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AURORA LABS LIMITED Director's Dealing 2019

Dec 22, 2019

64269_rns_2019-12-22_4d2ac38f-8b5d-400f-af3c-ba174c50ab80.pdf

Director's Dealing

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CORPORATE DIRECTORY

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CONTACT DETAILS

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ASX CODE: A3D ACN: 601 164 505

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auroralabs3d.com

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

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Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity: AURORA LABS LIMITED

ABN 44 601 164 505

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director David James Budge
Date of last notice 13 December 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Registered Holder: David James Budge ATF

Relevant interest: Trustee & beneficiary
Date of change 19th December 2019
No. of securities held prior to change 1.23,946,785 Ordinary Shares
2.165,000 Options (Ex $3.00/ Exp 31/03/2020)
3.15,000 Options (Ex $0.79/ Exp 31/08/2020)
4.50,000 Performance Rights (Exp 31/01/2023)
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

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Class 1. Ordinary Shares
2. Unquoted Options (Ex $3.00/Expiry 31/3/2020)
3. Unquoted Options (Ex $0.79/Expiry 31/8/2020)
4. Performance Rights (Expiry 31/01/2023)
Number acquired Nil
Number disposed Legal title to 8,000,000 fully-paid ordinary shares
transferred from Mr Budge to a custodian by way of
security pursuant to a Master Loan Agreement and
Deed of Security with Equities First Holdings, LLC
both dated 19/12/2019.
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
Provision of a loan facility by Equities First
Holdings, LLC to Mr Budge.
No. of securities held after change 1. 15,946,785 Ordinary Shares
2. 165,000 Options (Ex $3.00/ Exp 31/03/2020)
3. 15,000 Options (Ex $0.79/ Exp 31/08/2020
4. 50,000 Performance Rights (Exp 31/01/2023)
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan,
participation in buy-back
Off-market transfer of 8,000,000 fully-paid ordinary
shares from Mr Budge to a custodian by way of
security pursuant to a Master Loan Agreement and
Deed of Security with Equities First Holdings, LLC
both dated 19/12/2019.
There is no change in beneficial interest in the
ordinary shares (which is retained by Mr Budge).

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Master Loan Agreement and Deed of Security with
Equities First Holdings, LLC both dated 19/12/2019
Nature of interest Mr Budge will transfer legal title in ordinary shares by
way of security to a custodian to be held as collateral
pursuant to the Deed of Security.
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

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Name of registered holder
(if issued securities)
HSBC, Australia
(custodian nominated under the Deed of Security)
Date of change 19/12/2019
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
[8,000,000] fully-paid ordinary shares in Aurora Labs
Limited
Interest acquired N/A
Interest disposed N/A
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
N/A
Interest after change N/A

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No.
If so, was prior written clearance provided to allow the trade
to proceed during this period?
N/A
If prior written clearance was provided, on what date was this
provided?
N/A
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 4