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AUSSIE BROADBAND LIMITED — Major Shareholding Notification 2021
May 16, 2021
64278_rns_2021-05-16_cf6c0ebb-6393-46ee-9c11-d62c5d49130b.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Aussie Broadband Ltd (ABB) ACN/ARSN 132 090 192 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821
There was a change in the interests of the substantial holder on 13/05/2021 The previous notice was given to the company on 30/04/2021 The previous notice was dated 28/04/2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Current notice | Current notice |
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| ORDINARY | 12,425,015 | 6.53% | 10,518,994 | 5.53% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| See Annexure 1 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| UBS AG, AUSTRALIA BRANCH |
UBS NOMINEES PTY LTD | UBS AG, AUSTRALIA BRANCH | HOLDER OF SHARES |
7,173,890 ORDINARY |
7,173,890 |
| MERRILL LYNCH INTERNATIONAL LIMITED |
MERRILL LYNCH (AUS) NOMINEES PTY LTD |
MERRILL LYNCH INTERNATIONAL LIMITED |
HOLDER OF SHARES |
502,264 ORDINARY |
502,264 |
| CREDIT SUISSE AG | CS THIRD NOMINEES PTY LIMITED |
CREDIT SUISSE AG | HOLDER OF SHARES |
2,842,840 ORDINARY |
2,842,840 |
| 5. Changes in associati The persons who have bec with, the substantial holder |
5. Changes in associati The persons who have bec with, the substantial holder |
on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 476036.65 149650 Ordinary 149650 Sell 613340.00 200000 Ordinary 200000 Sell 595580.00 200000 Ordinary 200000 Sell 176099.92 59253 Ordinary 59253 Sell 1683.99 567 Ordinary 567 Sell 2058308.21 696551 Ordinary 696551 Sell 292310.00 100000 Ordinary 100000 Sell 399000.00 150000 Ordinary 150000 Sell 825000.00 300000 Ordinary 300000 Sell 139190.00 50000 Ordinary 50000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 17/05/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: |
on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 476036.65 149650 Ordinary 149650 Sell 613340.00 200000 Ordinary 200000 Sell 595580.00 200000 Ordinary 200000 Sell 176099.92 59253 Ordinary 59253 Sell 1683.99 567 Ordinary 567 Sell 2058308.21 696551 Ordinary 696551 Sell 292310.00 100000 Ordinary 100000 Sell 399000.00 150000 Ordinary 150000 Sell 825000.00 300000 Ordinary 300000 Sell 139190.00 50000 Ordinary 50000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 17/05/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: |
on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 476036.65 149650 Ordinary 149650 Sell 613340.00 200000 Ordinary 200000 Sell 595580.00 200000 Ordinary 200000 Sell 176099.92 59253 Ordinary 59253 Sell 1683.99 567 Ordinary 567 Sell 2058308.21 696551 Ordinary 696551 Sell 292310.00 100000 Ordinary 100000 Sell 399000.00 150000 Ordinary 150000 Sell 825000.00 300000 Ordinary 300000 Sell 139190.00 50000 Ordinary 50000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 17/05/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: |
on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 476036.65 149650 Ordinary 149650 Sell 613340.00 200000 Ordinary 200000 Sell 595580.00 200000 Ordinary 200000 Sell 176099.92 59253 Ordinary 59253 Sell 1683.99 567 Ordinary 567 Sell 2058308.21 696551 Ordinary 696551 Sell 292310.00 100000 Ordinary 100000 Sell 399000.00 150000 Ordinary 150000 Sell 825000.00 300000 Ordinary 300000 Sell 139190.00 50000 Ordinary 50000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 17/05/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: |
on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 476036.65 149650 Ordinary 149650 Sell 613340.00 200000 Ordinary 200000 Sell 595580.00 200000 Ordinary 200000 Sell 176099.92 59253 Ordinary 59253 Sell 1683.99 567 Ordinary 567 Sell 2058308.21 696551 Ordinary 696551 Sell 292310.00 100000 Ordinary 100000 Sell 399000.00 150000 Ordinary 150000 Sell 825000.00 300000 Ordinary 300000 Sell 139190.00 50000 Ordinary 50000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 17/05/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: |
on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 476036.65 149650 Ordinary 149650 Sell 613340.00 200000 Ordinary 200000 Sell 595580.00 200000 Ordinary 200000 Sell 176099.92 59253 Ordinary 59253 Sell 1683.99 567 Ordinary 567 Sell 2058308.21 696551 Ordinary 696551 Sell 292310.00 100000 Ordinary 100000 Sell 399000.00 150000 Ordinary 150000 Sell 825000.00 300000 Ordinary 300000 Sell 139190.00 50000 Ordinary 50000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 17/05/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: |
on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 476036.65 149650 Ordinary 149650 Sell 613340.00 200000 Ordinary 200000 Sell 595580.00 200000 Ordinary 200000 Sell 176099.92 59253 Ordinary 59253 Sell 1683.99 567 Ordinary 567 Sell 2058308.21 696551 Ordinary 696551 Sell 292310.00 100000 Ordinary 100000 Sell 399000.00 150000 Ordinary 150000 Sell 825000.00 300000 Ordinary 300000 Sell 139190.00 50000 Ordinary 50000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 17/05/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: |
|---|---|---|---|---|---|---|---|---|
| Name and ACN/ | ARSN (if applicable) | Nature of association | ||||||
| NOT A | PPLICABLE | |||||||
| 6. Addresses The addresses of persons |
||||||||
| N | ame | Address | ||||||
| PHIL | IP KING | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 |
||||||
| Signature Annexure 1 Changes in relevant int |
||||||||
| Date | Person who | se relevant interest changed | Nature of Change |
Consideration given in relation to change |
Number of securities affected |
Class of securities |
Persons votes affected |
|
| 29/04/2021 | Reg | al Funds Management | Sell | 476036.65 | 149650 | Ordinary | 149650 | |
| 30/04/2021 | Reg | al Funds Management | Sell | 613340.00 | 200000 | Ordinary | 200000 | |
| 4/05/2021 | Reg | al Funds Management | Sell | 595580.00 | 200000 | Ordinary | 200000 | |
| 4/05/2021 | Reg | al Funds Management | Sell | 176099.92 | 59253 | Ordinary | 59253 | |
| 6/05/2021 | Reg | al Funds Management | Sell | 1683.99 | 567 | Ordinary | 567 | |
| 6/05/2021 | Reg | al Funds Management | Sell | 2058308.21 | 696551 | Ordinary | 696551 | |
| 6/05/2021 | Reg | al Funds Management | Sell | 292310.00 | 100000 | Ordinary | 100000 | |
| 12/05/2021 | Reg | al Funds Management | Sell | 399000.00 | 150000 | Ordinary | 150000 | |
| 13/05/2021 | Reg | al Funds Management | Sell | 825000.00 | 300000 | Ordinary | 300000 | |
| 13/05/2021 | Reg | al Funds Management | Sell | 139190.00 | 50000 | Ordinary | 50000 | |
| 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 0/01/1900 Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE
6. Addresses
The addresses of persons named in this form are as follows:
Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY PHILIP KING NSW 2000
Signature
Annexure 1
Changes in relevant interests
| Consideration | ||||||
|---|---|---|---|---|---|---|
| given in | Number of | Persons | ||||
| Nature of | relation to | securities | Class of | votes | ||
| Date | Person whose relevant interest changed | Change | change | affected | securities | affected |
| 29/04/2021 | Regal Funds Management | Sell | 476036.65 | 149650 | Ordinary | 149650 |
| 30/04/2021 | Regal Funds Management | Sell | 613340.00 | 200000 | Ordinary | 200000 |
| 4/05/2021 | Regal Funds Management | Sell | 595580.00 | 200000 | Ordinary | 200000 |
| 4/05/2021 | Regal Funds Management | Sell | 176099.92 | 59253 | Ordinary | 59253 |
| 6/05/2021 | Regal Funds Management | Sell | 1683.99 | 567 | Ordinary | 567 |
| 6/05/2021 | Regal Funds Management | Sell | 2058308.21 | 696551 | Ordinary | 696551 |
| 6/05/2021 | Regal Funds Management | Sell | 292310.00 | 100000 | Ordinary | 100000 |
| 12/05/2021 | Regal Funds Management | Sell | 399000.00 | 150000 | Ordinary | 150000 |
| 13/05/2021 | Regal Funds Management | Sell | 825000.00 | 300000 | Ordinary | 300000 |
| 13/05/2021 | Regal Funds Management | Sell | 139190.00 | 50000 | Ordinary | 50000 |