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AUSTAL LIMITED — Major Shareholding Notification 2014
Jul 6, 2014
64429_rns_2014-07-06_8f5dabc2-99f9-4896-8bc7-8323245c544b.pdf
Major Shareholding Notification
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7 July 2014
Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000
Dear Sir/Madam,
Notice of Ceasing to be a Substantial Holder
In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Ceasing to be a Substantial Holder (Form 605) in respect of Austal Limited.
A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC).
Yours faithfully,
Chris Millard
Company Secretary
PO Box 7072 Sydney NSW 2001 Australia
The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Australia Tel 612 8253 2999
BT Investment Management Limited ABN 28 126 385 822
www.btim.com.au
BT[® ] is a registered trade mark of BT Financial Group Pty Ltd and is used under licence
Form 605
Corporations Law Section 671B Notice of ceasing to be a substantial holder
To Company Name/Scheme
AUSTAL LIMITED (ASB)
ACN/ARSN ABN 73 009 250 266
1. Details of substantial holder(1)
Name
BT INVESTMENT MANAGEMENT LIMITED (BTT)
ACN/ARSN (if applicable)
ABN 28 126 385 822
The holder ceased to be a substantial holder on 3/07/2014
The previous notice was given to the company on 04/06/2014 The previous notice was dated 02/06/2014
2. Changes in relevant interests
Particulars of each change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 3/07/2014 | WBC & its Associates, Asgard Capital Management Limited, BT Funds Management Limited, Advance Asset Management Limited, BT Investment Management (Fund Services) Limited, BT Funds Management No.2 Limited, BT Investment Management (Institutional)Limited |
See Schedule |
See Schedule |
See Schedule |
See Schedule |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Page 1 of 9
4. Addresses
The addresses of persons named in this form are as follows:
| The addresses of persons named in this form are as follows: | The addresses of persons named in this form are as follows: | |
|---|---|---|
| Name | Address | |
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
|
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| BT Investment Management (Fund Services) Limited |
Level 14, Chifley Tower, 2 Chifley Sydney, SydneyNSW 2000 |
|
| BT Funds Management No.2 Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
|
| BT Investment Management (Institutional) Limited |
Level 14, Chifley Tower, 2 Chifley Square SYDNEY NSW 2000 |
|
| AUSTAL LIMITED (ASB) | The Company Secretary AUSTAL LIMITED (ASB) 100 Clarence Beach Road HENDERSON WA 6166 Tel: +61 8 9410 1111 Fax: +61 8 9410 2564 |
|
| Signature print name sign here |
Chris Millard capacity CompanySecretary |
|
| date 07/07/2014 |
Page 2 of 9
-
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
-
(2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
-
(3) See the definition of “associate” in section 9 of the Corporations Law. (4) Include details of: (a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) Any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of “relevant agreement” in section 9 of the Corporations Law.
-
(5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(6) The voting shares of a company constitute one class unless divided into separate classes.
-
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Page 3 of 9
SCHEDULE 2
Sales & Purchases for the period : 3/06/2014 to 3/07/2014 SECURITY: ASB
Advance Asset Management Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 12/06/2014 | HSBC Custody Nominees (Australia) Limited. | 5,904 | 7,084.80 |
| 23/06/2014 | HSBC Custody Nominees (Australia) Limited. | -14,999 | -18,898.74 |
| 23/06/2014 | HSBC Custody Nominees (Australia) Limited. | -6,570 | -8,278.20 |
| 23/06/2014 | HSBC Custody Nominees (Australia) Limited. | -19,148 | -24,126.48 |
| 23/06/2014 | HSBC Custody Nominees (Australia) Limited. | -257,965 | -325,035.90 |
| 23/06/2014 | HSBC Custody Nominees (Australia) Limited. | -13,581 | -17,112.06 |
| 23/06/2014 | HSBC Custody Nominees (Australia) Limited. | -122,473 | -154,315.98 |
| 24/06/2014 | HSBC Custody Nominees (Australia) Limited. | -54,524 | -68,700.24 |
| Total | -483,356 | -609,382.80 | |
| Advance Asset Management Limited Total : | -483,356 | -609,382.80 |
BT Funds Management Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 17/06/2014 | BT Portfolio Services Limited | 5,000 | 6,386.50 |
| 18/06/2014 | BT Portfolio Services Limited | -50,000 | -63,640.00 |
| 20/06/2014 | BT Portfolio Services Limited | -3,500 | -4,318.30 |
| Total | -48,500 | -61,571.80 | |
| BT Funds Management Limited Total : | -48,500 | -61,571.80 |
BT Funds Management No.2 Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 5/06/2014 | HSBC Custody Nominees (Australia) Limited. | -28,444 | -34,132.80 |
| 10/06/2014 | HSBC Custody Nominees (Australia) Limited. | -17,550 | -21,060.00 |
| 11/06/2014 | HSBC Custody Nominees (Australia) Limited. | -9,417 | -11,300.40 |
| 12/06/2014 | HSBC Custody Nominees (Australia) Limited. | -5,177 | -6,212.40 |
| 13/06/2014 | HSBC Custody Nominees (Australia) Limited. | -4,700 | -5,640.00 |
| 16/06/2014 | HSBC Custody Nominees (Australia) Limited. | -42,888 | -53,181.12 |
| 17/06/2014 | HSBC Custody Nominees (Australia) Limited. | -20,689 | -25,861.25 |
| 24/06/2014 | HSBC Custody Nominees (Australia) Limited. | -65,542 | -82,582.92 |
| 25/06/2014 | HSBC Custody Nominees (Australia) Limited. | -61,144 | -77,041.44 |
| 25/06/2014 | HSBC Custody Nominees (Australia) Limited. | -8,225 | -10,610.25 |
| 26/06/2014 | HSBC Custody Nominees (Australia) Limited. | -17,062 | -21,839.36 |
| 26/06/2014 | HSBC Custody Nominees (Australia) Limited. | -1,085 | -1,388.80 |
| 27/06/2014 | HSBC Custody Nominees (Australia) Limited. | -3,660 | -4,648.20 |
| 30/06/2014 | HSBC Custody Nominees (Australia) Limited. | -9,622 | -12,316.16 |
| 30/06/2014 | HSBC Custody Nominees (Australia) Limited. | -34,372 | -43,996.16 |
| 1/07/2014 | HSBC Custody Nominees (Australia) Limited. | -809 | -1,035.52 |
| 2/07/2014 | HSBC Custody Nominees (Australia) Limited. | -18,647 | -23,681.69 |
| 3/07/2014 | HSBC Custody Nominees (Australia) Limited. | -74,870 | -94,336.20 |
| Total | -423,903 | -530,864.67 | |
| BT Funds Management No.2 Limited Total : | -423,903 | -530,864.67 |
Page 4 of 9
BT Investment Management (Fund Services) Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 5/06/2014 | Australia and New Zealand Banking Group Limited | -3,062 | -3,674.40 |
| 10/06/2014 | Australia and New Zealand Banking Group Limited | -1,918 | -2,301.60 |
| 11/06/2014 | Australia and New Zealand Banking Group Limited | -1,010 | -1,212.00 |
| 12/06/2014 | Australia and New Zealand Banking Group Limited | -555 | -666.00 |
| 13/06/2014 | Australia and New Zealand Banking Group Limited | -504 | -604.80 |
| 16/06/2014 | Australia and New Zealand Banking Group Limited | -4,270 | -5,294.80 |
| 17/06/2014 | Australia and New Zealand Banking Group Limited | -2,098 | -2,622.50 |
| 23/06/2014 | Australia and New Zealand Banking Group Limited | 7,311 | 9,284.97 |
| 24/06/2014 | Australia and New Zealand Banking Group Limited | -16,562 | -20,868.12 |
| 25/06/2014 | Australia and New Zealand Banking Group Limited | -3,773 | -4,753.98 |
| 25/06/2014 | Australia and New Zealand Banking Group Limited | -508 | -655.32 |
| 26/06/2014 | Australia and New Zealand Banking Group Limited | -1,236 | -1,582.08 |
| 26/06/2014 | Australia and New Zealand Banking Group Limited | -79 | -101.12 |
| 27/06/2014 | Australia and New Zealand Banking Group Limited | -1,157 | -1,469.39 |
| 30/06/2014 | Australia and New Zealand Banking Group Limited | -3,729 | -4,773.12 |
| 30/06/2014 | Australia and New Zealand Banking Group Limited | -1,044 | -1,336.32 |
| 1/07/2014 | Australia and New Zealand Banking Group Limited | -88 | -112.64 |
| 2/07/2014 | Australia and New Zealand Banking Group Limited | -2,023 | -2,569.21 |
| Total | -36,305 | -45,312.43 | |
| Date | Registered Company | Quantity | Value |
| 5/06/2014 | National Australian Custodian Services | -6,514 | -7,816.80 |
| 10/06/2014 | National Australian Custodian Services | -4,341 | -5,209.20 |
| 11/06/2014 | National Australian Custodian Services | -2,435 | -2,922.00 |
| 12/06/2014 | National Australian Custodian Services | -1,339 | -1,606.80 |
| 13/06/2014 | National Australian Custodian Services | -1,215 | -1,458.00 |
| 16/06/2014 | National Australian Custodian Services | -10,745 | -13,323.80 |
| 17/06/2014 | National Australian Custodian Services | -5,311 | -6,638.75 |
| 24/06/2014 | National Australian Custodian Services | -15,502 | -19,532.52 |
| 25/06/2014 | National Australian Custodian Services | -2,288 | -2,951.52 |
| 25/06/2014 | National Australian Custodian Services | -17,008 | -21,430.08 |
| 26/06/2014 | National Australian Custodian Services | -300 | -384.00 |
| 26/06/2014 | National Australian Custodian Services | -4,714 | -6,033.92 |
| 27/06/2014 | National Australian Custodian Services | -745 | -946.15 |
| 30/06/2014 | National Australian Custodian Services | -9,270 | -11,865.60 |
| 30/06/2014 | National Australian Custodian Services | -2,595 | -3,321.60 |
| 1/07/2014 | National Australian Custodian Services | -218 | -279.04 |
| 2/07/2014 | National Australian Custodian Services | -5,029 | -6,386.83 |
| Total | -89,569 | -112,106.61 | |
| Date | Registered Company | Quantity | Value |
| 5/06/2014 | National Nominees Limited | -7,150 | -8,580.00 |
| 10/06/2014 | National Nominees Limited | -4,781 | -5,737.20 |
| 11/06/2014 | National Nominees Limited | -2,679 | -3,214.80 |
| 12/06/2014 | National Nominees Limited | -1,472 | -1,766.40 |
| 13/06/2014 | National Nominees Limited | -1,337 | -1,604.40 |
| 16/06/2014 | National Nominees Limited | -11,796 | -14,627.04 |
| 17/06/2014 | National Nominees Limited | -5,832 | -7,290.00 |
| 24/06/2014 | National Nominees Limited | -17,023 | -21,448.98 |
| 25/06/2014 | National Nominees Limited | -18,693 | -23,553.18 |
| 25/06/2014 | National Nominees Limited | -2,514 | -3,243.06 |
| 26/06/2014 | National Nominees Limited | -330 | -422.40 |
| 26/06/2014 | National Nominees Limited | -5,180 | -6,630.40 |
| 27/06/2014 | National Nominees Limited | -815 | -1,035.05 |
Page 5 of 9
| 30/06/2014 | National Nominees Limited | -10,185 | -13,036.80 |
|---|---|---|---|
| 30/06/2014 | National Nominees Limited | -2,851 | -3,649.28 |
| 1/07/2014 | National Nominees Limited | -240 | -307.20 |
| 2/07/2014 | National Nominees Limited | -5,525 | -7,016.75 |
| Total | -98,403 | -123,162.94 | |
| BT Investment Management (Fund Services) Limited | |||
| Total : | -224,277 | -280,581.98 |
BT Investment Management (Institutional) Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 5/06/2014 | HSBC Custody Nominees (Australia) Limited. | -134,801 | -161,761.20 |
| 10/06/2014 | HSBC Custody Nominees (Australia) Limited. | -88,656 | -106,387.20 |
| 11/06/2014 | HSBC Custody Nominees (Australia) Limited. | -46,956 | -56,347.20 |
| 12/06/2014 | HSBC Custody Nominees (Australia) Limited. | -25,811 | -30,973.20 |
| 13/06/2014 | HSBC Custody Nominees (Australia) Limited. | -23,437 | -28,124.40 |
| 16/06/2014 | HSBC Custody Nominees (Australia) Limited. | -202,360 | -250,926.40 |
| 17/06/2014 | HSBC Custody Nominees (Australia) Limited. | -99,006 | -123,757.50 |
| 24/06/2014 | HSBC Custody Nominees (Australia) Limited. | -300,988 | -379,244.88 |
| 25/06/2014 | HSBC Custody Nominees (Australia) Limited. | -306,836 | -386,613.36 |
| 25/06/2014 | HSBC Custody Nominees (Australia) Limited. | -41,274 | -53,243.46 |
| 26/06/2014 | HSBC Custody Nominees (Australia) Limited. | -85,269 | -109,144.32 |
| 26/06/2014 | HSBC Custody Nominees (Australia) Limited. | -5,424 | -6,942.72 |
| 27/06/2014 | HSBC Custody Nominees (Australia) Limited. | -14,803 | -18,799.81 |
| 30/06/2014 | HSBC Custody Nominees (Australia) Limited. | -169,247 | -216,636.16 |
| 30/06/2014 | HSBC Custody Nominees (Australia) Limited. | -47,377 | -60,642.56 |
| 1/07/2014 | HSBC Custody Nominees (Australia) Limited. | -3,984 | -5,099.52 |
| 2/07/2014 | HSBC Custody Nominees (Australia) Limited. | -91,813 | -116,602.51 |
| 3/07/2014 | HSBC Custody Nominees (Australia) Limited. | -274,190 | -345,479.40 |
| Total | -1,962,232 | -2,456,725.80 | |
| Date | Registered Company | Quantity | Value |
| 5/06/2014 | National Australia Bank Limited | -32,906 | -39,487.20 |
| 10/06/2014 | National Australia Bank Limited | -22,903 | -27,483.60 |
| 11/06/2014 | National Australia Bank Limited | -13,062 | -15,674.40 |
| 12/06/2014 | National Australia Bank Limited | -7,180 | -8,616.00 |
| 13/06/2014 | National Australia Bank Limited | -6,520 | -7,824.00 |
| 16/06/2014 | National Australia Bank Limited | -58,319 | -72,315.56 |
| 17/06/2014 | National Australia Bank Limited | -28,854 | -36,067.50 |
| 24/06/2014 | National Australia Bank Limited | -84,383 | -106,322.58 |
| 25/06/2014 | National Australia Bank Limited | -12,449 | -16,059.21 |
| 25/06/2014 | National Australia Bank Limited | -92,546 | -116,607.96 |
| 26/06/2014 | National Australia Bank Limited | -25,651 | -32,833.28 |
| 26/06/2014 | National Australia Bank Limited | -1,632 | -2,088.96 |
| 27/06/2014 | National Australia Bank Limited | -4,088 | -5,191.76 |
| 30/06/2014 | National Australia Bank Limited | -50,457 | -64,584.96 |
| 30/06/2014 | National Australia Bank Limited | -14,124 | -18,078.72 |
| 1/07/2014 | National Australia Bank Limited | -1,188 | -1,520.64 |
| 2/07/2014 | National Australia Bank Limited | -27,372 | -34,762.44 |
| Total | -483,634 | -605,518.77 | |
| BT Investment Management (Institutional) Limited | |||
| Total : | -2,445,866 | -3,062,244.57 |
Page 6 of 9
ANNEXURE A – ASSOCIATED COMPANIES
This is annexure ‘A’ (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac and its associated entities
Tim Hartin – Company Secretary WBC – 0 3/07/2014
| Westpac Banking Corporation | Australia | Packaging Properties 1 Pty Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Packaging Properties 2 Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | Packaging Properties 3 Pty Limited | Australia |
| 1925 Advances Pty Limited | Australia | Partnership Pacific Pty Limited | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea |
Partnership Pacific Securities Pty Limited | Australia |
| Advance Asset Management Limited | Australia | Pashley Investments Pty Limited | Australia |
| Altitude Administration Pty Limited | Australia | Qvalent Pty Limited | Australia |
| Altitude Rewards Pty Limited | Australia | RAMS Financial Group Pty Limited | Australia |
| Aotearoa Financial Services Limited | New Zealand | Reinventure ILP | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | RMS Warehouse Trust 2007-1 | Australia |
| Ascalon Capital Managers Limited | Australia | Sallmoor Pty Limited | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Securitor Financial Group Limited | Australia |
| Asgard Capital Management Limited | Australia | Seed Pool Trust No. 2 | Australia |
| Asgard Wealth Solutions Limited | Australia | Series 2007-1G WST Trust | Australia |
| Australian Loan Processing Security Company Pty Ltd | Australia | Series 2008-1M WST Trust | Australia |
| Australian Loan Processing Security Trust | Australia | Series 2009-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 1 | Australia | Series 2011-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 2 | Australia | Series 2011-2 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 3 | Australia | Series 2011-3 WST Trust | Australia |
| Bella Trust No. 2 Series 2012 - 1 | Australia | Series 2012-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2010 - 1 | Australia | Series 2013-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2010 - 2 | Australia | Series 2013-2 WST Trust | Australia |
| Belliston Pty Limited | Australia | Series 2014-1 WST Trust | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | SIE-Lease (Australia) Pty Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| BLE Capital Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| BLE Development Pty Limited | Australia | St.George Business Finance Pty Limited | Australia |
| BLE Holdings Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Equity Finance Limited | Australia |
| BT Australia Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | St.George Finance Limited | Australia |
| BT Financial Group Pty Limited | Australia | St.George Life Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | St.George Motor Finance Limited | Australia |
| BT Funds Management Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Investment Management (Fund Services) Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Investment Management (Institutional) Limited | Australia | Tavarua Funding Trust IV | USA |
| BT Investment Management Limited | Australia | Teuton Pty Limited | Australia |
| BT Long Term Income Fund | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Portfolio Services Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Private Nominees Pty Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
Page 7 of 9
BT Securities Limited Australia Value Nominees Pty Limited Australia BT Short Term Income Fund Australia W1 Investments Pty Limited Australia BTIM UK Limited UK Waratah Receivables Corp Pty Limited Australia Canning Park Capital Pte. Ltd Australia Waratah Securities Australia Limited Australia Capital Corporate Finance Limited Australia Westpac (NZ) Investments Limited New Zealand Capital Finance (NZ) Limited Australia Westpac Administration Pty Limited Australia Capital Finance Australia Limited Australia Westpac Administration 2 Limited Australia Capital Finance New Zealand Limited Australia Westpac Administration 3 Limited Australia Capital Fleetlease Limited Australia Westpac Administration 3 Limited Australia Capital Motor Finance Limited Australia Westpac Altitude Rewards Trust Australia Capital Rent Group Limited New Zealand Westpac Americas Inc. USA Castlereagh Trust Australia Westpac Asian Lending Pty Limited Australia CBA Limited Australia Westpac Bank of Tonga Tonga Challenge Limited Australia Westpac Bank Samoa Limited Samoa Papua New Core Infrastructure Income Feeder 1 L P UK Westpac Bank-PNG-Limited Guinea Core Infrastructure Income Feeder 2 L P UK Westpac Capital Holdings Inc. USA Core Infrastructure Income Master L P UK Westpac Capital Markets Holding Corp. USA Crusade ABS Series 2012 - 1 Trust Australia Westpac Capital Markets LLC USA Crusade ABS Series 2013 - 1 Trust Australia Westpac Capital Trust IV USA Crusade CP Management Pty Limited Australia Westpac Capital-NZ-Limited New Zealand Crusade CP No.1 Pty Limited Australia Westpac Cash PIE Fund Australia Crusade CP Trust No. 41 Australia Westpac Cook Cove Trust I Australia Crusade CP Trust No. 44 Australia Westpac Cook Cove Trust II Australia Crusade CP Trust No. 48 Australia Westpac Covered Bond Trust Australia Crusade CP Trust No. 49 Australia Westpac Custodian Nominees Limited Australia Crusade CP Trust No. 50 Australia Westpac Debt Securities Pty Limited Australia Crusade CP Trust No. 52 Australia Westpac Delta LLC USA Crusade CP Trust No. 53 Australia Westpac Direct Equity Investments Pty Limited Australia Crusade CP Trust No. 54 Australia Westpac Equipment Finance (No.1) Pty Limited Australia Crusade CP Trust No. 55 Australia Westpac Equipment Finance Limited Australia Crusade CP Trust No. 56 Australia Westpac Equity Holdings Pty Limited Australia Crusade CP Trust No. 57 Australia Westpac Equity Investments NZ Limited New Zealand Crusade CP Trust No. 58 Australia Westpac Equity Pty Limited Australia Crusade CP Trust No. 60 Australia Westpac Europe Limited UK Crusade Euro Trust 1E of 2006 Australia Westpac Finance (HK) Limited Hong Kong Crusade Euro Trust 1E of 2007 Australia Westpac Financial Consultants Limited Australia Crusade Global Trust 1 of 2005 Australia Westpac Financial Holdings Pty Limited Australia Crusade Global Trust 1 of 2006 Australia Westpac Financial Services Group Limited Australia Crusade Global Trust 1 of 2007 Australia Westpac Financial Services Group-NZ-Limited New Zealand Crusade Global Trust 2 of 2005 Australia Westpac Financial Services Limited Australia Crusade Global Trust 2 of 2006 Australia Westpac Funding Holdings Pty Limited Australia Crusade Management Limited Australia Westpac Funds Financing Holdco Pty Limited Australia Crusade Trust 1A of 2005 Australia Westpac Funds Financing Pty Limited Australia Crusade 2P Trust of 2008 Australia Westpac General Insurance Limited Australia Danaby Pty Limited Australia Westpac General Insurance Services Limited Australia eQR Securities Pty. Limited Australia Westpac Global Capital Markets Pty Limited Australia Europe Infrastructure Debt LP UK Westpac Group Investment-NZ-Limited New Zealand G.C.L. Investments Pty Limited Australia Westpac Group Investments Australia Pty Limited Australia
Page 8 of 9
| General Credit Holdings Pty Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
|---|---|---|---|
| General Credits Pty Limited | Australia | Westpac Investment Capital Corporation | USA |
| Halcyon Securities Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Advisers LLC | USA | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Investments U.K. Limited | UK |
| Hastings Funds Management (UK) Limited | Singapore | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Funds Management (USA) Inc. | UK | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Funds Management Asia Pty. Limited | USA | Westpac Life Insurance Services Limited | Australia |
| Hastings Funds Management Limited | Australia | Westpac Life-NZ-Limited | New Zealand |
| Hastings Group Pty Limited | Australia | Westpac New Zealand Group Limited | New Zealand |
| Hastings Infrastructure 1 Limited | UK | Westpac New Zealand Limited | New Zealand |
| Hastings Infrastructure 2 Limited | UK | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Investment Capital LP | USA | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hastings Investment Management Pty Ltd | USA | Westpac NZ Covered Bond Limited | New Zealand |
| Hastings Investments GP LLC | Australia | Westpac NZ Leasing Limited | New Zealand |
| Hastings Korea Company Limited | Korea | Westpac NZ Operations Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac NZ Securitisation Limited | New Zealand |
| Hickory Trust | Australia | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| HLT Custodian Trust | New Zealand | Westpac Overseas Holdings Pty Limited | Australia |
| Infrastructure GP LLP | UK | Westpac Pacific Limited Partnership | Australia |
| Infrastructure GP 2 LLP | UK | Westpac Properties Limited | Australia |
| J O Hambro Capital Management Holdings Limited | UK | Westpac RE Limited | Australia |
| J O Hambro Capital Management Limited | UK | Westpac Securities Administration Limited | Australia |
| JOHCM (Singapore) Pte Limited | Singapore | Westpac Securities Limited | Australia |
| JOHCM (USA) Inc | USA | Westpac Securities NZ Limited | New Zealand |
| Magnitude Group Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac Securitisation Management Pty Limited | Australia |
| Mortgage Management Pty Limited | Australia | Westpac Singapore Limited | Singapore |
| Nationwide Management Pty Limited | Australia | Westpac Structured Products Limited | Australia |
| Net Nominees Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| North Ryde Office Trust | Australia | Westpac Syndications Management Pty Limited | Australia |
| Number 120 Limited | New Zealand | Westpac Term PIE Fund | New Zealand |
| Oniston Pty Limited | Australia | Westpac TPS Trust | Australia |
| Westpac Unit Trust | Australia | ||
| Westpac USA Inc. | USA |
Note: Westpac retains 62.1% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (62.1%)
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
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