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AUSSIE BROADBAND LIMITED Major Shareholding Notification 2021

Oct 24, 2021

64278_rns_2021-10-24_0e5eac3c-0e82-4abd-b406-d197bda14a10.pdf

Major Shareholding Notification

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Level 2, 5 Martin Place Sydney NSW 2000 +61 13 51 53 lennoxcapitalpartners.com.au

25 October 2021

The Manager Company Announcements Office ASX Limited 20 Bridge Street SYDNEY NSW 2000

By electronic lodgement

Dear Sir/Madam

Re: Notice of change of interests of substantial holder – Aussie Broadband Limited (ABB)

We enclose notice of change of interests of substantial holder in Aussie Broadband Limited. This notice is given by Lennox Capital Partners Pty Limited.

Yours faithfully

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Linda Matthews Company Secretary

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

1. Details of substantial holder(1)
To
Company Name/Scheme
ACN/ARSN
Name
The previous notice was given to the company on
The previous notice was dated
ACN/ARSN (if applicable)
There was a change in the interests of the substantial
21/10/2021
12/10/2020
12/10/2020
Aussie Broadband Limited
132 090 192
Lennox Capital Partners Pty Limited

holder on
617 001 966

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

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Classof securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary Fully Paid 13,376,907 7.03% 13,450,351 6.01%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change Person whose relevant Nature of change (6) Consideration given in Class and number of Person's votes
interest changed relation to change (7) securities affected affected
Refer Lennox Capital Refer Refer Refer Refer
Annexure 1 Partners Pty Annexure 1 Annexure 1 Annexure 1 Annexure 1
Limited
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4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant Registered holder of Person entitled to be Person entitled to be **Nature of relevant interest (6) ** Class and number of Person's votes
interest securities registered as holder securities
(8)
Lennox Capital J. P. Morgan J. P. Morgan Ordinary Fully Paid 3,006,783 3,006,783
Partners Pty Nominees Nominees securities purchased (Ordinary Fully
Limited Australia Pty Australia Pty and sold on market by Paid)
Limited Limited Lennox Capital
Partners Pty Limited
Lennox Capital HSBC Custody HSBC Custody As above 2,095,883 2,095,883
Partners Pty Nominees Nominees (Ordinary Fully
Limited (Australia) Limited (Australia) Paid)
Limited
Lennox Capital BNP Paribas BNP Paribas As above 4,272,659 4,272,659
Partners Pty Nominees Pty Nominees Pty (Ordinary Fully
Limited Limited Limited Paid)
Lennox Capital Citicorp Nominees Citicorp As above 4,075,026 4,075,026
Partners Pty Pty Limited Nominees Pty (Ordinary Fully
Limited Limited Paid)

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

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Name and ACN/ARSN (if applicable) Nature of association
N/A N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
Lennox Capital Partners Pty Limited Level 2, 5 Martin Place, Sydney NSW 2000
Signature
print name Linda Matthews Capacity Company Secretary
sign here date 25/10/2021
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

(6) Include details of:

(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure 1 consists of 3 pages and is referred to in Form 604 signed by me and dated 25/10/2021

[Insert Signature Here]

Linda Matthews Company Secretary of Lennox Capital Partners Pty Limited

Transactions:

Company Name/Scheme: Aussie Broadband Limited (ABB) As at: 21/10/2021 Class of security: Ordinary Fully Paid

Date of Change Holder of relevant
interest
Nature of Change Consideration Number of
Securities
Person's Votes
Affected
22/12/2020 Lennox Capital Partners
PtyLimited
Buy 149,374 73,765 73,765
18/01/2021 as above Buy 131,760 59,242 59,242
28/01/2021 as above Sell 163,212 -61,000 61,000
29/01/2021 as above Buy 45,457 17,307 17,307
29/01/2021 as above Sell 125,234 -47,491 47,491
29/01/2021 as above Buy 44,191 16,825 16,825
29/01/2021 as above Sell 92,593 -35,113 35,113
29/01/2021 as above Buy 94,199 35,865 35,865
03/02/2021 as above Buy 73,130 28,959 28,959
03/02/2021 as above Buy 64,468 25,529 25,529
03/02/2021 as above Buy 132,318 52,397 52,397
03/02/2021 as above Buy 105,292 41,695 41,695
04/02/2021 as above Buy 373,476 149,301 149,301
04/02/2021 as above Buy 329,743 131,818 131,818
04/02/2021 as above Buy 677,079 270,669 270,669
04/02/2021 as above Buy 550,463 220,053 220,053
18/03/2021 as above Sell 204,547 -72,278 72,278
18/03/2021 as above Buy 204,547 72,278 72,278
12/05/2021 as above Sell 90,721 -33,346 33,346
12/05/2021 as above Sell 83,917 -30,845 30,845
12/05/2021 as above Sell 146,235 -53,751 53,751
13/05/2021 as above Sell 239,893 -88,196 88,196
13/05/2021 as above Sell 221,898 -81,580 81,580
13/05/2021 as above Sell 386,694 -142,167 142,167
30/06/2021 as above Buy 46,072 15,639 15,639
01/07/2021 as above Buy 140,505 47,905 47,905
19/07/2021 as above Buy 119,240 44,000 44,000
19/07/2021 as above Sell 119,240 -44,000 44,000
27/07/2021 as above Buy 68,303 24,456 24,456
27/07/2021 as above Buy 61,142 21,892 21,892
27/07/2021 as above Buy 128,688 46,077 46,077
28/07/2021 as above Buy 116,781 41,709 41,709
28/07/2021 as above Buy 104,551 37,341 37,341
28/07/2021 as above Buy 223,107 79,684 79,684
02/08/2021 as above Buy 585,336 195,086 195,086
03/08/2021 as above Buy 28,533 9,608 9,608
05/08/2021 as above Buy 402,356 136,392 136,392
12/08/2021 as above Buy 575,880 150,000 150,000
12/08/2021 as above Sell 502,086 -130,490 130,490
12/08/2021 as above Sell 1,022,253 -265,679 265,679
12/08/2021 as above Sell 73,079 -18,993 18,993
12/08/2021 as above Sell 807,374 -209,833 209,833
13/08/2021 as above Sell 58,526 -15,721 15,721
13/08/2021 as above Sell 119,163 -32,009 32,009
13/08/2021 as above Sell 8,518 -2,288 2,288
13/08/2021 as above Sell 94,116 -25,281 25,281

Page 1 of 3

Date of Change Holder of relevant
interest
Nature of Change Consideration Number of
Securities
Person's Votes
Affected
16/08/2021 as above Sell 159,007 -42,858 42,858
16/08/2021 as above Sell 323,736 -87,258 87,258
16/08/2021 as above Sell 23,144 -6,238 6,238
16/08/2021 as above Sell 255,689 -68,917 68,917
19/08/2021 as above Sell 62,849 -16,933 16,933
19/08/2021 as above Sell 127,961 -34,476 34,476
19/08/2021 as above Sell 9,149 -2,465 2,465
19/08/2021 as above Sell 101,063 -27,229 27,229
23/08/2021 as above Sell 45,107 -12,171 12,171
23/08/2021 as above Sell 91,841 -24,781 24,781
23/08/2021 as above Sell 6,567 -1,772 1,772
23/08/2021 as above Sell 72,536 -19,572 19,572
24/08/2021 as above Sell 24,243 -6,529 6,529
24/08/2021 as above Sell 49,362 -13,294 13,294
24/08/2021 as above Sell 3,527 -950 950
24/08/2021 as above Sell 38,984 -10,499 10,499
25/08/2021 as above Buy 279,296 74,810 74,810
31/08/2021 as above Sell 29,563 -7,355 7,355
31/08/2021 as above Sell 23,662 -5,887 5,887
31/08/2021 as above Sell 42,730 -10,631 10,631
31/08/2021 as above Sell 3,678 -915 915
31/08/2021 as above Sell 40,757 -10,140 10,140
01/09/2021 as above Sell 1,126,927 -268,316 268,316
01/09/2021 as above Sell 925,718 -220,409 220,409
01/09/2021 as above Sell 1,699,669 -404,683 404,683
01/09/2021 as above Sell 123,652 -29,441 29,441
01/09/2021 as above Sell 1,584,034 -377,151 377,151
15/09/2021 as above Buy 3,659,072 914,768 914,768
15/09/2021 as above Buy 2,443,084 610,771 610,771
15/09/2021 as above Buy 5,037,980 1,259,495 1,259,495
15/09/2021 as above Buy 381,252 95,313 95,313
15/09/2021 as above Buy 4,478,612 1,119,653 1,119,653
28/09/2021 as above Sell 33,803 -6,877 6,877
28/09/2021 as above Sell 13,404 -2,727 2,727
28/09/2021 as above Sell 31,222 -6,352 6,352
28/09/2021 as above Sell 2,674 -544 544
28/09/2021 as above Sell 26,331 -5,357 5,357
29/09/2021 as above Sell 101,781 -20,715 20,715
29/09/2021 as above Sell 40,732 -8,290 8,290
29/09/2021 as above Sell 95,310 -19,398 19,398
29/09/2021 as above Sell 7,650 -1,557 1,557
29/09/2021 as above Sell 79,273 -16,134 16,134
01/10/2021 as above Sell 588,662 -119,744 119,744
01/10/2021 as above Sell 226,726 -46,120 46,120
01/10/2021 as above Sell 533,789 -108,582 108,582
01/10/2021 as above Sell 42,936 -8,734 8,734
01/10/2021 as above Sell 439,953 -89,494 89,494
05/10/2021 as above Sell 125,810 -25,324 25,324
05/10/2021 as above Sell 63,392 -12,760 12,760
05/10/2021 as above Sell 144,007 -28,987 28,987
05/10/2021 as above Sell 11,635 -2,342 2,342
05/10/2021 as above Sell 120,206 -24,196 24,196
06/10/2021 as above Sell 370,961 -74,786 74,786
06/10/2021 as above Sell 161,418 -32,542 32,542
06/10/2021 as above Sell 370,098 -74,612 74,612
06/10/2021 as above Sell 30,154 -6,079 6,079
06/10/2021 as above Sell 338,893 -68,321 68,321
07/10/2021 as above Sell 300,980 -60,541 60,541
07/10/2021 as above Sell 131,093 -26,369 26,369
07/10/2021 as above Sell 303,545 -61,057 61,057
07/10/2021 as above Sell 22,372 -4,500 4,500
07/10/2021 as above Sell 289,515 -58,235 58,235
08/10/2021 as above Sell 429,436 -84,780 84,780
08/10/2021 as above Sell 196,437 -38,781 38,781
08/10/2021 as above Sell 442,530 -87,365 87,365
08/10/2021 as above Sell 36,298 7,166
-
7,166

Page 2 of 3

Date of Change Holder of relevant
interest
Nature of Change Consideration Number of
Securities
Person's Votes
Affected
08/10/2021 as above Sell 414,889 81,908
-
81,908
11/10/2021 as above Sell 447,473 91,418
-
91,418
11/10/2021 as above Sell 173,139 35,372
-
35,372
11/10/2021 as above Sell 399,812 81,681
-
81,681
11/10/2021 as above Sell 43,104 8,806
-
8,806
11/10/2021 as above Sell 384,477 78,548
-
78,548
13/10/2021 as above Sell 12,343 2,529
-
2,529
13/10/2021 as above Sell 11,079 2,270
-
2,270
13/10/2021 as above Sell 23,060 4,725
-
4,725
13/10/2021 as above Sell 20,615 4,224
-
4,224
14/10/2021 as above Sell 490,390 100,149
-
100,149
14/10/2021 as above Sell 448,259 91,545
-
91,545
14/10/2021 as above Sell 937,322 191,423
-
191,423
14/10/2021 as above Sell 1,059,375 216,349
-
216,349
15/10/2021 as above Sell 38,257 7,627
-
7,627
15/10/2021 as above Sell 696,151 138,786
-
138,786
15/10/2021 as above Sell 511,617 101,997
-
101,997
15/10/2021 as above Sell 1,041,873 207,710
-
207,710
15/10/2021 as above Sell 1,044,953 208,324
-
208,324
21/10/2021 as above Sell 45,977 9,637
-
9,637
21/10/2021 as above Sell 42,638 8,937
-
8,937
21/10/2021 as above Sell 86,869 18,208
-
18,208
21/10/2021 as above Sell 68,634 14,386
-
14,386

Total Number of Securities

73,444

Page 3 of 3