AUSSIE BROADBAND LIMITED — Major Shareholding Notification 2020

Oct 19, 2020

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme

ACN/ARSN

Aussie Broadband Ltd (ABB)

132 090 192

1. Details of substantial holder (1)

Name Regal Funds Management Pty Ltd (RFM)

ACN/ARSN (if applicable) 107 576 821

The holder became a substantial holder on 16/10/2020

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)	Number of securities	Person's votes (5)	Voting power (6)
ORDINARY	21,694,978	21,694,978	11.40%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest (7)	Class and number of securities
REGAL FUNDS MANAGEMENT PTY LIMITED	REGAL FUNDS MANAGEMENT PTY LIMITED HAS A RELEVANT INTEREST IN ITS CAPACITY AS INVESTMENT MANAGER AND/OR TRUSTEE	21,694,978 ORDINARY

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
CREDIT SUISSE AG	CS THIRD NOMINEES PTY LIMITED	CREDIT SUISSE AG	HOLDER OF SHARES	4,000,000 ORDINARY	4,000,000
MERRILL LYNCH INTERNATIONAL LIMITED	MERRILL LYNCH (AUS) NOMINEES PTY LTD	MERRILL LYNCH INTERNATIONAL LIMITED	HOLDER OF SHARES	9,155,251 ORDINARY	9,155,251
UBS AG, AUSTRALIA BRANCH	UBS NOMINEES PTY LTD	UBS AG, AUSTRALIA BRANCH	HOLDER OF SHARES	8,539,727 ORDINARY	8,539,727

5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months						prior to the day that
the substantial holder became a substantial holder is as follows:
Holder of relevant interest	Date of acquisition			Consideration (9)	Class and number of securities
REGAL FUNDS MANAGEMENT PTY LTD	16/10/2020		Conversion of 95,000 Convertible Notes		17,394,978 ORDINARY
REGAL FUNDS MANAGEMENT PTY LTD	16/10/2020			$1.00 - $1.93 p/share	4,300,000 ORDINARY
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)				Nature of association
NOT APPLICABLE
7. Addresses
The addresses of persons named in this form are as follows:
Name				Address
PHILIP KING			LEVEL 47	GATEWAY 1 MACQUARIE PLACE SYDNEY		NSW
				2000
Signature
	print name	PhilipKing		capacity	Director
	sign here			date	20/10/2020