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AUSTAL LIMITED Major Shareholding Notification 2020

May 17, 2020

64429_rns_2020-05-17_3149a842-a6fb-450f-89d8-c7b7227cd808.pdf

Major Shareholding Notification

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  • At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

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This is Annexure A of 4 pages referred to in form 603 Notice of initial substantial shareholder

Annexure A

18-May-20
Maria Tricarico, Date
Authorised Signatory

3. Details of Relevant Interests

4. Details of present registered holders

6. Associates

Holder of Relevant
Interests
Name and ACN / ARSN (if		 Nature of Relevant Interest Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 69,107 69,107 subsidiary of
B.V. securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 65,503 65,503 subsidiary of
Limited securities and/or the power to dispose of securities as DUBLIN BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to STATE STREET BANK, ORD 39,217 39,217 subsidiary of
Limited securities and/or the power to dispose of securities as MUNICH, ZURICH BlackRock Inc.
investment manager or trustee. BRANCH
BlackRock Asset Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 85,664 85,664 subsidiary of
Management Canada securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 3,369,701 3,369,701 subsidiary of
securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
investment manager or trustee.

ASB

page 1 of 4

Holder of Relevant
Interests
Name and ACN / ARSN (if		 Nature of Relevant Interest Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock Institutional Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 39,973 39,973 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 2,027,266 2,027,266 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 114,217 114,217 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BOA-MERRILL LYNCH ORD 175,543 175,543 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as INTL PRIME BROKER - BlackRock Inc.
Limited investment manager or trustee. NEW YORK
BlackRock Investment Power to control the exercise of a right to vote attached to HSBC-HSBC SYDNEY ORD 516,209 516,209 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 7,758,091 7,758,091 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as SYDNEY BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ORD 1,115,955 1,115,955 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as AUSTRALIA BANK BlackRock Inc.
Limited investment manager or trustee. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to Northern Trust Singapore ORD 327,084 327,084 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 15,311 15,311 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as SINGAPORE BlackRock Inc.
Limited investment manager or trustee.

ASB

page 2 of 4

Holder of Relevant
Interests
Name and ACN / ARSN (if		 Nature of Relevant Interest Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to UBS- UBS- ZURICH ORD 382,170 382,170 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BANK OF NY BRUS ORD 127,065 127,065 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CITI-CITIBANK ORD 24,870 24,870 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as INTERNATIONAL PLC BlackRock Inc.
investment manager or trustee. (LUXEMBOURG BRANCH
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN ORD 189,351 189,351 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as FRANKFURT BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY ORD 38,393 38,393 subsidiary of
Management, LLC securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 88,456 88,456 subsidiary of
Management, LLC securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 14,097 14,097 subsidiary of
Management, LLC securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 131,064 131,064 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacity as investment manager.

ASB

page 3 of 4

Holder of Relevant
Interests
Name and ACN / ARSN (if		 Nature of Relevant Interest Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ORD 193,191 193,191 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in AUSTRALIA BANK BlackRock Inc.
Limited its capacity as investment manager. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to Northern Trust Singapore ORD 2,072 2,072 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in BlackRock Inc.
Limited its capacity as investment manager.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 1,079,327 1,079,327 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacity as responsible entity.

ASB

page 4 of 4

Annexure B

This is Annexure B of 4 pages referred to in form 603 Notice of initial substantial shareholder

18-May-20

Maria Tricarico, Date Authorised Signatory

5. Consideration

AUSTAL LTD (ASB) AUSTAL LTD (ASB)
Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (Australia)
Limited
15-Jan-20
yes		 3.95
on mkt buy
AUD
ORD
6,783 6,783
BlackRock Fund Advisors
15-Jan-20
no		 n/a
in specie
AUD
ORD
9,906 9,906
BlackRock Fund Advisors
16-Jan-20
no		 n/a
in specie
AUD
ORD
1,520 1,520
BlackRock Investment Management (Australia)
Limited
16-Jan-20
yes		 4.01
on mkt buy
AUD
ORD
3,570 3,570
BlackRock Fund Advisors
16-Jan-20
no		 n/a
in specie
AUD
ORD
960 960
BlackRock Fund Advisors
17-Jan-20
yes		 3.99
on mkt buy
AUD
ORD
110,049 110,049
BlackRock Advisors(UK)Limited
17-Jan-20
yes		 3.98
on mkt buy
AUD
ORD
452 452
BlackRock Advisors(UK)Limited
17-Jan-20
yes		 3.98
on mkt buy
AUD
ORD
1,356 1,356
BlackRock Fund Advisors
21-Jan-20
no		 n/a
in specie
AUD
ORD
5,418 5,418
BlackRock Investment Management (Australia)
Limited
22-Jan-20
yes		 3.99
on mkt buy
AUD
ORD
7,140 7,140
BlackRock Fund Advisors
22-Jan-20
no		 n/a
in specie
AUD
ORD
6,492 6,492
BlackRock Fund Advisors
22-Jan-20
no		 n/a
in specie
AUD
ORD
3,612 3,612
BlackRock Investment Management (Australia)
Limited
24-Jan-20
yes		 3.84
on mkt buy
AUD
ORD
3,570 3,570
BlackRock Advisors(UK)Limited
24-Jan-20
yes		 3.84
on mkt buy
AUD
ORD
452 452
BlackRock Fund Advisors
24-Jan-20
no		 n/a
in specie
AUD
ORD
9,360 9,360
BlackRock Fund Advisors
24-Jan-20
no		 n/a
in specie
AUD
ORD
10,920 10,920
BlackRock Fund Advisors
24-Jan-20
no		 n/a
in specie
AUD
ORD
15,600 15,600
BlackRock Fund Advisors
28-Jan-20
no		 n/a
in specie
AUD
ORD
3,996 3,996
BlackRock Fund Advisors
29-Jan-20
no		 n/a
in specie
AUD
ORD
4,965 4,965
BlackRock Investment Management (Australia)
Limited
29-Jan-20
yes		 3.79
on mkt buy
AUD
ORD
714 714
BlackRock Fund Advisors
29-Jan-20
no		 n/a
in specie
AUD
ORD
4,965 4,965
BlackRock Fund Advisors
30-Jan-20
no		 n/a
in specie
AUD
ORD
4,995 4,995
BlackRock Fund Advisors
30-Jan-20
no		 n/a
in specie
AUD
ORD
8,991 8,991
BlackRock Institutional Trust Company, National
Association
31-Jan-20
no		 n/a
in specie
AUD
ORD
756 756
BlackRock Institutional Trust Company, National
Association
31-Jan-20
no		 n/a
in specie
AUD
ORD
2,371 2,371
BlackRock Institutional Trust Company, National
Association
31-Jan-20
yes		 3.93
on mkt buy
AUD
ORD
11,440 11,440
BlackRock Investment Management (Australia)
Limited
03-Feb-20
yes		 3.93
on mkt buy
AUD
ORD
2,142 2,142
BlackRock Japan Co.,Ltd.
04-Feb-20
yes		 3.93
on mkt buy
AUD
ORD
29,640 29,640
BlackRock Investment Management,LLC
04-Feb-20
yes		 3.93
on mkt buy
AUD
ORD
17,018 17,018
BlackRock Investment Management (Australia)
Limited
04-Feb-20
yes		 3.92
on mkt buy
AUD
ORD
3,213 3,213
BlackRock Investment Management (Australia)
Limited
04-Feb-20
yes		 3.92
on mkt buy
AUD
ORD
1,428 1,428
BlackRock Fund Advisors
04-Feb-20
no		 n/a
in specie
AUD
ORD
2,025 2,025
BlackRock Fund Advisors
04-Feb-20
no		 n/a
in specie
AUD
ORD
3,402 3,402
BlackRock Fund Advisors
04-Feb-20
no		 n/a
in specie
AUD
ORD
3,240 3,240
BlackRock Investment Management,LLC
06-Feb-20
yes		 4.07
on mkt buy
AUD
ORD
13,233 13,233
BlackRock Fund Advisors
07-Feb-20
no		 n/a
in specie
AUD
ORD
9,870 9,870
BlackRock Investment Management,LLC
07-Feb-20
yes		 4.16
on mkt buy
AUD
ORD
5,208 5,208
BlackRock Investment Management (Australia)
Limited
07-Feb-20
yes		 4.16
on mkt buy
AUD
ORD
1,428 1,428
BlackRock Investment Management (Australia)
Limited
10-Feb-20
yes		 4.01
on mkt buy
AUD
ORD
3,213 3,213
BlackRock Fund Advisors
12-Feb-20
no		 n/a
in specie
AUD
ORD
4,303 4,303
BlackRock Advisors(UK)Limited
12-Feb-20
yes		 4.03
on mkt buy
AUD
ORD
452 452
BlackRock Investment Management (Australia)
Limited
13-Feb-20
yes		 4.07
on mkt buy
AUD
ORD
783,311 783,311
BlackRock Investment Management (Australia)
Limited
13-Feb-20
yes		 4.07
on mkt buy
AUD
ORD
169,960 169,960
BlackRock Investment Management (Australia)
Limited
13-Feb-20
yes		 4.10
on mkt buy
AUD
ORD
232,208 232,208
BlackRock Investment Management (Australia)
Limited
14-Feb-20
yes		 4.01
on mkt buy
AUD
ORD
3,213 3,213

ASB

page 1 of 4

Consideration
Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (Australia)
Limited
19-Feb-20
no		 n/a
in specie
AUD
ORD
40,152 40,152
BlackRock Fund Advisors
20-Feb-20
no		 n/a
in specie
AUD
ORD
5,321 5,321
BlackRock Investment Management (Australia)
Limited
20-Feb-20
yes		 4.38
on mkt buy
AUD
ORD
2,186 2,186
BlackRock Investment Management (Australia)
Limited
25-Feb-20
yes		 3.91
on mkt buy
AUD
ORD
3,927 3,927
BlackRock Investment Management (Australia)
Limited
26-Feb-20
yes		 3.80
on mkt buy
AUD
ORD
3,570 3,570
BlackRock Investment Management (Australia)
Limited
26-Feb-20
yes		 3.80
on mkt buy
AUD
ORD
3,213 3,213
BlackRock Investment Management,LLC
28-Feb-20
yes		 3.50
on mkt buy
AUD
ORD
2,934 2,934
BlackRock Fund Advisors
28-Feb-20
no		 n/a
in specie
AUD
ORD
2,187 2,187
BlackRock Institutional Trust Company, National
Association
28-Feb-20
yes		 3.48
on mkt buy
AUD
ORD
12,445 12,445
BlackRock Institutional Trust Company, National
Association
28-Feb-20
yes		 3.48
on mkt buy
AUD
ORD
7,204 7,204
BlackRock Investment Management (UK)
Limited
02-Mar-20
no		 n/a
in specie
AUD
ORD
226,836 226,836
BlackRock Institutional Trust Company, National
Association
02-Mar-20
no		 n/a
in specie
AUD
ORD
4,217 4,217
BlackRock Fund Advisors
02-Mar-20
no		 n/a
in specie
AUD
ORD
1,134 1,134
BlackRock Investment Management (Australia)
Limited
05-Mar-20
yes		 3.39
on mkt buy
AUD
ORD
24,276 24,276
BlackRock Fund Advisors
11-Mar-20
no		 n/a
in specie
AUD
ORD
1,620 1,620
BlackRock Fund Advisors
11-Mar-20
no		 n/a
in specie
AUD
ORD
1,215 1,215
BlackRock Investment Management (Australia)
Limited
11-Mar-20
yes		 3.26
on mkt buy
AUD
ORD
66,272 66,272
BlackRock Investment Management (Australia)
Limited
12-Mar-20
yes		 2.87
on mkt buy
AUD
ORD
1,428 1,428
BlackRock Fund Advisors
12-Mar-20
no		 n/a
in specie
AUD
ORD
1,806 1,806
BlackRock Investment Management (Australia)
Limited
13-Mar-20
yes		 2.89
on mkt buy
AUD
ORD
1,071 1,071
BlackRock Investment Management (Australia)
Limited
16-Mar-20
yes		 2.59
on mkt buy
AUD
ORD
3,213 3,213
BlackRock Investment Management (Australia)
Limited
16-Mar-20
yes		 2.59
on mkt buy
AUD
ORD
714 714
BlackRock Investment Management (Australia)
Limited
16-Mar-20
no		 n/a
in specie
AUD
ORD
2,399 2,399
BlackRock Investment Management (Australia)
Limited
16-Mar-20
no		 n/a
in specie
AUD
ORD
57,204 57,204
BlackRock Investment Management (Australia)
Limited
17-Mar-20
yes		 2.80
on mkt buy
AUD
ORD
3,213 3,213
BlackRock Advisors(UK)Limited
17-Mar-20
yes		 2.80
on mkt buy
AUD
ORD
452 452
BlackRock Investment Management (Australia)
Limited
18-Mar-20
yes		 2.77
on mkt buy
AUD
ORD
1,428 1,428
BlackRock Advisors(UK)Limited
18-Mar-20
yes		 2.77
on mkt buy
AUD
ORD
1,356 1,356
BlackRock Investment Management (Australia)
Limited
19-Mar-20
yes		 2.69
on mkt buy
AUD
ORD
19,536 19,536
BlackRock Investment Management (Australia)
Limited
19-Mar-20
yes		 2.69
on mkt buy
AUD
ORD
610,039 610,039
BlackRock Investment Management (Australia)
Limited
19-Mar-20
yes		 2.69
on mkt buy
AUD
ORD
34,477 34,477
BlackRock Investment Management (Australia)
Limited
19-Mar-20
yes		 2.66
on mkt buy
AUD
ORD
1,071 1,071
BlackRock Investment Management (Australia)
Limited
19-Mar-20
yes		 2.66
on mkt buy
AUD
ORD
2,310 2,310
BlackRock Fund Advisors
19-Mar-20
no		 n/a
in specie
AUD
ORD
972 972
BlackRock Investment Management (Australia)
Limited
20-Mar-20
yes		 2.67
on mkt buy
AUD
ORD
2,499 2,499
BlackRock Investment Management (Australia)
Limited
20-Mar-20
yes		 2.67
on mkt buy
AUD
ORD
714 714
BlackRock Investment Management (Australia)
Limited
20-Mar-20
yes		 2.67
on mkt buy
AUD
ORD
2,310 2,310
BlackRock Fund Advisors
20-Mar-20
no		 n/a
in specie
AUD
ORD
3,390 3,390
BlackRock Fund Advisors
20-Mar-20
no		 n/a
in specie
AUD
ORD
7,224 7,224
BlackRock Fund Advisors
23-Mar-20
no		 n/a
in specie
AUD
ORD
12,760 12,760
BlackRock Investment Management (Australia)
Limited
23-Mar-20
yes		 2.31
on mkt buy
AUD
ORD
357 357
BlackRock Investment Management,LLC
23-Mar-20
yes		 2.31
on mkt buy
AUD
ORD
13,806 13,806
BlackRock Fund Advisors
24-Mar-20
no		 n/a
in specie
AUD
ORD
3,792 3,792
BlackRock Investment Management (Australia)
Limited
24-Mar-20
yes		 2.55
on mkt buy
AUD
ORD
357 357
BlackRock Fund Advisors
24-Mar-20
no		 n/a
in specie
AUD
ORD
2,430 2,430
BlackRock Fund Advisors
24-Mar-20
no		 n/a
in specie
AUD
ORD
810 810
BlackRock Fund Advisors
24-Mar-20
no		 n/a
in specie
AUD
ORD
1,620 1,620

ASB

page 2 of 4

Consideration
Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (Australia)
Limited
25-Mar-20
yes		 2.65
on mkt buy
AUD
ORD
357 357
BlackRock Advisors(UK)Limited
25-Mar-20
yes		 2.65
on mkt buy
AUD
ORD
452 452
BlackRock Institutional Trust Company, National
Association
26-Mar-20
yes		 2.85
on mkt buy
AUD
ORD
15,683 15,683
BlackRock Fund Advisors
26-Mar-20
no		 n/a
in specie
AUD
ORD
810 810
BlackRock Fund Advisors
26-Mar-20
no		 n/a
in specie
AUD
ORD
1,620 1,620
BlackRock Investment Management (Australia)
Limited
27-Mar-20
yes		 2.73
on mkt buy
AUD
ORD
357 357
BlackRock Investment Management (Australia)
Limited
30-Mar-20
yes		 2.83
on mkt buy
AUD
ORD
1,428 1,428
BlackRock Fund Advisors
31-Mar-20
no		 n/a
in specie
AUD
ORD
4,293 4,293
BlackRock Fund Advisors
01-Apr-20
no		 n/a
in specie
AUD
ORD
9,000 9,000
BlackRock Investment Management (Australia)
Limited
01-Apr-20
yes		 3.01
on mkt buy
AUD
ORD
1,217 1,217
BlackRock Advisors(UK)Limited
01-Apr-20
yes		 3.02
on mkt buy
AUD
ORD
2,260 2,260
BlackRock Investment Management (Australia)
Limited
02-Apr-20
yes		 2.82
on mkt buy
AUD
ORD
13,450 13,450
BlackRock Investment Management (Australia)
Limited
03-Apr-20
yes		 2.84
on mkt buy
AUD
ORD
3,927 3,927
BlackRock Investment Management (Australia)
Limited
03-Apr-20
yes		 2.84
on mkt buy
AUD
ORD
714 714
BlackRock Investment Management (Australia)
Limited
03-Apr-20
yes		 2.84
on mkt buy
AUD
ORD
55,415 55,415
BlackRock Investment Management (Australia)
Limited
07-Apr-20
yes		 2.95
on mkt buy
AUD
ORD
3,570 3,570
BlackRock Advisors(UK)Limited
07-Apr-20
yes		 2.95
on mkt buy
AUD
ORD
452 452
BlackRock Advisors(UK)Limited
07-Apr-20
yes		 2.95
on mkt buy
AUD
ORD
904 904
BlackRock Fund Advisors
07-Apr-20
no		 n/a
in specie
AUD
ORD
1,640 1,640
BlackRock Investment Management (Australia)
Limited
08-Apr-20
yes		 3.15
on mkt buy
AUD
ORD
1,713 1,713
BlackRock Investment Management (Australia)
Limited
08-Apr-20
yes		 3.11
on mkt buy
AUD
ORD
16,020 16,020
BlackRock Investment Management (Australia)
Limited
08-Apr-20
yes		 3.11
on mkt buy
AUD
ORD
3,204 3,204
BlackRock Investment Management (Australia)
Limited
09-Apr-20
yes		 3.12
on mkt buy
AUD
ORD
1,780 1,780
BlackRock Investment Management (Australia)
Limited
15-Apr-20
yes		 3.15
on mkt buy
AUD
ORD
2,310 2,310
BlackRock Advisors(UK)Limited
15-Apr-20
yes		 3.15
on mkt buy
AUD
ORD
452 452
BlackRock Institutional Trust Company, National
Association
15-Apr-20
yes		 3.15
on mkt buy
AUD
ORD
74,863 74,863
BlackRock Fund Advisors
16-Apr-20
no		 n/a
in specie
AUD
ORD
1,640 1,640
BlackRock Investment Management (Australia)
Limited
17-Apr-20
yes		 3.10
on mkt buy
AUD
ORD
2,310 2,310
BlackRock Investment Management (Australia)
Limited
17-Apr-20
yes		 3.10
on mkt buy
AUD
ORD
356 356
BlackRock Fund Advisors
20-Apr-20
no		 n/a
in specie
AUD
ORD
1,230 1,230
BlackRock Investment Management (Australia)
Limited
20-Apr-20
yes		 3.07
on mkt buy
AUD
ORD
26,471 26,471
BlackRock Investment Management (Australia)
Limited
20-Apr-20
yes		 3.11
on mkt buy
AUD
ORD
368,650 368,650
BlackRock Investment Management (Australia)
Limited
20-Apr-20
yes		 3.07
on mkt buy
AUD
ORD
48,086 48,086
BlackRock Investment Management (Australia)
Limited
21-Apr-20
yes		 3.06
on mkt buy
AUD
ORD
2,525 2,525
BlackRock Investment Management (Australia)
Limited
21-Apr-20
yes		 3.06
on mkt buy
AUD
ORD
647,866 647,866
BlackRock Investment Management (Australia)
Limited
21-Apr-20
yes		 3.06
on mkt buy
AUD
ORD
4,581 4,581
BlackRock Investment Management (Australia)
Limited
21-Apr-20
yes		 3.07
on mkt buy
AUD
ORD
3,204 3,204
BlackRock Investment Management (Australia)
Limited
21-Apr-20
yes		 3.07
on mkt buy
AUD
ORD
356 356
BlackRock Investment Management (Australia)
Limited
22-Apr-20
yes		 2.95
on mkt buy
AUD
ORD
1,424 1,424
BlackRock Investment Management (Australia)
Limited
24-Apr-20
yes		 2.93
on mkt buy
AUD
ORD
712 712
BlackRock Investment Management (Australia)
Limited
28-Apr-20
yes		 3.00
on mkt buy
AUD
ORD
27,554 27,554
BlackRock Fund Advisors
28-Apr-20
no		 n/a
in specie
AUD
ORD
2,050 2,050
BlackRock Fund Advisors
28-Apr-20
no		 n/a
in specie
AUD
ORD
1,640 1,640
BlackRock Investment Management (Australia)
Limited
29-Apr-20
yes		 3.08
on mkt buy
AUD
ORD
712 712
BlackRock Investment Management (Australia)
Limited
30-Apr-20
yes		 3.36
on mkt buy
AUD
ORD
1,068 1,068

ASB

page 3 of 4

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (Australia)
Limited
30-Apr-20
yes		 3.36
on mkt buy
AUD
ORD
712 712
BlackRock Institutional Trust Company, National
Association
01-May-20
yes		 2.88
on mkt buy
AUD
ORD
16,088 16,088
BlackRock Investment Management (Australia)
Limited
01-May-20
yes		 2.69
on mkt buy
AUD
ORD
2,848 2,848
BlackRock Investment Management (Australia)
Limited
04-May-20
yes		 2.79
on mkt buy
AUD
ORD
2,186 2,186
BlackRock Investment Management (Australia)
Limited
04-May-20
yes		 2.79
on mkt buy
AUD
ORD
356 356
BlackRock Investment Management (Australia)
Limited
05-May-20
yes		 2.87
on mkt buy
AUD
ORD
18,042 18,042
BlackRock Fund Advisors
06-May-20
no		 n/a
in specie
AUD
ORD
1,640 1,640
BlackRock Investment Management (Australia)
Limited
06-May-20
yes		 2.85
on mkt buy
AUD
ORD
356 356
BlackRock Investment Management (Australia)
Limited
07-May-20
yes		 2.82
on mkt buy
AUD
ORD
356 356
BlackRock Investment Management (Australia)
Limited
11-May-20
yes		 2.95
on mkt buy
AUD
ORD
19,224 19,224
BlackRock Investment Management (Australia)
Limited
11-May-20
yes		 2.95
on mkt buy
AUD
ORD
3,916 3,916
BlackRock Investment Management (Australia)
Limited
11-May-20
yes		 2.95
on mkt buy
AUD
ORD
712 712
BlackRock Investment Management (Australia)
Limited
12-May-20
yes		 2.94
on mkt buy
AUD
ORD
3,204 3,204
BlackRock Investment Management (Australia)
Limited
12-May-20
yes		 2.94
on mkt buy
AUD
ORD
2,310 2,310
BlackRock Fund Advisors
13-May-20
yes		 3.00
on mkt buy
AUD
ORD
98,859 98,859
BlackRock Investment Management,LLC
14-May-20
yes		 2.90
on mkt buy
AUD
ORD
14,097 14,097
BlackRock Investment Management (Australia)
Limited
14-May-20
yes		 2.89
on mkt buy
AUD
ORD
9,131 9,131
BlackRock Investment Management (Australia)
Limited
14-May-20
yes		 2.89
on mkt buy
AUD
ORD
318,189 318,189
BlackRock Investment Management (Australia)
Limited
14-May-20
yes		 2.89
on mkt buy
AUD
ORD
17,987 17,987

ASB

page 4 of 4

Annexure C

This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder

18-May-20

Maria Tricarico, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver, CO 80202(Colorado, USA)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria, Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801, United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku, Tokyo 100-8217(Japan)

ASB

page 1 of 1

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