AUSSIE BROADBAND LIMITED — Major Shareholding Notification 2021

Feb 1, 2021

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Aussie Broadband Ltd (ABB) ACN/ARSN 132 090 192 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821

There was a change in the interests of the substantial holder on 29/01/2021 The previous notice was given to the company on 26/10/2020 The previous notice was dated 22/10/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice	Previous notice	Current notice	Current notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
ORDINARY	19,665,558	10.33%	17,679,126	9.29%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Class and number of securities
	See Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
UBS AG, AUSTRALIA BRANCH	UBS NOMINEES PTY LTD	UBS AG, AUSTRALIA BRANCH	HOLDER OF SHARES	10,711,622 ORDINARY	10,711,622
MERRILL LYNCH INTERNATIONAL LIMITED	MERRILL LYNCH (AUS) NOMINEES PTY LTD	MERRILL LYNCH INTERNATIONAL LIMITED	HOLDER OF SHARES	4,158,080 ORDINARY	4,158,080
CREDIT SUISSE AG	CS THIRD NOMINEES PTY LIMITED	CREDIT SUISSE AG	HOLDER OF SHARES	2,809,424 ORDINARY	2,809,424

5. Changes in associati The persons who have bec with, the substantial holder	5. Changes in associati The persons who have bec with, the substantial holder	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 553738.71 276994 Ordinary 276994 Sell 144014.40 72000 Ordinary 72000 Sell 671026.47 350314 Ordinary 350314 Buy 36382.00 20000 Ordinary 20000 Sell 353442.21 186179 Ordinary 186179 Sell 217104.00 120000 Ordinary 120000 Sell 277208.08 149390 Ordinary 149390 Sell 72176.00 40000 Ordinary 40000 Buy 90000.00 50000 Ordinary 50000 Sell 23910.22 13157 Ordinary 13157 Sell 410944.33 236760 Ordinary 236760 Sell 203903.85 108575 Ordinary 108575 Buy 505957.50 269844 Ordinary 269844 Sell 84704.40 44000 Ordinary 44000 Sell 166871.80 84728 Ordinary 84728 Buy 1606517.19 819568 Ordinary 819568 Sell 164169.00 85000 Ordinary 85000 Sell 114318.00 60000 Ordinary 60000 Sell 97005.00 50000 Ordinary 50000 Sell 25628.65 13195 Ordinary 13195 Sell 317847.13 167332 Ordinary 167332 Sell 32823.72 17452 Ordinary 17452 2/02/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 553738.71 276994 Ordinary 276994 Sell 144014.40 72000 Ordinary 72000 Sell 671026.47 350314 Ordinary 350314 Buy 36382.00 20000 Ordinary 20000 Sell 353442.21 186179 Ordinary 186179 Sell 217104.00 120000 Ordinary 120000 Sell 277208.08 149390 Ordinary 149390 Sell 72176.00 40000 Ordinary 40000 Buy 90000.00 50000 Ordinary 50000 Sell 23910.22 13157 Ordinary 13157 Sell 410944.33 236760 Ordinary 236760 Sell 203903.85 108575 Ordinary 108575 Buy 505957.50 269844 Ordinary 269844 Sell 84704.40 44000 Ordinary 44000 Sell 166871.80 84728 Ordinary 84728 Buy 1606517.19 819568 Ordinary 819568 Sell 164169.00 85000 Ordinary 85000 Sell 114318.00 60000 Ordinary 60000 Sell 97005.00 50000 Ordinary 50000 Sell 25628.65 13195 Ordinary 13195 Sell 317847.13 167332 Ordinary 167332 Sell 32823.72 17452 Ordinary 17452 2/02/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 553738.71 276994 Ordinary 276994 Sell 144014.40 72000 Ordinary 72000 Sell 671026.47 350314 Ordinary 350314 Buy 36382.00 20000 Ordinary 20000 Sell 353442.21 186179 Ordinary 186179 Sell 217104.00 120000 Ordinary 120000 Sell 277208.08 149390 Ordinary 149390 Sell 72176.00 40000 Ordinary 40000 Buy 90000.00 50000 Ordinary 50000 Sell 23910.22 13157 Ordinary 13157 Sell 410944.33 236760 Ordinary 236760 Sell 203903.85 108575 Ordinary 108575 Buy 505957.50 269844 Ordinary 269844 Sell 84704.40 44000 Ordinary 44000 Sell 166871.80 84728 Ordinary 84728 Buy 1606517.19 819568 Ordinary 819568 Sell 164169.00 85000 Ordinary 85000 Sell 114318.00 60000 Ordinary 60000 Sell 97005.00 50000 Ordinary 50000 Sell 25628.65 13195 Ordinary 13195 Sell 317847.13 167332 Ordinary 167332 Sell 32823.72 17452 Ordinary 17452 2/02/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 553738.71 276994 Ordinary 276994 Sell 144014.40 72000 Ordinary 72000 Sell 671026.47 350314 Ordinary 350314 Buy 36382.00 20000 Ordinary 20000 Sell 353442.21 186179 Ordinary 186179 Sell 217104.00 120000 Ordinary 120000 Sell 277208.08 149390 Ordinary 149390 Sell 72176.00 40000 Ordinary 40000 Buy 90000.00 50000 Ordinary 50000 Sell 23910.22 13157 Ordinary 13157 Sell 410944.33 236760 Ordinary 236760 Sell 203903.85 108575 Ordinary 108575 Buy 505957.50 269844 Ordinary 269844 Sell 84704.40 44000 Ordinary 44000 Sell 166871.80 84728 Ordinary 84728 Buy 1606517.19 819568 Ordinary 819568 Sell 164169.00 85000 Ordinary 85000 Sell 114318.00 60000 Ordinary 60000 Sell 97005.00 50000 Ordinary 50000 Sell 25628.65 13195 Ordinary 13195 Sell 317847.13 167332 Ordinary 167332 Sell 32823.72 17452 Ordinary 17452 2/02/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 553738.71 276994 Ordinary 276994 Sell 144014.40 72000 Ordinary 72000 Sell 671026.47 350314 Ordinary 350314 Buy 36382.00 20000 Ordinary 20000 Sell 353442.21 186179 Ordinary 186179 Sell 217104.00 120000 Ordinary 120000 Sell 277208.08 149390 Ordinary 149390 Sell 72176.00 40000 Ordinary 40000 Buy 90000.00 50000 Ordinary 50000 Sell 23910.22 13157 Ordinary 13157 Sell 410944.33 236760 Ordinary 236760 Sell 203903.85 108575 Ordinary 108575 Buy 505957.50 269844 Ordinary 269844 Sell 84704.40 44000 Ordinary 44000 Sell 166871.80 84728 Ordinary 84728 Buy 1606517.19 819568 Ordinary 819568 Sell 164169.00 85000 Ordinary 85000 Sell 114318.00 60000 Ordinary 60000 Sell 97005.00 50000 Ordinary 50000 Sell 25628.65 13195 Ordinary 13195 Sell 317847.13 167332 Ordinary 167332 Sell 32823.72 17452 Ordinary 17452 2/02/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 553738.71 276994 Ordinary 276994 Sell 144014.40 72000 Ordinary 72000 Sell 671026.47 350314 Ordinary 350314 Buy 36382.00 20000 Ordinary 20000 Sell 353442.21 186179 Ordinary 186179 Sell 217104.00 120000 Ordinary 120000 Sell 277208.08 149390 Ordinary 149390 Sell 72176.00 40000 Ordinary 40000 Buy 90000.00 50000 Ordinary 50000 Sell 23910.22 13157 Ordinary 13157 Sell 410944.33 236760 Ordinary 236760 Sell 203903.85 108575 Ordinary 108575 Buy 505957.50 269844 Ordinary 269844 Sell 84704.40 44000 Ordinary 44000 Sell 166871.80 84728 Ordinary 84728 Buy 1606517.19 819568 Ordinary 819568 Sell 164169.00 85000 Ordinary 85000 Sell 114318.00 60000 Ordinary 60000 Sell 97005.00 50000 Ordinary 50000 Sell 25628.65 13195 Ordinary 13195 Sell 317847.13 167332 Ordinary 167332 Sell 32823.72 17452 Ordinary 17452 2/02/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 553738.71 276994 Ordinary 276994 Sell 144014.40 72000 Ordinary 72000 Sell 671026.47 350314 Ordinary 350314 Buy 36382.00 20000 Ordinary 20000 Sell 353442.21 186179 Ordinary 186179 Sell 217104.00 120000 Ordinary 120000 Sell 277208.08 149390 Ordinary 149390 Sell 72176.00 40000 Ordinary 40000 Buy 90000.00 50000 Ordinary 50000 Sell 23910.22 13157 Ordinary 13157 Sell 410944.33 236760 Ordinary 236760 Sell 203903.85 108575 Ordinary 108575 Buy 505957.50 269844 Ordinary 269844 Sell 84704.40 44000 Ordinary 44000 Sell 166871.80 84728 Ordinary 84728 Buy 1606517.19 819568 Ordinary 819568 Sell 164169.00 85000 Ordinary 85000 Sell 114318.00 60000 Ordinary 60000 Sell 97005.00 50000 Ordinary 50000 Sell 25628.65 13195 Ordinary 13195 Sell 317847.13 167332 Ordinary 167332 Sell 32823.72 17452 Ordinary 17452 2/02/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:
Name and ACN/		ARSN (if applicable)		Nature of association
NOT A		PPLICABLE
6. Addresses The addresses of persons
N		ame		Address
PHIL		IP KING		LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000
Signature Annexure 1 Changes in relevant int
Date	Person who	se relevant interest changed		Nature of Change	Consideration given in relation to change	Number of securities affected	Class of securities	Persons votes affected
23/10/2020	Reg	al Funds Management		Sell	553738.71	276994	Ordinary	276994
26/10/2020	Reg	al Funds Management		Sell	144014.40	72000	Ordinary	72000
27/10/2020	Reg	al Funds Management		Sell	671026.47	350314	Ordinary	350314
28/10/2020	Reg	al Funds Management		Buy	36382.00	20000	Ordinary	20000
28/10/2020	Reg	al Funds Management		Sell	353442.21	186179	Ordinary	186179
29/10/2020	Reg	al Funds Management		Sell	217104.00	120000	Ordinary	120000
30/10/2020	Reg	al Funds Management		Sell	277208.08	149390	Ordinary	149390
2/11/2020	Reg	al Funds Management		Sell	72176.00	40000	Ordinary	40000
3/11/2020	Reg	al Funds Management		Buy	90000.00	50000	Ordinary	50000
3/11/2020	Reg	al Funds Management		Sell	23910.22	13157	Ordinary	13157
4/11/2020	Reg	al Funds Management		Sell	410944.33	236760	Ordinary	236760
5/11/2020	Reg	al Funds Management		Sell	203903.85	108575	Ordinary	108575
5/11/2020	Reg	al Funds Management		Buy	505957.50	269844	Ordinary	269844
6/11/2020	Reg	al Funds Management		Sell	84704.40	44000	Ordinary	44000
9/11/2020	Reg	al Funds Management		Sell	166871.80	84728	Ordinary	84728
9/11/2020	Reg	al Funds Management		Buy	1606517.19	819568	Ordinary	819568
10/11/2020	Reg	al Funds Management		Sell	164169.00	85000	Ordinary	85000
11/11/2020	Reg	al Funds Management		Sell	114318.00	60000	Ordinary	60000
13/11/2020	Reg	al Funds Management		Sell	97005.00	50000	Ordinary	50000
17/11/2020	Reg	al Funds Management		Sell	25628.65	13195	Ordinary	13195
18/11/2020	Reg	al Funds Management		Sell	317847.13	167332	Ordinary	167332
19/11/2020	Reg	al Funds Management		Sell	32823.72	17452	Ordinary	17452

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY PHILIP KING NSW 2000

Signature

Annexure 1

Changes in relevant interests

			Consideration
			given in	Number of		Persons
		Nature of	relation to	securities	Class of	votes
Date	Person whose relevant interest changed	Change	change	affected	securities	affected
23/10/2020	Regal Funds Management	Sell	553738.71	276994	Ordinary	276994
26/10/2020	Regal Funds Management	Sell	144014.40	72000	Ordinary	72000
27/10/2020	Regal Funds Management	Sell	671026.47	350314	Ordinary	350314
28/10/2020	Regal Funds Management	Buy	36382.00	20000	Ordinary	20000
28/10/2020	Regal Funds Management	Sell	353442.21	186179	Ordinary	186179
29/10/2020	Regal Funds Management	Sell	217104.00	120000	Ordinary	120000
30/10/2020	Regal Funds Management	Sell	277208.08	149390	Ordinary	149390
2/11/2020	Regal Funds Management	Sell	72176.00	40000	Ordinary	40000
3/11/2020	Regal Funds Management	Buy	90000.00	50000	Ordinary	50000
3/11/2020	Regal Funds Management	Sell	23910.22	13157	Ordinary	13157
4/11/2020	Regal Funds Management	Sell	410944.33	236760	Ordinary	236760
5/11/2020	Regal Funds Management	Sell	203903.85	108575	Ordinary	108575
5/11/2020	Regal Funds Management	Buy	505957.50	269844	Ordinary	269844
6/11/2020	Regal Funds Management	Sell	84704.40	44000	Ordinary	44000
9/11/2020	Regal Funds Management	Sell	166871.80	84728	Ordinary	84728
9/11/2020	Regal Funds Management	Buy	1606517.19	819568	Ordinary	819568
10/11/2020	Regal Funds Management	Sell	164169.00	85000	Ordinary	85000
11/11/2020	Regal Funds Management	Sell	114318.00	60000	Ordinary	60000
13/11/2020	Regal Funds Management	Sell	97005.00	50000	Ordinary	50000
17/11/2020	Regal Funds Management	Sell	25628.65	13195	Ordinary	13195
18/11/2020	Regal Funds Management	Sell	317847.13	167332	Ordinary	167332
19/11/2020	Regal Funds Management	Sell	32823.72	17452	Ordinary	17452

19/11/2020	Regal Funds Management	Sell	260876.00	140000	Ordinary	140000
20/11/2020	Regal Funds Management	Sell	73600.00	40000	Ordinary	40000
20/11/2020	Regal Funds Management	Sell	53371.20	28398	Ordinary	28398
23/11/2020	Regal Funds Management	Sell	115200.00	64000	Ordinary	64000
23/11/2020	Regal Funds Management	Sell	236197.00	130000	Ordinary	130000
24/11/2020	Regal Funds Management	Sell	217440.00	120000	Ordinary	120000
25/11/2020	Regal Funds Management	Sell	50906.40	27514	Ordinary	27514
25/11/2020	Regal Funds Management	Sell	95997.20	52000	Ordinary	52000
26/11/2020	Regal Funds Management	Sell	25744.73	13816	Ordinary	13816
26/11/2020	Regal Funds Management	Sell	148992.00	80000	Ordinary	80000
27/11/2020	Regal Funds Management	Buy	1539143.27	781291	Ordinary	781291
27/11/2020	Regal Funds Management	Sell	633706.77	315764	Ordinary	315764
30/11/2020	Regal Funds Management	Sell	647264.00	320000	Ordinary	320000
2/12/2020	Regal Funds Management	Sell	302055.00	150000	Ordinary	150000
3/12/2020	Regal Funds Management	Buy	2130784.00	1065392	Ordinary	1065392
10/12/2020	Regal Funds Management	Sell	252274.65	119307	Ordinary	119307
11/12/2020	Regal Funds Management	Sell	61515.05	29367	Ordinary	29367
14/12/2020	Regal Funds Management	Sell	42336.00	20000	Ordinary	20000
15/12/2020	Regal Funds Management	Sell	62143.46	30758	Ordinary	30758
16/12/2020	Regal Funds Management	Sell	80856.00	40000	Ordinary	40000
17/12/2020	Regal Funds Management	Sell	58925.14	28758	Ordinary	28758
18/12/2020	Regal Funds Management	Sell	392265.56	195712	Ordinary	195712
21/12/2020	Regal Funds Management	Buy	900507.96	454802	Ordinary	454802
21/12/2020	Regal Funds Management	Sell	1980000.00	1000000	Ordinary	1000000
21/12/2020	Regal Funds Management	Sell	358452.00	180000	Ordinary	180000
22/12/2020	Regal Funds Management	Sell	68342.31	33905	Ordinary	33905
24/12/2020	Regal Funds Management	Buy	29550.93	14843	Ordinary	14843
19/01/2021	Regal Funds Management	Buy	422084.56	181933	Ordinary	181933
25/01/2021	Regal Funds Management	Sell	415976.00	149213	Ordinary	149213
25/01/2021	Regal Funds Management	Sell	151642.80	54000	Ordinary	54000
27/01/2021	Regal Funds Management	Sell	189915.00	66000	Ordinary	66000
29/01/2021	Regal Funds Management	Sell	352023.19	140517	Ordinary	140517