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Aurora Innovation, Inc. Director's Dealing 2021

Nov 13, 2021

30592_dirs_2021-11-12_e17f0262-9adf-4f36-aa36-1785d23a317e.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Aurora Innovation, Inc. (AUR)
CIK: 0001828108
Period of Report: 2021-11-03

Reporting Person: Anderson Sterling (Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (52627338) Direct
Class B Common Stock $ Class A Common Stock (2170) Indirect

Footnotes

F1: On November 3, 2021, upon the consummation of the business combination between Reinvent Technology Partners Y (the former name of the Issuer) and Aurora Innovation Holdings, Inc. (formerly Aurora Innovation, Inc.) ("Legacy Aurora"), each outstanding share of Legacy Aurora Class B stock was cancelled and converted into approximately 2.1708 shares of Class B common stock of the Issuer. Pursuant to the terms of the Issuer's certificate of incorporation (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon certain transfers, upon the death of the holder, or as otherwise set forth in the Charter.

F2: Held by the Anderson 2021 GRAT, of which the reporting person is trustee.