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AURORA LABS LIMITED — Director's Dealing 2019
Dec 22, 2019
64269_rns_2019-12-22_4d2ac38f-8b5d-400f-af3c-ba174c50ab80.pdf
Director's Dealing
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CORPORATE DIRECTORY
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CONTACT DETAILS
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ASX CODE: A3D ACN: 601 164 505
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auroralabs3d.com
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
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Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: AURORA LABS LIMITED
ABN 44 601 164 505
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David James Budge |
|---|---|
| Date of last notice | 13 December 2019 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Registered Holder: David James Budge ATF Relevant interest: Trustee & beneficiary |
| Date of change | 19th December 2019 |
| No. of securities held prior to change | 1.23,946,785 Ordinary Shares 2.165,000 Options (Ex $3.00/ Exp 31/03/2020) 3.15,000 Options (Ex $0.79/ Exp 31/08/2020) 4.50,000 Performance Rights (Exp 31/01/2023) |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 2
Appendix 3Y Change of Director’s Interest Notice
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| Class | 1. Ordinary Shares 2. Unquoted Options (Ex $3.00/Expiry 31/3/2020) 3. Unquoted Options (Ex $0.79/Expiry 31/8/2020) 4. Performance Rights (Expiry 31/01/2023) |
|---|---|
| Number acquired | Nil |
| Number disposed | Legal title to 8,000,000 fully-paid ordinary shares transferred from Mr Budge to a custodian by way of security pursuant to a Master Loan Agreement and Deed of Security with Equities First Holdings, LLC both dated 19/12/2019. |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Provision of a loan facility by Equities First Holdings, LLC to Mr Budge. |
| No. of securities held after change | 1. 15,946,785 Ordinary Shares 2. 165,000 Options (Ex $3.00/ Exp 31/03/2020) 3. 15,000 Options (Ex $0.79/ Exp 31/08/2020 4. 50,000 Performance Rights (Exp 31/01/2023) |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Off-market transfer of 8,000,000 fully-paid ordinary shares from Mr Budge to a custodian by way of security pursuant to a Master Loan Agreement and Deed of Security with Equities First Holdings, LLC both dated 19/12/2019. There is no change in beneficial interest in the ordinary shares (which is retained by Mr Budge). |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Master Loan Agreement and Deed of Security with Equities First Holdings, LLC both dated 19/12/2019 |
|---|---|
| Nature of interest | Mr Budge will transfer legal title in ordinary shares by way of security to a custodian to be held as collateral pursuant to the Deed of Security. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
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| Name of registered holder (if issued securities) |
HSBC, Australia (custodian nominated under the Deed of Security) |
|---|---|
| Date of change | 19/12/2019 |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
[8,000,000] fully-paid ordinary shares in Aurora Labs Limited |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No. |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 4