australia)Limited
14-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.86 AUD ORD 3,143 3,143
14-Dec-20 BlackRock Investment Management on mkt sell 2.83 AUD ORD -2,492 -2,492
(Australia)Limited
14-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.83 AUD ORD 15,715 15,715
15-Dec-20 BlackRock Investment Management on mkt sell 2.77 AUD ORD -1,780 -1,780
(Australia)Limited
15-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.77 AUD ORD 1,796 1,796
15-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.77 AUD ORD 11,225 11,225
15-Dec-20 BlackRock Institutional Trust Company, on mkt sell 2.77 AUD ORD -8,174 -8,174
National Association
16-Dec-20 BlackRock Investment Management on mkt buy 2.72 AUD ORD 64,722 64,722
(Australia)Limited
16-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.68 AUD ORD 449 449
16-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.68 AUD ORD 1,796 1,796
17-Dec-20 BlackRock Investment Management on mkt buy 2.74 AUD ORD 5,747 5,747
(Australia)Limited
17-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.77 AUD ORD 1,347 1,347
18-Dec-20 BlackRock Investment Management on mkt buy 2.75 AUD ORD 13,625 13,625
(Australia) Limited

ASB

page 4 of 7

Date of Change Person whose relevant interest
changed		 Nature of change
Consideration given in
change (7)		 (6) /
relation to		 CCY Class and number of
securities affected		 Class and number of
securities affected		 Person's
votes
affected
18-Dec-20 BlackRock Investment Management on mkt buy 2.72 AUD ORD 2,161 2,161
(Australia)Limited
18-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.72 AUD ORD 1,347 1,347
21-Dec-20 BlackRock Fund Advisors in specie n/a AUD ORD 23,394 23,394
21-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.69 AUD ORD 898 898
22-Dec-20 BlackRock Investment Management on mkt buy 2.65 AUD ORD 3,560 3,560
(Australia)Limited
23-Dec-20 BlackRock Investment Management on mkt buy 2.68 AUD ORD 1,780 1,780
(Australia)Limited
24-Dec-20 BlackRock Investment Management on mkt buy 2.70 AUD ORD 4,229 4,229
(Australia)Limited
24-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.69 AUD ORD 449 449
29-Dec-20 BlackRock Investment Management on mkt buy 2.70 AUD ORD 17,943 17,943
(Australia)Limited
30-Dec-20 BlackRock Fund Advisors in specie n/a AUD ORD 13,376 13,376
30-Dec-20 BlackRock Investment Management on mkt buy 2.70 AUD ORD 20,083 20,083
(Australia)Limited
30-Dec-20 BlackRock Institutional Trust Company, on mkt sell 2.69 AUD ORD -12,941 -12,941
National Association
31-Dec-20 BlackRock Investment Management on mkt buy 2.67 AUD ORD 13,063 13,063
(Australia)Limited
31-Dec-20 BlackRock Investment Management on mkt buy 2.67 AUD ORD 1,780 1,780
(Australia)Limited
31-Dec-20 BlackRock Advisors(UK)Limited on mkt buy 2.67 AUD ORD 1,347 1,347
31-Dec-20 BlackRock Institutional Trust Company, on mkt sell 2.67 AUD ORD -31,731 -31,731
National Association
05-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 6,724 6,724
05-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 3,362 3,362
05-Jan-21 BlackRock Investment Management on mkt buy 2.67 AUD ORD 2,136 2,136
(Australia)Limited
05-Jan-21 BlackRock Investment Management on mkt sell 2.67 AUD ORD -1,484 -1,484
(Australia)Limited
05-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 5,043 5,043
07-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 8,375 8,375
07-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 5,025 5,025
07-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 3,350 3,350
07-Jan-21 BlackRock Investment Management on mkt buy 2.66 AUD ORD 1,065 1,065
(Australia)Limited
07-Jan-21 BlackRock Advisors(UK)Limited on mkt buy 2.66 AUD ORD 1,347 1,347
07-Jan-21 BlackRock Advisors(UK)Limited on mkt buy 2.66 AUD ORD 449 449
07-Jan-21 BlackRock Institutional Trust Company, on mkt sell 2.66 AUD ORD -55,421 -55,421
National Association
08-Jan-21 BlackRock Investment Management on mkt buy 2.64 AUD ORD 2,155 2,155
(Australia)Limited
08-Jan-21 BlackRock Investment Management on mkt buy 2.64 AUD ORD 9,585 9,585
(Australia)Limited
08-Jan-21 BlackRock Investment Management on mkt buy 2.64 AUD ORD 710 710
(Australia)Limited
11-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 3,396 3,396
12-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 16,910 16,910
12-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 3,382 3,382
14-Jan-21 BlackRock Investment Management on mkt buy 2.57 AUD ORD 4,704 4,704
(Australia)Limited
14-Jan-21 BlackRock Advisors(UK)Limited on mkt buy 2.55 AUD ORD 449 449
14-Jan-21 BlackRock Advisors(UK)Limited on mkt buy 2.55 AUD ORD 898 898
15-Jan-21 BlackRock Advisors(UK)Limited on mkt buy 2.52 AUD ORD 1,347 1,347
18-Jan-21 BlackRock Investment Management on mkt buy 2.44 AUD ORD 43,819 43,819
(Australia)Limited
19-Jan-21 BlackRock Investment Management on mkt buy 2.50 AUD ORD 13,864 13,864
(Australia)Limited
20-Jan-21 BlackRock Investment Management on mkt buy 2.57 AUD ORD 166,953 166,953
(Australia)Limited
20-Jan-21 BlackRock Fund Advisors on mkt buy 2.56 AUD ORD 3,995 3,995
21-Jan-21 BlackRock Investment Management on mkt buy 2.51 AUD ORD 55,250 55,250
(Australia)Limited
21-Jan-21 BlackRock Advisors(UK)Limited on mkt buy 2.49 AUD ORD 449 449
22-Jan-21 BlackRock Investment Management on mkt buy 2.50 AUD ORD 8,636 8,636
(Australia)Limited
25-Jan-21 BlackRock Investment Management on mkt buy 2.54 AUD ORD 3,990 3,990
(Australia)Limited
26-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 5,055 5,055
26-Jan-21 BlackRock Fund Advisors in specie n/a AUD ORD 13,480 13,480

ASB

page 5 of 7

Date of Change Person whose relevant interest
changed		 Nature of change
Consideration given in
change (7)		 (6) /
relation to		 CCY Class and number of
securities affected		 Class and number of
securities affected		 Person's
votes
affected
27-Jan-21 BlackRock Investment Management (UK) in specie n/a AUD ORD -49,370 -49,370
Limited
27-Jan-21 BlackRock Investment Management on mkt buy 2.59 AUD ORD 23,236 23,236
(Australia)Limited
28-Jan-21 BlackRock Advisors(UK)Limited on mkt buy 2.51 AUD ORD 449 449
29-Jan-21 BlackRock Investment Management on mkt buy 2.58 AUD ORD 219,590 219,590
(Australia)Limited
29-Jan-21 BlackRock Institutional Trust Company, on mkt buy 2.58 AUD ORD 13,663 13,663
National Association
01-Feb-21 BlackRock Investment Management on mkt buy 2.52 AUD ORD 2,126 2,126
(Australia)Limited
02-Feb-21 BlackRock Advisors(UK)Limited on mkt buy 2.53 AUD ORD 449 449
02-Feb-21 BlackRock Advisors(UK)Limited on mkt buy 2.53 AUD ORD 898 898
03-Feb-21 BlackRock Fund Advisors in specie n/a AUD ORD 10,164 10,164
03-Feb-21 BlackRock Investment Management on mkt buy 2.51 AUD ORD 9,940 9,940
(Australia)Limited
03-Feb-21 BlackRock Advisors(UK)Limited on mkt buy 2.51 AUD ORD 898 898
03-Feb-21 BlackRock Institutional Trust Company, on mkt sell 2.51 AUD ORD -17,735 -17,735
National Association
04-Feb-21 BlackRock Investment Management on mkt buy 2.47 AUD ORD 2,056 2,056
(Australia)Limited
05-Feb-21 BlackRock Investment Management on mkt buy 2.52 AUD ORD 1,420 1,420
(Australia)Limited
09-Feb-21 BlackRock Fund Advisors in specie n/a AUD ORD 3,404 3,404
10-Feb-21 BlackRock Fund Advisors on mkt buy 2.55 AUD ORD 36,549 36,549
11-Feb-21 BlackRock Investment Management on mkt sell 2.51 AUD ORD -1,063 -1,063
(Australia)Limited
11-Feb-21 BlackRock Advisors(UK)Limited on mkt buy 2.51 AUD ORD 898 898
12-Feb-21 BlackRock Fund Advisors in specie n/a AUD ORD 3,474 3,474
12-Feb-21 BlackRock Advisors(UK)Limited on mkt buy 2.50 AUD ORD 449 449
16-Feb-21 BlackRock Investment Management on mkt buy 2.55 AUD ORD 6,802 6,802
(Australia)Limited
18-Feb-21 BlackRock Investment Management on mkt buy 2.51 AUD ORD 32,710 32,710
(Australia)Limited
19-Feb-21 BlackRock Investment Management on mkt buy 2.50 AUD ORD 8,984 8,984
(Australia)Limited
22-Feb-21 BlackRock Investment Management on mkt buy 2.47 AUD ORD 2,130 2,130
(Australia)Limited
22-Feb-21 BlackRock Advisors(UK)Limited on mkt buy 2.47 AUD ORD 1,347 1,347
22-Feb-21 BlackRock Institutional Trust Company, in specie n/a AUD ORD 6,861 6,861
National Association
23-Feb-21 BlackRock Investment Management on mkt buy 2.17 AUD ORD 13,473 13,473
(Australia)Limited
23-Feb-21 BlackRock Fund Advisors in specie n/a AUD ORD 15,633 15,633
23-Feb-21 BlackRock Investment Management on mkt buy 2.17 AUD ORD 40,256 40,256
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.17 AUD ORD 1,097,723 1,097,723
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.17 AUD ORD 85,272 85,272
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.17 AUD ORD 28,070 28,070
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.07 AUD ORD 3,217 3,217
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.07 AUD ORD 87,726 87,726
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.07 AUD ORD 6,814 6,814
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.07 AUD ORD 2,243 2,243
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.20 AUD ORD 19,472 19,472
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.20 AUD ORD 530,950 530,950
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.20 AUD ORD 41,244 41,244
(Australia)Limited
23-Feb-21 BlackRock Investment Management on mkt buy 2.20 AUD ORD 13,577 13,577
(Australia)Limited
24-Feb-21 BlackRock Investment Management on mkt buy 2.22 AUD ORD 6,919 6,919
(Australia)Limited
24-Feb-21 BlackRock Investment Management on mkt buy 2.22 AUD ORD 21,313 21,313
(Australia) Limited

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page 6 of 7

Date of Change Person whose relevant interest
changed		 Nature of change
Consideration given in
change (7)		 (6) /
relation to		 CCY Class and number of
securities affected		 Class and number of
securities affected		 Person's
votes
affected
24-Feb-21 BlackRock Investment Management on mkt buy 2.22 AUD ORD 581,095 581,095
(Australia)Limited
24-Feb-21 BlackRock Investment Management on mkt buy 2.22 AUD ORD 45,139 45,139
(Australia)Limited
24-Feb-21 BlackRock Investment Management on mkt buy 2.22 AUD ORD 14,859 14,859
(Australia)Limited
24-Feb-21 BlackRock Fund Advisors in specie n/a AUD ORD 1,814 1,814
24-Feb-21 BlackRock Fund Advisors in specie n/a AUD ORD 5,085 5,085
24-Feb-21 BlackRock Fund Advisors in specie n/a AUD ORD 8,475 8,475
24-Feb-21 BlackRock Advisors(UK)Limited on mkt buy 2.21 AUD ORD 449 449
24-Feb-21 BlackRock Fund Advisors in specie n/a AUD ORD 1,120 1,120

ASB

page 7 of 7

This is Annexure B of 4 pages referred to in form 604 Notice of change of interests of substantial shareholder

Annexure B

26-Feb-21 Maria Tricarico, Date Authorised Signatory

4. Details of present registered holders

Holder of Relevant
Interests		 Registered Holder of
Securities		 Person entitled to be
registered as holder (8)		 Nature of Relevant Interest (6) Class and number of
Securities		 Class and number of
Securities		 Person's
votes		 Nature of
Association
BlackRock (Netherlands) SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 69,107 69,107 Subsidiary of
B.V. LONDON securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Advisors (UK) BNYM-BONY EUROPE - Power to control the exercise of a right to vote attached to ORD 9,640 9,640 Subsidiary of
Limited LONDON securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Advisors (UK) SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 151,726 151,726 Subsidiary of
Limited DUBLIN securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Advisors (UK) STATE STREET BANK, Power to control the exercise of a right to vote attached to ORD 39,217 39,217 Subsidiary of
Limited MUNICH, ZURICH securities and/or the power to dispose of securities as BlackRock, Inc.
BRANCH investment manager or trustee.

ASB

page 1 of 4

Holder of Relevant
Interests		 Registered Holder of
Securities		 Person entitled to be
registered as holder (8)		 Nature of Relevant Interest (6) Class and number of
Securities		 Class and number of
Securities		 Person's
votes		 Nature of
Association
BlackRock Asset SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 85,664 85,664 Subsidiary of
Management Canada SACRAMENTO securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.
BlackRock Fund Advisors SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 3,736,759 3,736,759 Subsidiary of
SACRAMENTO securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Institutional BNYM-THE BANK OF Power to control the exercise of a right to vote attached to ORD 75,591 75,591 Subsidiary of
Trust Company, National NEW YORK securities and/or the power to dispose of securities as BlackRock, Inc.
Association investment manager or trustee.
BlackRock Institutional FID-FIDELITY Power to control the exercise of a right to vote attached to ORD 6,861 6,861 Subsidiary of
Trust Company, National MANAGEMENT TRUST securities and/or the power to dispose of securities as BlackRock, Inc.
Association COMPANY investment manager or trustee.
BlackRock Institutional JPM-JP MORGAN CHASE Power to control the exercise of a right to vote attached to ORD 2,008,321 2,008,321 Subsidiary of
Trust Company, National - NEW YORK securities and/or the power to dispose of securities as BlackRock, Inc.
Association investment manager or trustee.
BlackRock Institutional SSB-SSB NEW YORK Power to control the exercise of a right to vote attached to ORD 96,680 96,680 Subsidiary of
Trust Company, National INSTITUTIONAL securities and/or the power to dispose of securities as BlackRock, Inc.
Association investment manager or trustee.
BlackRock Investment BOA-MERRILL LYNCH Power to control the exercise of a right to vote attached to ORD 547,373 547,373 Subsidiary of
Management (Australia) INTL PRIME BROKER - securities and/or the power to dispose of securities as BlackRock, Inc.
Limited NEW YORK investment manager or trustee.
BlackRock Investment HSBC-HSBC SYDNEY Power to control the exercise of a right to vote attached to ORD 560,997 560,997 Subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.
BlackRock Investment JPM-JPM CHASE - Power to control the exercise of a right to vote attached to ORD 14,246,843 14,246,843 Subsidiary of
Management (Australia) SYDNEY securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.

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page 2 of 4

Holder of Relevant
Interests		 Registered Holder of
Securities		 Person entitled to be
registered as holder (8)		 Nature of Relevant Interest (6) Class and number of
Securities		 Class and number of
Securities		 Person's
votes		 Nature of
Association
BlackRock Investment NAB-NATIONAL Power to control the exercise of a right to vote attached to ORD 1,775,718 1,775,718 Subsidiary of
Management (Australia) AUSTRALIA BANK securities and/or the power to dispose of securities as BlackRock, Inc.
Limited LIMITED - MELBOURNE investment manager or trustee.
BlackRock Investment Northern Trust Singapore Power to control the exercise of a right to vote attached to ORD 204,228 204,228 Subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.
BlackRock Investment SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 15,311 15,311 Subsidiary of
Management (Australia) AUSTRALIA securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.
BlackRock Investment UBS- UBS- ZURICH Power to control the exercise of a right to vote attached to ORD 351,039 351,039 Subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.
BlackRock Investment BNYM-BANK OF NY Power to control the exercise of a right to vote attached to ORD 127,065 127,065 Subsidiary of
Management (UK) Limited BRUS securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Investment BNYM-BONY EUROPE - Power to control the exercise of a right to vote attached to ORD 4,656 4,656 Subsidiary of
Management (UK) Limited LONDON securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Investment CITI-CITIBANK Power to control the exercise of a right to vote attached to ORD 24,870 24,870 Subsidiary of
Management (UK) Limited INTERNATIONAL PLC securities and/or the power to dispose of securities as BlackRock, Inc.
(LUXEMBOURG BRANCH investment manager or trustee.
BlackRock Investment SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 10,321 10,321 Subsidiary of
Management (UK) Limited LONDON securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Investment BNYM-BONY Power to control the exercise of a right to vote attached to ORD 4,287 4,287 Subsidiary of
Management, LLC LUXEMBOURG securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.

ASB

page 3 of 4

Holder of Relevant
Interests		 Registered Holder of
Securities		 Person entitled to be
registered as holder (8)		 Nature of Relevant Interest (6) Class and number of
Securities		 Class and number of
Securities		 Person's
votes		 Nature of
Association
BlackRock Investment BNYM-THE BANK OF Power to control the exercise of a right to vote attached to ORD 135,441 135,441 Subsidiary of
Management, LLC NEW YORK securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Investment JPM-JP MORGAN CHASE Power to control the exercise of a right to vote attached to ORD 14,097 14,097 Subsidiary of
Management, LLC - NEW YORK securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Investment Northern Trust Singapore Power to control the exercise of a right to vote attached to ORD 33,162 33,162 Subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in BlackRock, Inc.
Limited its capacity as investment manager.
BlackRock Investment JPM-JPM CHASE - Power to control the exercise of a right to vote attached to ORD 1,819,379 1,819,379 Subsidiary of
Management (Australia) SYDNEY securities and/or the power to dispose of securities held in BlackRock, Inc.
Limited its capacityas responsible entity.

ASB

page 4 of 4

Annexure C

This is Annexure C of 1 page referred to in form 604 Notice of change of interests of substantial shareholder

26-Feb-21

Maria Tricarico, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver, CO 80202(Colorado, USA)
BlackRock Investment Management (Australia) Limited Level 37 Chifley Tower, 2 Chifley Square,
Sydney NSW 2000
Australia
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801, United States

ASB

page 1 of 1

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