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AUSSIE BROADBAND LIMITED — Major Shareholding Notification 2021
Oct 24, 2021
64278_rns_2021-10-24_0e5eac3c-0e82-4abd-b406-d197bda14a10.pdf
Major Shareholding Notification
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Level 2, 5 Martin Place Sydney NSW 2000 +61 13 51 53 lennoxcapitalpartners.com.au
25 October 2021
The Manager Company Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000
By electronic lodgement
Dear Sir/Madam
Re: Notice of change of interests of substantial holder – Aussie Broadband Limited (ABB)
We enclose notice of change of interests of substantial holder in Aussie Broadband Limited. This notice is given by Lennox Capital Partners Pty Limited.
Yours faithfully
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Linda Matthews Company Secretary
Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| 1. Details of substantial holder(1) To Company Name/Scheme ACN/ARSN Name The previous notice was given to the company on The previous notice was dated ACN/ARSN (if applicable) There was a change in the interests of the substantial |
21/10/2021 12/10/2020 12/10/2020 Aussie Broadband Limited 132 090 192 Lennox Capital Partners Pty Limited holder on 617 001 966 |
|---|---|
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
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Classof securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary Fully Paid 13,376,907 7.03% 13,450,351 6.01%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change Person whose relevant Nature of change (6) Consideration given in Class and number of Person's votes
interest changed relation to change (7) securities affected affected
Refer Lennox Capital Refer Refer Refer Refer
Annexure 1 Partners Pty Annexure 1 Annexure 1 Annexure 1 Annexure 1
Limited
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4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant | Registered holder of | Person entitled to be | Person entitled to be | **Nature of relevant interest (6) ** | Class and number of | Person's votes |
|---|---|---|---|---|---|---|
| interest | securities | registered as holder | securities | |||
| (8) | ||||||
| Lennox Capital | J. P. Morgan | J. P. Morgan | Ordinary Fully Paid | 3,006,783 | 3,006,783 | |
| Partners Pty | Nominees | Nominees | securities purchased | (Ordinary Fully | ||
| Limited | Australia Pty | Australia Pty | and sold on market by | Paid) | ||
| Limited | Limited | Lennox Capital | ||||
| Partners Pty Limited | ||||||
| Lennox Capital | HSBC Custody | HSBC Custody | As above | 2,095,883 | 2,095,883 | |
| Partners Pty | Nominees | Nominees | (Ordinary Fully | |||
| Limited | (Australia) Limited | (Australia) | Paid) | |||
| Limited | ||||||
| Lennox Capital | BNP Paribas | BNP Paribas | As above | 4,272,659 | 4,272,659 | |
| Partners Pty | Nominees Pty | Nominees Pty | (Ordinary Fully | |||
| Limited | Limited | Limited | Paid) | |||
| Lennox Capital | Citicorp Nominees | Citicorp | As above | 4,075,026 | 4,075,026 | |
| Partners Pty | Pty Limited | Nominees Pty | (Ordinary Fully | |||
| Limited | Limited | Paid) |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
N/A N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
Lennox Capital Partners Pty Limited Level 2, 5 Martin Place, Sydney NSW 2000
Signature
print name Linda Matthews Capacity Company Secretary
sign here date 25/10/2021
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure 1 consists of 3 pages and is referred to in Form 604 signed by me and dated 25/10/2021
[Insert Signature Here]
Linda Matthews Company Secretary of Lennox Capital Partners Pty Limited
Transactions:
Company Name/Scheme: Aussie Broadband Limited (ABB) As at: 21/10/2021 Class of security: Ordinary Fully Paid
| Date of Change | Holder of relevant interest |
Nature of Change | Consideration | Number of Securities |
Person's Votes Affected |
|---|---|---|---|---|---|
| 22/12/2020 | Lennox Capital Partners PtyLimited |
Buy | 149,374 | 73,765 | 73,765 |
| 18/01/2021 | as above | Buy | 131,760 | 59,242 | 59,242 |
| 28/01/2021 | as above | Sell | 163,212 | -61,000 | 61,000 |
| 29/01/2021 | as above | Buy | 45,457 | 17,307 | 17,307 |
| 29/01/2021 | as above | Sell | 125,234 | -47,491 | 47,491 |
| 29/01/2021 | as above | Buy | 44,191 | 16,825 | 16,825 |
| 29/01/2021 | as above | Sell | 92,593 | -35,113 | 35,113 |
| 29/01/2021 | as above | Buy | 94,199 | 35,865 | 35,865 |
| 03/02/2021 | as above | Buy | 73,130 | 28,959 | 28,959 |
| 03/02/2021 | as above | Buy | 64,468 | 25,529 | 25,529 |
| 03/02/2021 | as above | Buy | 132,318 | 52,397 | 52,397 |
| 03/02/2021 | as above | Buy | 105,292 | 41,695 | 41,695 |
| 04/02/2021 | as above | Buy | 373,476 | 149,301 | 149,301 |
| 04/02/2021 | as above | Buy | 329,743 | 131,818 | 131,818 |
| 04/02/2021 | as above | Buy | 677,079 | 270,669 | 270,669 |
| 04/02/2021 | as above | Buy | 550,463 | 220,053 | 220,053 |
| 18/03/2021 | as above | Sell | 204,547 | -72,278 | 72,278 |
| 18/03/2021 | as above | Buy | 204,547 | 72,278 | 72,278 |
| 12/05/2021 | as above | Sell | 90,721 | -33,346 | 33,346 |
| 12/05/2021 | as above | Sell | 83,917 | -30,845 | 30,845 |
| 12/05/2021 | as above | Sell | 146,235 | -53,751 | 53,751 |
| 13/05/2021 | as above | Sell | 239,893 | -88,196 | 88,196 |
| 13/05/2021 | as above | Sell | 221,898 | -81,580 | 81,580 |
| 13/05/2021 | as above | Sell | 386,694 | -142,167 | 142,167 |
| 30/06/2021 | as above | Buy | 46,072 | 15,639 | 15,639 |
| 01/07/2021 | as above | Buy | 140,505 | 47,905 | 47,905 |
| 19/07/2021 | as above | Buy | 119,240 | 44,000 | 44,000 |
| 19/07/2021 | as above | Sell | 119,240 | -44,000 | 44,000 |
| 27/07/2021 | as above | Buy | 68,303 | 24,456 | 24,456 |
| 27/07/2021 | as above | Buy | 61,142 | 21,892 | 21,892 |
| 27/07/2021 | as above | Buy | 128,688 | 46,077 | 46,077 |
| 28/07/2021 | as above | Buy | 116,781 | 41,709 | 41,709 |
| 28/07/2021 | as above | Buy | 104,551 | 37,341 | 37,341 |
| 28/07/2021 | as above | Buy | 223,107 | 79,684 | 79,684 |
| 02/08/2021 | as above | Buy | 585,336 | 195,086 | 195,086 |
| 03/08/2021 | as above | Buy | 28,533 | 9,608 | 9,608 |
| 05/08/2021 | as above | Buy | 402,356 | 136,392 | 136,392 |
| 12/08/2021 | as above | Buy | 575,880 | 150,000 | 150,000 |
| 12/08/2021 | as above | Sell | 502,086 | -130,490 | 130,490 |
| 12/08/2021 | as above | Sell | 1,022,253 | -265,679 | 265,679 |
| 12/08/2021 | as above | Sell | 73,079 | -18,993 | 18,993 |
| 12/08/2021 | as above | Sell | 807,374 | -209,833 | 209,833 |
| 13/08/2021 | as above | Sell | 58,526 | -15,721 | 15,721 |
| 13/08/2021 | as above | Sell | 119,163 | -32,009 | 32,009 |
| 13/08/2021 | as above | Sell | 8,518 | -2,288 | 2,288 |
| 13/08/2021 | as above | Sell | 94,116 | -25,281 | 25,281 |
Page 1 of 3
| Date of Change | Holder of relevant interest |
Nature of Change | Consideration | Number of Securities |
Person's Votes Affected |
|---|---|---|---|---|---|
| 16/08/2021 | as above | Sell | 159,007 | -42,858 | 42,858 |
| 16/08/2021 | as above | Sell | 323,736 | -87,258 | 87,258 |
| 16/08/2021 | as above | Sell | 23,144 | -6,238 | 6,238 |
| 16/08/2021 | as above | Sell | 255,689 | -68,917 | 68,917 |
| 19/08/2021 | as above | Sell | 62,849 | -16,933 | 16,933 |
| 19/08/2021 | as above | Sell | 127,961 | -34,476 | 34,476 |
| 19/08/2021 | as above | Sell | 9,149 | -2,465 | 2,465 |
| 19/08/2021 | as above | Sell | 101,063 | -27,229 | 27,229 |
| 23/08/2021 | as above | Sell | 45,107 | -12,171 | 12,171 |
| 23/08/2021 | as above | Sell | 91,841 | -24,781 | 24,781 |
| 23/08/2021 | as above | Sell | 6,567 | -1,772 | 1,772 |
| 23/08/2021 | as above | Sell | 72,536 | -19,572 | 19,572 |
| 24/08/2021 | as above | Sell | 24,243 | -6,529 | 6,529 |
| 24/08/2021 | as above | Sell | 49,362 | -13,294 | 13,294 |
| 24/08/2021 | as above | Sell | 3,527 | -950 | 950 |
| 24/08/2021 | as above | Sell | 38,984 | -10,499 | 10,499 |
| 25/08/2021 | as above | Buy | 279,296 | 74,810 | 74,810 |
| 31/08/2021 | as above | Sell | 29,563 | -7,355 | 7,355 |
| 31/08/2021 | as above | Sell | 23,662 | -5,887 | 5,887 |
| 31/08/2021 | as above | Sell | 42,730 | -10,631 | 10,631 |
| 31/08/2021 | as above | Sell | 3,678 | -915 | 915 |
| 31/08/2021 | as above | Sell | 40,757 | -10,140 | 10,140 |
| 01/09/2021 | as above | Sell | 1,126,927 | -268,316 | 268,316 |
| 01/09/2021 | as above | Sell | 925,718 | -220,409 | 220,409 |
| 01/09/2021 | as above | Sell | 1,699,669 | -404,683 | 404,683 |
| 01/09/2021 | as above | Sell | 123,652 | -29,441 | 29,441 |
| 01/09/2021 | as above | Sell | 1,584,034 | -377,151 | 377,151 |
| 15/09/2021 | as above | Buy | 3,659,072 | 914,768 | 914,768 |
| 15/09/2021 | as above | Buy | 2,443,084 | 610,771 | 610,771 |
| 15/09/2021 | as above | Buy | 5,037,980 | 1,259,495 | 1,259,495 |
| 15/09/2021 | as above | Buy | 381,252 | 95,313 | 95,313 |
| 15/09/2021 | as above | Buy | 4,478,612 | 1,119,653 | 1,119,653 |
| 28/09/2021 | as above | Sell | 33,803 | -6,877 | 6,877 |
| 28/09/2021 | as above | Sell | 13,404 | -2,727 | 2,727 |
| 28/09/2021 | as above | Sell | 31,222 | -6,352 | 6,352 |
| 28/09/2021 | as above | Sell | 2,674 | -544 | 544 |
| 28/09/2021 | as above | Sell | 26,331 | -5,357 | 5,357 |
| 29/09/2021 | as above | Sell | 101,781 | -20,715 | 20,715 |
| 29/09/2021 | as above | Sell | 40,732 | -8,290 | 8,290 |
| 29/09/2021 | as above | Sell | 95,310 | -19,398 | 19,398 |
| 29/09/2021 | as above | Sell | 7,650 | -1,557 | 1,557 |
| 29/09/2021 | as above | Sell | 79,273 | -16,134 | 16,134 |
| 01/10/2021 | as above | Sell | 588,662 | -119,744 | 119,744 |
| 01/10/2021 | as above | Sell | 226,726 | -46,120 | 46,120 |
| 01/10/2021 | as above | Sell | 533,789 | -108,582 | 108,582 |
| 01/10/2021 | as above | Sell | 42,936 | -8,734 | 8,734 |
| 01/10/2021 | as above | Sell | 439,953 | -89,494 | 89,494 |
| 05/10/2021 | as above | Sell | 125,810 | -25,324 | 25,324 |
| 05/10/2021 | as above | Sell | 63,392 | -12,760 | 12,760 |
| 05/10/2021 | as above | Sell | 144,007 | -28,987 | 28,987 |
| 05/10/2021 | as above | Sell | 11,635 | -2,342 | 2,342 |
| 05/10/2021 | as above | Sell | 120,206 | -24,196 | 24,196 |
| 06/10/2021 | as above | Sell | 370,961 | -74,786 | 74,786 |
| 06/10/2021 | as above | Sell | 161,418 | -32,542 | 32,542 |
| 06/10/2021 | as above | Sell | 370,098 | -74,612 | 74,612 |
| 06/10/2021 | as above | Sell | 30,154 | -6,079 | 6,079 |
| 06/10/2021 | as above | Sell | 338,893 | -68,321 | 68,321 |
| 07/10/2021 | as above | Sell | 300,980 | -60,541 | 60,541 |
| 07/10/2021 | as above | Sell | 131,093 | -26,369 | 26,369 |
| 07/10/2021 | as above | Sell | 303,545 | -61,057 | 61,057 |
| 07/10/2021 | as above | Sell | 22,372 | -4,500 | 4,500 |
| 07/10/2021 | as above | Sell | 289,515 | -58,235 | 58,235 |
| 08/10/2021 | as above | Sell | 429,436 | -84,780 | 84,780 |
| 08/10/2021 | as above | Sell | 196,437 | -38,781 | 38,781 |
| 08/10/2021 | as above | Sell | 442,530 | -87,365 | 87,365 |
| 08/10/2021 | as above | Sell | 36,298 | 7,166 - |
7,166 |
Page 2 of 3
| Date of Change | Holder of relevant interest |
Nature of Change | Consideration | Number of Securities |
Person's Votes Affected |
|---|---|---|---|---|---|
| 08/10/2021 | as above | Sell | 414,889 | 81,908 - |
81,908 |
| 11/10/2021 | as above | Sell | 447,473 | 91,418 - |
91,418 |
| 11/10/2021 | as above | Sell | 173,139 | 35,372 - |
35,372 |
| 11/10/2021 | as above | Sell | 399,812 | 81,681 - |
81,681 |
| 11/10/2021 | as above | Sell | 43,104 | 8,806 - |
8,806 |
| 11/10/2021 | as above | Sell | 384,477 | 78,548 - |
78,548 |
| 13/10/2021 | as above | Sell | 12,343 | 2,529 - |
2,529 |
| 13/10/2021 | as above | Sell | 11,079 | 2,270 - |
2,270 |
| 13/10/2021 | as above | Sell | 23,060 | 4,725 - |
4,725 |
| 13/10/2021 | as above | Sell | 20,615 | 4,224 - |
4,224 |
| 14/10/2021 | as above | Sell | 490,390 | 100,149 - |
100,149 |
| 14/10/2021 | as above | Sell | 448,259 | 91,545 - |
91,545 |
| 14/10/2021 | as above | Sell | 937,322 | 191,423 - |
191,423 |
| 14/10/2021 | as above | Sell | 1,059,375 | 216,349 - |
216,349 |
| 15/10/2021 | as above | Sell | 38,257 | 7,627 - |
7,627 |
| 15/10/2021 | as above | Sell | 696,151 | 138,786 - |
138,786 |
| 15/10/2021 | as above | Sell | 511,617 | 101,997 - |
101,997 |
| 15/10/2021 | as above | Sell | 1,041,873 | 207,710 - |
207,710 |
| 15/10/2021 | as above | Sell | 1,044,953 | 208,324 - |
208,324 |
| 21/10/2021 | as above | Sell | 45,977 | 9,637 - |
9,637 |
| 21/10/2021 | as above | Sell | 42,638 | 8,937 - |
8,937 |
| 21/10/2021 | as above | Sell | 86,869 | 18,208 - |
18,208 |
| 21/10/2021 | as above | Sell | 68,634 | 14,386 - |
14,386 |
Total Number of Securities
73,444
Page 3 of 3