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AUSTAL LIMITED — Major Shareholding Notification 2014
Jun 3, 2014
64429_rns_2014-06-03_7ee28d96-d99c-4ce0-ad12-ad490d776be7.pdf
Major Shareholding Notification
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Form 604
Corporations Law Section 671B Notice of change of interests of substantial holder
To Company Name/Scheme AUSTAL LIMITED (ASB)
ACN/ARSN
ABN 73 009 250 266
1. Details of substantial holder(1)
Name
WESTPAC BANKING CORPORATION (WBC) and its associated companies listed in Annexure ‘A’
ACN/ARSN (if applicable) ABN 33 007 457 141
There was a change in the interests of the substantial holder on
2/06/2014
The previous notice was given to the company on 05/09/2013 The previous notice was dated 03/09/2013
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | VotingPower | Person’s votes | VotingPower(5) | |
| ORDINARY SHARES |
24,378,352 | 7.05% | 20,790,654 | 6.00% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 2/06/2014 | WBC & its Associates, Asgard Capital Management Limited, BT Funds Management Limited, Advance Asset Management Limited, BT Investment Management (Fund Services) Limited, BT Funds Management No.2 Limited, BT Investment Management (Institutional)Limited |
See Schedule |
See Schedule |
See Schedule |
See Schedule |
Page 1
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Nature of relevant interest (6) | Number of securities |
|---|---|---|---|
| Advance Asset Management Limited |
HSBC Custody Nominees (Australia) Limited. |
Advance Asset Management Ltd is the RE of various unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
850,842 |
| Asgard Capital Management Limited |
ASGARD Capital Management Limited |
Asgard Capital Management Limited ABN 92 009 279 592 AFSL 240695 RSE Licence L0001946 is the trustee, administrator and custodian of all Asgard superannuation entities, the (Hillross) PortfolioCare Retirement Plan and the BEACON Superannuation Plan. In those capacities, Asgard has the power to exercise the right to vote attached to, and to dispose of, the securities held by these entities. |
98,935 |
| BT Funds Management Limited |
BT Portfolio Services Limited |
BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the powerto vote ordispose ofthe shares. |
181,046 |
| BT Funds Management No.2 Limited |
HSBC Custody Nominees (Australia) Limited. |
BT Funds Management No 2 Limited is or may be the Manager of various Superannuation funds, Institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote ordispose ofthe shares. |
2,441,684 |
| BT Investment Management (Fund Services) Limited |
Australia and New Zealand Banking Group Limited National Australian Custodian Services National Nominees Limited |
BT Investment Management (Fund Services) Limited is the responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares. |
1,633,762 |
| BT Investment Management (Institutional) Limited |
National Australia Bank Limited HSBC Custody Nominees (Australia) Limited. |
BT Investment Management (Institutional) Limited (previously known as BT Investment Management (RE) Limited) is the fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
15,584,385 |
Page 2
5. Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
6. Addresses
| The addresses ofpersons named in this form are as follows: | |
|---|---|
| Name | Address |
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW2000 |
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| BT Investment Management (Fund Services) Limited |
Level 14, Chifley Tower, 2 Chifley Sydney, Sydney NSW2000 |
| BT Funds Management No.2 Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| BT Investment Management (Institutional) Limited |
Level 14, Chifley Tower, 2 Chifley Square SYDNEYNSW2000 |
| AUSTAL LTD (ASB) | The Company Secretary AUSTAL LIMITED (ASB) 100 Clarence Beach Road HENDERSON WA 6166 Tel: +61 8 9410 1111 Fax:+618 94102564 |
Signature
print name
Tim Hartin
capacity Company Secretary
sign here
date 04/06/2014
Page 3
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6of the form.
-
(2) See the definition of “associate” in section 9 of the Corporations Law.
-
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
-
(6) Include details of:
-
(a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
-
(9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice.
Page 4
SCHEDULE
TRANSACTION HISTORY
Sales & Purchases for the period : 4/09/2013 to 2/06/2014 SECURITY: ASB
Advance Asset Management Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 2/04/2014 | HSBC Custody Nominees (Australia) Limited. | 122,473 | 120,023.54 |
| 2/04/2014 | HSBC Custody Nominees (Australia) Limited. | 122,473 | 120,023.54 |
| 2/04/2014 | HSBC Custody Nominees (Australia) Limited. | -122,473 | -120,023.54 |
| 2/04/2014 | HSBC Custody Nominees (Australia) Limited. | -122,473 | -120,023.54 |
| 2/04/2014 | HSBC Custody Nominees (Australia) Limited. | 122,473 | 120,023.54 |
| 3/04/2014 | HSBC Custody Nominees (Australia) Limited. | 6,570 | 6,372.90 |
| 4/04/2014 | HSBC Custody Nominees (Australia) Limited. | 13,581 | 13,581.00 |
| 7/04/2014 | HSBC Custody Nominees (Australia) Limited. | 14,999 | 14,699.02 |
| 8/04/2014 | HSBC Custody Nominees (Australia) Limited. | 19,148 | 18,573.56 |
| 9/04/2014 | HSBC Custody Nominees (Australia) Limited. | 512,191 | 512,191.00 |
| 10/04/2014 | HSBC Custody Nominees (Australia) Limited. | 161,880 | 166,736.40 |
| 30/04/2014 | HSBC Custody Nominees (Australia) Limited. | 850,842 | .00 |
| 30/04/2014 | HSBC Custody Nominees (Australia) Limited. | -850,842 | .00 |
| Total | 850,842 | 852,177.42 | |
| Advance Asset Management Limited Total : | 850,842 | 852,177.42 |
| Asgard Capital Management Limited | Asgard Capital Management Limited | ||
|---|---|---|---|
| Date | Registered Company | Quantity | Value |
| 11/11/2013 | ASGARD Capital Management Limited | 7,382 | 5,536.50 |
| Total | 7,382 | 5,536.50 | |
| Asgard Capital Management Limited Total : | 7,382 | 5,536.50 |
BT Funds Management Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 17/09/2013 | BT Portfolio Services Limited | -5,000 | -4,163.50 |
| 23/10/2013 | BT Portfolio Services Limited | -6,422 | -4,812.00 |
| 15/11/2013 | BT Portfolio Services Limited | -826 | -550.12 |
| 18/11/2013 | BT Portfolio Services Limited | -1,530 | -1,086.30 |
| 18/12/2013 | BT Portfolio Services Limited | -1,400 | -1,153.60 |
| 8/01/2014 | BT Portfolio Services Limited | -810 | -660.23 |
| 10/03/2014 | BT Portfolio Services Limited | -4,180 | -3,516.63 |
| 10/03/2014 | BT Portfolio Services Limited | -4,180 | -3,516.63 |
| 21/03/2014 | BT Portfolio Services Limited | -4,750 | -4,547.18 |
| 21/03/2014 | BT Portfolio Services Limited | -4,180 | -3,997.33 |
| 21/03/2014 | BT Portfolio Services Limited | -3,990 | -3,814.04 |
| 21/03/2014 | BT Portfolio Services Limited | -8,170 | -7,807.25 |
| 2/06/2014 | BT Portfolio Services Limited | 3,500 | 3,991.40 |
| 2/06/2014 | BT Portfolio Services Limited | 850 | 1,005.38 |
| Total | -41,088 | -34,628.04 |
Page 5
BT Funds Management Limited Total :
-41,088 -34,628.04
| BT Funds Management No.2 Limited | BT Funds Management No.2 Limited | ||
|---|---|---|---|
| Date | Registered Company | Quantity | Value |
| 4/09/2013 | HSBC Custody Nominees (Australia) Limited. | -256,002 | -222,721.74 |
| 6/09/2013 | HSBC Custody Nominees (Australia) Limited. | -7,403 | -6,662.70 |
| 2/12/2013 | HSBC Custody Nominees (Australia) Limited. | 7,882 | 5,911.50 |
| 3/12/2013 | HSBC Custody Nominees (Australia) Limited. | 8,657 | 6,752.46 |
| 4/12/2013 | HSBC Custody Nominees (Australia) Limited. | 9,777 | 7,821.60 |
| 31/12/2013 | HSBC Custody Nominees (Australia) Limited. | -667 | -586.96 |
| 2/01/2014 | HSBC Custody Nominees (Australia) Limited. | -9,509 | -8,367.92 |
| 6/01/2014 | HSBC Custody Nominees (Australia) Limited. | -3,563 | -3,135.44 |
| 24/01/2014 | HSBC Custody Nominees (Australia) Limited. | -14,042 | -12,918.64 |
| 24/02/2014 | HSBC Custody Nominees (Australia) Limited. | -78,191 | -68,026.17 |
| 6/03/2014 | HSBC Custody Nominees (Australia) Limited. | 12,814 | 10,251.20 |
| 10/03/2014 | HSBC Custody Nominees (Australia) Limited. | 24,564 | 20,633.76 |
| 11/03/2014 | HSBC Custody Nominees (Australia) Limited. | 1,504 | 1,293.44 |
| 14/04/2014 | HSBC Custody Nominees (Australia) Limited. | 2,230 | 2,096.20 |
| 15/04/2014 | HSBC Custody Nominees (Australia) Limited. | 2,427 | 2,281.38 |
| 21/05/2014 | HSBC Custody Nominees (Australia) Limited. | -19,304 | -22,006.56 |
| 22/05/2014 | HSBC Custody Nominees (Australia) Limited. | -77,052 | -87,068.76 |
| 23/05/2014 | HSBC Custody Nominees (Australia) Limited. | -18,590 | -21,192.60 |
| 26/05/2014 | HSBC Custody Nominees (Australia) Limited. | -15,639 | -17,672.07 |
| 27/05/2014 | HSBC Custody Nominees (Australia) Limited. | -1,558 | -1,760.54 |
| 28/05/2014 | HSBC Custody Nominees (Australia) Limited. | -7,190 | -8,196.60 |
| 29/05/2014 | HSBC Custody Nominees (Australia) Limited. | -3,086 | -3,518.04 |
| 30/05/2014 | HSBC Custody Nominees (Australia) Limited. | -79,949 | -90,342.37 |
| 2/06/2014 | HSBC Custody Nominees (Australia) Limited. | -51,160 | -57,299.20 |
| Total | -573,050 | -574,434.77 | |
| BT Funds Management No.2 Limited Total : | -573,050 | -574,434.77 | |
| BT Investment Management (Fund Services) Limited | |||
| Date | Registered Company | Quantity | Value |
| 4/09/2013 | Australia and New Zealand Banking Group Limited | -25,423 | -22,118.01 |
| 6/09/2013 | Australia and New Zealand Banking Group Limited | -503 | -452.70 |
| 2/12/2013 | Australia and New Zealand Banking Group Limited | 811 | 608.25 |
| 3/12/2013 | Australia and New Zealand Banking Group Limited | 890 | 694.20 |
| 4/12/2013 | Australia and New Zealand Banking Group Limited | 1,006 | 804.80 |
| 12/12/2013 | Australia and New Zealand Banking Group Limited | 1,590 | 1,192.50 |
| 31/12/2013 | Australia and New Zealand Banking Group Limited | -65 | -57.20 |
| 2/01/2014 | Australia and New Zealand Banking Group Limited | -931 | -819.28 |
| 6/01/2014 | Australia and New Zealand Banking Group Limited | -349 | -307.12 |
| 24/01/2014 | Australia and New Zealand Banking Group Limited | -1,359 | -1,250.28 |
| 6/03/2014 | Australia and New Zealand Banking Group Limited | 791 | 632.80 |
| 10/03/2014 | Australia and New Zealand Banking Group Limited | 2,309 | 1,939.56 |
| 11/03/2014 | Australia and New Zealand Banking Group Limited | 141 | 121.26 |
| 14/04/2014 | Australia and New Zealand Banking Group Limited | 210 | 197.40 |
| 15/04/2014 | Australia and New Zealand Banking Group Limited | 278 | 261.32 |
| 22/05/2014 | Australia and New Zealand Banking Group Limited | -6,771 | -7,651.23 |
| 23/05/2014 | Australia and New Zealand Banking Group Limited | -1,634 | -1,862.76 |
| 26/05/2014 | Australia and New Zealand Banking Group Limited | -1,519 | -1,716.47 |
| 27/05/2014 | Australia and New Zealand Banking Group Limited | -137 | -154.81 |
Page 6
| 28/05/2014 | Australia and New Zealand Banking Group Limited | -632 | -720.48 |
|---|---|---|---|
| 29/05/2014 | Australia and New Zealand Banking Group Limited | -271 | -308.94 |
| 30/05/2014 | Australia and New Zealand Banking Group Limited | -7,823 | -8,839.99 |
| 2/06/2014 | Australia and New Zealand Banking Group Limited | -4,496 | -5,035.52 |
| Total | -43,887 | -44,842.70 | |
| Date | Registered Company | Quantity | Value |
| 4/09/2013 | National Australian Custodian Services | -327,367 | -278,261.95 |
| 4/09/2013 | National Australian Custodian Services | -203,327 | -176,894.49 |
| 4/09/2013 | National Australian Custodian Services | -109,305 | -95,095.35 |
| 4/09/2013 | National Australian Custodian Services | -130,362 | -110,807.70 |
| 4/09/2013 | National Australian Custodian Services | -63,622 | -55,351.14 |
| 6/09/2013 | National Australian Custodian Services | -4,532 | -4,078.80 |
| 6/09/2013 | National Australian Custodian Services | -2,586 | -2,327.40 |
| 6/09/2013 | National Australian Custodian Services | -1,347 | -1,212.30 |
| 29/11/2013 | National Australian Custodian Services | 20,614 | 15,254.36 |
| 29/11/2013 | National Australian Custodian Services | 11,104 | 8,216.96 |
| 29/11/2013 | National Australian Custodian Services | 6,354 | 4,701.96 |
| 2/12/2013 | National Australian Custodian Services | 7,309 | 5,481.75 |
| 2/12/2013 | National Australian Custodian Services | 3,917 | 2,937.75 |
| 2/12/2013 | National Australian Custodian Services | 2,287 | 1,715.25 |
| 3/12/2013 | National Australian Custodian Services | 8,027 | 6,261.06 |
| 3/12/2013 | National Australian Custodian Services | 4,302 | 3,355.56 |
| 3/12/2013 | National Australian Custodian Services | 2,511 | 1,958.58 |
| 4/12/2013 | National Australian Custodian Services | 9,065 | 7,252.00 |
| 4/12/2013 | National Australian Custodian Services | 4,858 | 3,886.40 |
| 4/12/2013 | National Australian Custodian Services | 2,836 | 2,268.80 |
| 12/12/2013 | National Australian Custodian Services | 9,519 | 7,139.25 |
| 13/12/2013 | National Australian Custodian Services | -9,065 | -7,614.60 |
| 13/12/2013 | National Australian Custodian Services | -8,027 | -6,742.68 |
| 13/12/2013 | National Australian Custodian Services | -2,192,834 | -1,841,980.56 |
| 13/12/2013 | National Australian Custodian Services | -7,309 | -6,139.56 |
| 13/12/2013 | National Australian Custodian Services | -20,614 | -17,315.76 |
| 13/12/2013 | National Australian Custodian Services | -4,302 | -3,613.68 |
| 13/12/2013 | National Australian Custodian Services | -3,917 | -3,290.28 |
| 13/12/2013 | National Australian Custodian Services | -11,104 | -9,327.36 |
| 13/12/2013 | National Australian Custodian Services | -1,174,724 | -986,768.16 |
| 13/12/2013 | National Australian Custodian Services | -4,858 | -4,080.72 |
| 31/12/2013 | National Australian Custodian Services | -162 | -142.56 |
| 2/01/2014 | National Australian Custodian Services | -2,314 | -2,036.32 |
| 6/01/2014 | National Australian Custodian Services | -867 | -762.96 |
| 24/01/2014 | National Australian Custodian Services | -3,379 | -3,108.68 |
| 6/03/2014 | National Australian Custodian Services | 2,480 | 1,984.00 |
| 10/03/2014 | National Australian Custodian Services | 6,077 | 5,104.68 |
| 11/03/2014 | National Australian Custodian Services | 372 | 319.92 |
| 14/04/2014 | National Australian Custodian Services | 552 | 518.88 |
| 15/04/2014 | National Australian Custodian Services | 684 | 642.96 |
| 22/05/2014 | National Australian Custodian Services | -16,792 | -18,974.96 |
| 23/05/2014 | National Australian Custodian Services | -4,051 | -4,618.14 |
| 26/05/2014 | National Australian Custodian Services | -3,768 | -4,257.84 |
| 27/05/2014 | National Australian Custodian Services | -339 | -383.07 |
| 28/05/2014 | National Australian Custodian Services | -1,567 | -1,786.38 |
| 29/05/2014 | National Australian Custodian Services | -673 | -767.22 |
| 30/05/2014 | National Australian Custodian Services | -19,402 | -21,924.26 |
| 2/06/2014 | National Australian Custodian Services | -11,149 | -12,486.88 |
Page 7
| Total | -4,240,797 | -3,603,151.64 | |
|---|---|---|---|
| Date | Registered Company | Quantity | Value |
| 4/09/2013 | National Nominees Limited | -69,905 | -60,817.35 |
| 6/09/2013 | National Nominees Limited | -1,479 | -1,331.10 |
| 29/11/2013 | National Nominees Limited | 6,977 | 5,162.98 |
| 2/12/2013 | National Nominees Limited | 2,512 | 1,884.00 |
| 3/12/2013 | National Nominees Limited | 2,759 | 2,152.02 |
| 4/12/2013 | National Nominees Limited | 3,116 | 2,492.80 |
| 12/12/2013 | National Nominees Limited | 10,486 | 7,864.50 |
| 31/12/2013 | National Nominees Limited | -178 | -156.64 |
| 2/01/2014 | National Nominees Limited | -2,543 | -2,237.84 |
| 6/01/2014 | National Nominees Limited | -953 | -838.64 |
| 24/01/2014 | National Nominees Limited | -3,726 | -3,427.92 |
| 6/03/2014 | National Nominees Limited | 2,657 | 2,125.60 |
| 10/03/2014 | National Nominees Limited | 6,647 | 5,583.48 |
| 11/03/2014 | National Nominees Limited | 407 | 350.02 |
| 14/04/2014 | National Nominees Limited | 604 | 567.76 |
| 15/04/2014 | National Nominees Limited | 755 | 709.70 |
| 22/05/2014 | National Nominees Limited | -18,418 | -20,812.34 |
| 23/05/2014 | National Nominees Limited | -4,444 | -5,066.16 |
| 26/05/2014 | National Nominees Limited | -4,133 | -4,670.29 |
| 27/05/2014 | National Nominees Limited | -372 | -420.36 |
| 28/05/2014 | National Nominees Limited | -1,719 | -1,959.66 |
| 29/05/2014 | National Nominees Limited | -738 | -841.32 |
| 30/05/2014 | National Nominees Limited | -21,282 | -24,048.66 |
| 2/06/2014 | National Nominees Limited | -12,229 | -13,696.48 |
| Total | -105,199 | -111,431.90 | |
| BT Investment Management (Fund Services) Limited | |||
| Total : | -4,389,883 | -3,759,426.24 | |
| BT Investment Management (Institutional) Limited | |||
| Date | Registered Company | Quantity | Value |
| 4/09/2013 | HSBC Custody Nominees (Australia) Limited. | -1,272,416 | -1,107,001.92 |
| 6/09/2013 | HSBC Custody Nominees (Australia) Limited. | -27,802 | -25,021.80 |
| 2/12/2013 | HSBC Custody Nominees (Australia) Limited. | 38,886 | 29,164.50 |
| 3/12/2013 | HSBC Custody Nominees (Australia) Limited. | 42,711 | 33,314.58 |
| 4/12/2013 | HSBC Custody Nominees (Australia) Limited. | 48,235 | 38,588.00 |
| 12/12/2013 | HSBC Custody Nominees (Australia) Limited. | 6,954 | 5,215.50 |
| 30/12/2013 | HSBC Custody Nominees (Australia) Limited. | -69,595 | -61,243.60 |
| 31/12/2013 | HSBC Custody Nominees (Australia) Limited. | -3,876 | -3,410.88 |
| 2/01/2014 | HSBC Custody Nominees (Australia) Limited. | -55,193 | -48,569.84 |
| 6/01/2014 | HSBC Custody Nominees (Australia) Limited. | -20,679 | -18,197.52 |
| 24/01/2014 | HSBC Custody Nominees (Australia) Limited. | -68,586 | -63,099.12 |
| 24/02/2014 | HSBC Custody Nominees (Australia) Limited. | -373,843 | -325,243.41 |
| 6/03/2014 | HSBC Custody Nominees (Australia) Limited. | 77,925 | 62,340.00 |
| 7/03/2014 | HSBC Custody Nominees (Australia) Limited. | 6,180 | 4,944.00 |
| 10/03/2014 | HSBC Custody Nominees (Australia) Limited. | 128,260 | 107,738.40 |
| 11/03/2014 | HSBC Custody Nominees (Australia) Limited. | 7,853 | 6,753.58 |
| 11/04/2014 | HSBC Custody Nominees (Australia) Limited. | -377,756 | -373,978.44 |
| 14/04/2014 | HSBC Custody Nominees (Australia) Limited. | 11,646 | 10,947.24 |
| 15/04/2014 | HSBC Custody Nominees (Australia) Limited. | 10,597 | 9,961.18 |
| 22/05/2014 | HSBC Custody Nominees (Australia) Limited. | -324,960 | -367,204.80 |
Page 8
| 23/05/2014 | HSBC Custody Nominees (Australia) Limited. | -78,400 | -89,376.00 |
|---|---|---|---|
| 26/05/2014 | HSBC Custody Nominees (Australia) Limited. | -72,920 | -82,399.60 |
| 27/05/2014 | HSBC Custody Nominees (Australia) Limited. | -6,570 | -7,424.10 |
| 28/05/2014 | HSBC Custody Nominees (Australia) Limited. | -30,323 | -34,568.22 |
| 29/05/2014 | HSBC Custody Nominees (Australia) Limited. | -13,017 | -14,839.38 |
| 30/05/2014 | HSBC Custody Nominees (Australia) Limited. | -375,475 | -424,286.75 |
| 2/06/2014 | HSBC Custody Nominees (Australia) Limited. | -215,761 | -241,652.32 |
| Total | -3,007,925 | -2,978,550.72 | |
| Date | Registered Company | Quantity | Value |
| 13/12/2013 | National Australia Bank Limited | 1,198,905 | 1,007,080.20 |
| 13/12/2013 | National Australia Bank Limited | 2,237,849 | 1,879,793.16 |
| 31/12/2013 | National Australia Bank Limited | -457 | -402.16 |
| 2/01/2014 | National Australia Bank Limited | -6,517 | -5,734.96 |
| 6/01/2014 | National Australia Bank Limited | -2,442 | -2,148.96 |
| 24/01/2014 | National Australia Bank Limited | -14,636 | -13,465.12 |
| 6/03/2014 | National Australia Bank Limited | 19,660 | 15,728.00 |
| 7/03/2014 | National Australia Bank Limited | 1,220 | 976.00 |
| 10/03/2014 | National Australia Bank Limited | 32,816 | 27,565.44 |
| 11/03/2014 | National Australia Bank Limited | 2,009 | 1,727.74 |
| 11/04/2014 | National Australia Bank Limited | 377,756 | 373,978.44 |
| 14/04/2014 | National Australia Bank Limited | 2,980 | 2,801.20 |
| 15/04/2014 | National Australia Bank Limited | 2,789 | 2,621.66 |
| 22/05/2014 | National Australia Bank Limited | -83,145 | -93,953.85 |
| 23/05/2014 | National Australia Bank Limited | -20,060 | -22,868.40 |
| 26/05/2014 | National Australia Bank Limited | -18,658 | -21,083.54 |
| 27/05/2014 | National Australia Bank Limited | -1,681 | -1,899.53 |
| 28/05/2014 | National Australia Bank Limited | -7,759 | -8,845.26 |
| 29/05/2014 | National Australia Bank Limited | -3,331 | -3,797.34 |
| 30/05/2014 | National Australia Bank Limited | -96,069 | -108,557.97 |
| 2/06/2014 | National Australia Bank Limited | -55,205 | -61,829.60 |
| Total | 3,566,024 | 2,967,685.15 | |
| BT Investment Management (Institutional) Limited | |||
| Total : | 558,099 | -10,865.57 |
Page 9
ANNEXURE A – ASSOCIATED COMPANIES
This is annexure ‘A’ (being 3 pages) referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac and its associated entities
Tim Hartin – Company Secretary WBC – 02/06/2014
| Westpac Banking Corporation | Australia | Packaging Properties 1 Pty Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Packaging Properties 2 Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | Packaging Properties 3 Pty Limited | Australia |
| 1925 Advances Pty Limited | Australia | Partnership Pacific Pty Limited | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea |
Partnership Pacific Securities Pty Limited | Australia |
| Advance Asset Management Limited | Australia | Pashley Investments Pty Limited | Australia |
| Altitude Administration Pty Limited | Australia | Qvalent Pty Limited | Australia |
| Altitude Rewards Pty Limited | Australia | RAMS Financial Group Pty Limited | Australia |
| Aotearoa Financial Services Limited | New Zealand | Reinventure ILP | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | RMS Warehouse Trust 2007-1 | Australia |
| Ascalon Capital Managers Limited | Australia | Sallmoor Pty Limited | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Securitor Financial Group Limited | Australia |
| Asgard Capital Management Limited | Australia | Seed Pool Trust No. 2 | Australia |
| Asgard Wealth Solutions Limited | Australia | Series 2007-1G WST Trust | Australia |
| Australian Loan Processing Security Company Pty Ltd | Australia | Series 2008-1M WST Trust | Australia |
| Australian Loan Processing Security Trust | Australia | Series 2009-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 1 | Australia | Series 2011-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 2 | Australia | Series 2011-2 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 3 | Australia | Series 2011-3 WST Trust | Australia |
| Bella Trust No. 2 Series 2012 - 1 | Australia | Series 2012-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2010 - 1 | Australia | Series 2013-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2010 - 2 | Australia | Series 2013-2 WST Trust | Australia |
| Belliston Pty Limited | Australia | SIE-Lease (Australia) Pty Limited | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| BLE Capital Investments Pty Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| BLE Capital Limited | Australia | St.George Business Finance Pty Limited | Australia |
| BLE Development Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| BLE Holdings Pty Limited | Australia | St.George Equity Finance Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| BT Australia Pty Limited | Australia | St.George Finance Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | St.George Life Limited | Australia |
| BT Financial Group Pty Limited | Australia | St.George Motor Finance Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | St.George Procurement Management Pty Limited | Australia |
| BT Funds Management Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Investment Management (Fund Services) Limited | Australia | Tavarua Funding Trust IV | USA |
| BT Investment Management (Institutional) Limited | Australia | Teuton Pty Limited | Australia |
| BT Investment Management Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Long Term Income Fund | Australia | The Mortgage Company Pty Limited | Australia |
| BT Portfolio Services Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
| BT Private Nominees Pty Limited | Australia | Value Nominees Pty Limited | Australia |
Page 10
BT Securities Limited Australia W1 Investments Pty Limited Australia BT Short Term Income Fund Australia Waratah Receivables Corp Pty Limited Australia BTIM UK Limited UK Waratah Securities Australia Limited Australia Canning Park Capital Pte. Ltd Australia Westpac (NZ) Investments Limited New Zealand Capital Corporate Finance Limited Australia Westpac Administration Pty Limited Australia Capital Finance (NZ) Limited Australia Westpac Administration 2 Limited Australia Capital Finance Australia Limited Australia Westpac Administration 3 Limited Australia Capital Finance New Zealand Limited Australia Westpac Administration 3 Limited Australia Capital Fleetlease Limited Australia Westpac Altitude Rewards Trust Australia Capital Motor Finance Limited Australia Westpac Americas Inc. USA Capital Rent Group Limited New Zealand Westpac Asian Lending Pty Limited Australia Castlereagh Trust Australia Westpac Bank of Tonga Tonga CBA Limited Australia Westpac Bank Samoa Limited Samoa Papua New Challenge Limited Australia Westpac Bank-PNG-Limited Guinea Codrington S.a.r.l. Luxembourg Westpac Capital Holdings Inc. USA Core Infrastructure Income Feeder 1 L P UK Westpac Capital Markets Holding Corp. USA Core Infrastructure Income Feeder 2 L P UK Westpac Capital Markets LLC USA Core Infrastructure Income Master L P UK Westpac Capital Trust IV USA Crusade ABS Series 2012 - 1 Trust Australia Westpac Capital-NZ-Limited New Zealand Crusade ABS Series 2013 - 1 Trust Australia Westpac Cash PIE Fund Australia Crusade CP Management Pty Limited Australia Westpac Cook Cove Trust I Australia Crusade CP No.1 Pty Limited Australia Westpac Cook Cove Trust II Australia Crusade CP Trust No. 41 Australia Westpac Covered Bond Trust Australia Crusade CP Trust No. 44 Australia Westpac Custodian Nominees Limited Australia Crusade CP Trust No. 48 Australia Westpac Debt Securities Pty Limited Australia Crusade CP Trust No. 49 Australia Westpac Delta LLC USA Crusade CP Trust No. 50 Australia Westpac Direct Equity Investments Pty Limited Australia Crusade CP Trust No. 52 Australia Westpac Equipment Finance (No.1) Pty Limited Australia Crusade CP Trust No. 53 Australia Westpac Equipment Finance Limited Australia Crusade CP Trust No. 54 Australia Westpac Equity Holdings Pty Limited Australia Crusade CP Trust No. 55 Australia Westpac Equity Investments NZ Limited New Zealand Crusade CP Trust No. 56 Australia Westpac Equity Pty Limited Australia Crusade CP Trust No. 57 Australia Westpac Europe Limited UK Crusade CP Trust No. 58 Australia Westpac Finance (HK) Limited Hong Kong Crusade CP Trust No. 60 Australia Westpac Financial Consultants Limited Australia Crusade Euro Trust 1E of 2006 Australia Westpac Financial Holdings Pty Limited Australia Crusade Euro Trust 1E of 2007 Australia Westpac Financial Services Group Limited Australia Crusade Global Trust 1 of 2005 Australia Westpac Financial Services Group-NZ-Limited New Zealand Crusade Global Trust 1 of 2006 Australia Westpac Financial Services Limited Australia Crusade Global Trust 1 of 2007 Australia Westpac Funding Holdings Pty Limited Australia Crusade Global Trust 2 of 2004 Australia Westpac Funds Financing Holdco Pty Limited Australia Crusade Global Trust 2 of 2005 Australia Westpac Funds Financing Pty Limited Australia Crusade Global Trust 2 of 2006 Australia Westpac General Insurance Limited Australia Crusade Management Limited Australia Westpac General Insurance Services Limited Australia Crusade Trust 1A of 2005 Australia Westpac Global Capital Markets Pty Limited Australia Crusade 2P Trust of 2008 Australia Westpac Group Investment-NZ-Limited New Zealand
Page 11
| Danaby Pty Limited | Australia | Westpac Group Investments Australia Pty Limited | Australia |
|---|---|---|---|
| eQR Securities Pty. Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
| Europe Infrastructure Debt LP | UK | Westpac Investment Capital Corporation | USA |
| G.C.L. Investments Pty Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| General Credit Holdings Pty Limited | Australia | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| General Credits Pty Limited | Australia | Westpac Investment Vehicle Pty Limited | Australia |
| Halcyon Securities Limited | Australia | Westpac Investments U.K. Limited | UK |
| Hastings Advisers LLC | USA | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Life Insurance Services Limited | Australia |
| Hastings Funds Management (UK) Limited | Singapore | Westpac Life-NZ-Limited | New Zealand |
| Hastings Funds Management (USA) Inc. | UK | Westpac New Zealand Group Limited | New Zealand |
| Hastings Funds Management Asia Pty. Limited | USA | Westpac New Zealand Limited | New Zealand |
| Hastings Funds Management Limited | Australia | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Group Pty Limited | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hastings Infrastructure 1 Limited | UK | Westpac NZ Covered Bond Limited | New Zealand |
| Hastings Infrastructure 2 Limited | UK | Westpac NZ Leasing Limited | New Zealand |
| Hastings Investment Capital LP | USA | Westpac NZ Operations Limited | New Zealand |
| Hastings Investment Management Pty Ltd | USA | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Hastings Investments GP LLC | Australia | Westpac NZ Securitisation Limited | New Zealand |
| Hastings Korea Company Limited | Korea | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac Overseas Holdings Pty Limited | Australia |
| Hickory Trust | Australia | Westpac Pacific Limited Partnership | Australia |
| Hitton Pty Limited | Australia | Westpac Properties Limited | Australia |
| HLT Custodian Trust | New Zealand | Westpac RE Limited | Australia |
| Infrastructure GP LLP | UK | Westpac Securities Administration Limited | Australia |
| Infrastructure GP 2 LLP | UK | Westpac Securities Limited | Australia |
| J O Hambro Capital Management Holdings Limited | UK | Westpac Securities NZ Limited | New Zealand |
| J O Hambro Capital Management Limited | UK | Westpac Securitisation Holdings Pty Limited | Australia |
| JOHCM (Singapore) Pte Limited | Singapore | Westpac Securitisation Management Pty Limited | Australia |
| JOHCM (USA) Inc | USA | Westpac Singapore Limited | Singapore |
| Magnitude Group Pty Limited | Australia | Westpac Structured Products Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Mortgage Management Pty Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Nationwide Management Pty Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Net Nominees Limited | Australia | Westpac TPS Trust | Australia |
| North Ryde Office Trust | Australia | Westpac Unit Trust | Australia |
| Number 120 Limited | New Zealand | Westpac USA Inc. | USA |
| Oniston Pty Limited | Australia |
Note: Westpac retains 62.1% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (62.1%)
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
Page 12