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AUSSIE BROADBAND LIMITED Major Shareholding Notification 2021

May 16, 2021

64278_rns_2021-05-16_cf6c0ebb-6393-46ee-9c11-d62c5d49130b.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Aussie Broadband Ltd (ABB) ACN/ARSN 132 090 192 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821

There was a change in the interests of the substantial holder on 13/05/2021 The previous notice was given to the company on 30/04/2021 The previous notice was dated 28/04/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Previous notice Current notice Current notice
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 12,425,015 6.53% 10,518,994 5.53%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number of securities
See Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as
holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
UBS AG, AUSTRALIA
BRANCH
UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH HOLDER OF
SHARES
7,173,890
ORDINARY
7,173,890
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
HOLDER OF
SHARES
502,264
ORDINARY
502,264
CREDIT SUISSE AG CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG HOLDER OF
SHARES
2,842,840
ORDINARY
2,842,840
5. Changes in associati
The persons who have bec
with, the substantial holder
5. Changes in associati
The persons who have bec
with, the substantial holder
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
476036.65
149650
Ordinary
149650
Sell
613340.00
200000
Ordinary
200000
Sell
595580.00
200000
Ordinary
200000
Sell
176099.92
59253
Ordinary
59253
Sell
1683.99
567
Ordinary
567
Sell
2058308.21
696551
Ordinary
696551
Sell
292310.00
100000
Ordinary
100000
Sell
399000.00
150000
Ordinary
150000
Sell
825000.00
300000
Ordinary
300000
Sell
139190.00
50000
Ordinary
50000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
17/05/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
476036.65
149650
Ordinary
149650
Sell
613340.00
200000
Ordinary
200000
Sell
595580.00
200000
Ordinary
200000
Sell
176099.92
59253
Ordinary
59253
Sell
1683.99
567
Ordinary
567
Sell
2058308.21
696551
Ordinary
696551
Sell
292310.00
100000
Ordinary
100000
Sell
399000.00
150000
Ordinary
150000
Sell
825000.00
300000
Ordinary
300000
Sell
139190.00
50000
Ordinary
50000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
17/05/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
476036.65
149650
Ordinary
149650
Sell
613340.00
200000
Ordinary
200000
Sell
595580.00
200000
Ordinary
200000
Sell
176099.92
59253
Ordinary
59253
Sell
1683.99
567
Ordinary
567
Sell
2058308.21
696551
Ordinary
696551
Sell
292310.00
100000
Ordinary
100000
Sell
399000.00
150000
Ordinary
150000
Sell
825000.00
300000
Ordinary
300000
Sell
139190.00
50000
Ordinary
50000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
17/05/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
476036.65
149650
Ordinary
149650
Sell
613340.00
200000
Ordinary
200000
Sell
595580.00
200000
Ordinary
200000
Sell
176099.92
59253
Ordinary
59253
Sell
1683.99
567
Ordinary
567
Sell
2058308.21
696551
Ordinary
696551
Sell
292310.00
100000
Ordinary
100000
Sell
399000.00
150000
Ordinary
150000
Sell
825000.00
300000
Ordinary
300000
Sell
139190.00
50000
Ordinary
50000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
17/05/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
476036.65
149650
Ordinary
149650
Sell
613340.00
200000
Ordinary
200000
Sell
595580.00
200000
Ordinary
200000
Sell
176099.92
59253
Ordinary
59253
Sell
1683.99
567
Ordinary
567
Sell
2058308.21
696551
Ordinary
696551
Sell
292310.00
100000
Ordinary
100000
Sell
399000.00
150000
Ordinary
150000
Sell
825000.00
300000
Ordinary
300000
Sell
139190.00
50000
Ordinary
50000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
17/05/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
476036.65
149650
Ordinary
149650
Sell
613340.00
200000
Ordinary
200000
Sell
595580.00
200000
Ordinary
200000
Sell
176099.92
59253
Ordinary
59253
Sell
1683.99
567
Ordinary
567
Sell
2058308.21
696551
Ordinary
696551
Sell
292310.00
100000
Ordinary
100000
Sell
399000.00
150000
Ordinary
150000
Sell
825000.00
300000
Ordinary
300000
Sell
139190.00
50000
Ordinary
50000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
17/05/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
476036.65
149650
Ordinary
149650
Sell
613340.00
200000
Ordinary
200000
Sell
595580.00
200000
Ordinary
200000
Sell
176099.92
59253
Ordinary
59253
Sell
1683.99
567
Ordinary
567
Sell
2058308.21
696551
Ordinary
696551
Sell
292310.00
100000
Ordinary
100000
Sell
399000.00
150000
Ordinary
150000
Sell
825000.00
300000
Ordinary
300000
Sell
139190.00
50000
Ordinary
50000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
17/05/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
Name and ACN/ ARSN (if applicable) Nature of association
NOT A PPLICABLE
6. Addresses
The addresses of persons
N ame Address
PHIL IP KING LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
Signature
Annexure 1
Changes in relevant int
Date Person who se relevant interest changed Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
29/04/2021 Reg al Funds Management Sell 476036.65 149650 Ordinary 149650
30/04/2021 Reg al Funds Management Sell 613340.00 200000 Ordinary 200000
4/05/2021 Reg al Funds Management Sell 595580.00 200000 Ordinary 200000
4/05/2021 Reg al Funds Management Sell 176099.92 59253 Ordinary 59253
6/05/2021 Reg al Funds Management Sell 1683.99 567 Ordinary 567
6/05/2021 Reg al Funds Management Sell 2058308.21 696551 Ordinary 696551
6/05/2021 Reg al Funds Management Sell 292310.00 100000 Ordinary 100000
12/05/2021 Reg al Funds Management Sell 399000.00 150000 Ordinary 150000
13/05/2021 Reg al Funds Management Sell 825000.00 300000 Ordinary 300000
13/05/2021 Reg al Funds Management Sell 139190.00 50000 Ordinary 50000
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY PHILIP KING NSW 2000

Signature

Annexure 1

Changes in relevant interests

Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
29/04/2021 Regal Funds Management Sell 476036.65 149650 Ordinary 149650
30/04/2021 Regal Funds Management Sell 613340.00 200000 Ordinary 200000
4/05/2021 Regal Funds Management Sell 595580.00 200000 Ordinary 200000
4/05/2021 Regal Funds Management Sell 176099.92 59253 Ordinary 59253
6/05/2021 Regal Funds Management Sell 1683.99 567 Ordinary 567
6/05/2021 Regal Funds Management Sell 2058308.21 696551 Ordinary 696551
6/05/2021 Regal Funds Management Sell 292310.00 100000 Ordinary 100000
12/05/2021 Regal Funds Management Sell 399000.00 150000 Ordinary 150000
13/05/2021 Regal Funds Management Sell 825000.00 300000 Ordinary 300000
13/05/2021 Regal Funds Management Sell 139190.00 50000 Ordinary 50000